Westchester Capital Management Inc
- Regulatory AUM
- $556M
- Discretionary
- $556M
- Clients
- 467
- Avg AUM / client
- $1.2M
- Accounts
- 657
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 247 | $65.0M | 11.7% |
| High net worth individuals | 198 | $437M | 78.5% |
| Pension and profit sharing plans | 9 | $23.9M | 4.3% |
| Charitable organizations | Fewer than 5 clients | $267K | 0.05% |
| Corporations and other businesses | 13 | $30.3M | 5.44% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cindy Lou Christensen | President And Chief Executive Officer | Feb 1995 (32y) | 75% or more | |
| Donna Charlotte Erickson Nelson | Chief Compliance Officer, Executive Vice President And Chief Operating Officer | Feb 1998 (29y) | Less than 5% | |
| Maximilian Wilhelm Vogt | Registered representative | CFA | Dec 2016 (10y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/23/2025 | 918 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $556M (100% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 23, 2025.
View current Form ADV (SEC/IAPD) ↗