Bradford Financial Center
- Regulatory AUM
- $230M
- Discretionary
- $230M
- Clients
- 710
- Avg AUM / client
- $324K
- Accounts
- 1,478
- Employees
- 26
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 597 | $167M | 72.7% |
| High net worth individuals | 102 | $60.3M | 26.2% |
| Charitable organizations | Fewer than 5 clients | $508K | 0.22% |
| Corporations and other businesses | 11 | $1.9M | 0.83% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James William Tausz | Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer, And Director | CFP | Apr 1985 (41y) | 75% or more |
| Marty William Schimp | Registered representative | Jan 1999 (28y) | ||
| Larry Lee Pickard | Registered representative | Dec 2007 (19y) | ||
| Shallon Jean Weis | Registered representative | Dec 2008 (18y) | ||
| Brandon Rew Walker | Registered representative | CFP | Oct 2014 (12y) | |
| Jerome Barber Moore | Registered representative | CFP | Oct 2014 (12y) | |
| Carlton Herman De Wall | Registered representative | Sep 2024 (2y) | ||
| David Stanton | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bradford Group, Inc. | 100% Owner Of Bradford Financial Center | Feb 2023 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PER CONSULTING AGREEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $229M (100% of AUM) Mar 2026
- Sei Trust Co $592K (0% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗