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Wealth Manager · Small ($100M–$1B)
CRD 110975
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ADV data as of Apr 08, 2025
- Regulatory AUM
- $352M
- Discretionary
- $338M
- Clients
- 404
- Avg AUM / client
- $871K
- Accounts
- 1,335
- Employees
- 10
AUM over time
$143M
$352M
Mar 20, 2012
Apr 8, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 273 | $78.0M | 22.2% |
| High net worth individuals | 124 | $261M | 74.1% |
| Charitable organizations | 5 | $11.0M | 3.12% |
| Corporations and other businesses | 2 | $2.2M | 0.63% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2025.