City Of London Investment Management Co Ltd
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 110986
· SEC file 801-46266
· London
· WWW.CITLON.CO.UK
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ADV data as of Jun 18, 2026
- Regulatory AUM
- $6.8B
- Discretionary
- $6.8B
- Clients
- 31
- Avg AUM / client
- $221M
- Accounts
- 43
- Employees
- 74
AUM over time
$3.3B
$7.6B
Mar 2012
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 1 | $20.6M | 0.3% |
| Investment companies | 1 | $455M | 6.65% |
| Pooled investment vehicles (non-investment companies) | 18 | $3.7B | 54.0% |
| Pension and profit sharing plans | 1 | $28.3M | 0.41% |
| Charitable organizations | 4 | $1.6B | 23.8% |
| State or municipal government entities | 4 | $606M | 8.86% |
| Corporations and other businesses | 2 | $409M | 5.97% |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $3.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ca All World Ex Us Equity Cef Fund | Other Private Fund | Delaware | $494M | 36 |
| Ca International Equity Cef Fund | Other Private Fund | Delaware | $439M | 34 |
| Emerging Markets Country Fund | Other Private Fund | Delaware | $371M | 19 |
| The Emerging (Free) Markets Country Fund | Other Private Fund | Delaware | $347M | 13 |
| International Equity Cef Fund | Other Private Fund | Delaware | $346M | 16 |
| The Emerging (Bmi) Markets Country Fund | Other Private Fund | Delaware | $301M | 2 |
| Global Emerging Markets Fund | Other Private Fund | Delaware | $245M | 3 |
| All World Ex Us Equity Cef Fund | Other Private Fund | Delaware | $244M | 6 |
| Emerging Markets Free Fund | Other Private Fund | Delaware | $196M | 14 |
| Ha International Equity Cef Fund | Other Private Fund | Delaware | $178M | 3 |
| Emerging Markets Global Fund | Other Private Fund | Delaware | $138M | 20 |
| Emerging Markets Investable Fund | Other Private Fund | Delaware | $137M | 15 |
| Em Special Situations Cef Focused Fund | Other Private Fund | Delaware | $67.6M | 6 |
| Opportunistic Value Fund | Other Private Fund | Delaware | $48.8M | 6 |
| The Frontier Emerging Markets Fund | Other Private Fund | Delaware | $36.3M | 13 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Griffith, Thomas, Wayne | Ceo & Director | Mar 2019 (7y) | Less than 5% | |
| Inverso, Anthony, Francis | Chief Operations Officer | May 2019 (7y) | Less than 5% | |
| Yuste, Carlos, Manuel | Director And Head Of Business Development | Nov 2019 (7y) | Less than 5% | |
| Agrawal, Deepranjan | Director And Cfo | Jul 2021 (5y) | Less than 5% | |
| Reagan, Catrina, Joelle | Us Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Magee, Niall, Richard Moy | Uk Head Of Compliance | May 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| City Of London Investment Group Plc | Parent Company | Jun 1997 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $3.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ca All World Ex Us Equity Cef Fund | Other Private Fund | $494M | $0 | 36 |
| Ca International Equity Cef Fund | Other Private Fund | $439M | $0 | 34 |
| Emerging Markets Country Fund | Other Private Fund | $371M | $0 | 19 |
| The Emerging (Free) Markets Country Fund | Other Private Fund | $347M | $0 | 13 |
| International Equity Cef Fund | Other Private Fund | $346M | $0 | 16 |
| The Emerging (Bmi) Markets Country Fund | Other Private Fund | $301M | $0 | 2 |
| Global Emerging Markets Fund | Other Private Fund | $245M | $0 | 3 |
| All World Ex Us Equity Cef Fund | Other Private Fund | $244M | $0 | 6 |
| Emerging Markets Free Fund | Other Private Fund | $196M | $0 | 14 |
| Ha International Equity Cef Fund | Other Private Fund | $178M | $0 | 3 |
| Emerging Markets Global Fund | Other Private Fund | $138M | $0 | 20 |
| Emerging Markets Investable Fund | Other Private Fund | $137M | $0 | 15 |
| Em Special Situations Cef Focused Fund | Other Private Fund | $67.6M | $0 | 6 |
| Opportunistic Value Fund | Other Private Fund | $48.8M | $0 | 6 |
| The Frontier Emerging Markets Fund | Other Private Fund | $36.3M | $0 | 13 |
| The Em Plus Cef Fund | Other Private Fund | $19.6M | $0 | 2 |
| China "A" Share (Cef) Fund | Other Private Fund | $7.8M | $0 | 6 |
| Global Equity Fund Of Cefs | Other Private Fund | $2.7M | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 3.97 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $1.2B (18% of AUM) Jun 2026
- Northern Trust $757M (11% of AUM) Jun 2026
- BNY Mellon $565M (8% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗