Pittenger & Anderson Inc
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 920
- Avg AUM / client
- $3.3M
- Accounts
- 2,261
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jan 07, 2026
Investments (13F portfolio — 522 positions, $2,512,814,105)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Fiserv Inc | COM | $160,521,758 | 2,876,734 | 6.39% | 5.29% |
| 2 | Vanguard Index Fds | LARGE CAP ETF | $97,535,477 | 326,369 | 3.88% | 3.21% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $86,607,065 | 150,052 | 3.45% | 2.85% |
| 4 | Vanguard Index Fds | MID CAP ETF | $74,991,223 | 261,130 | 2.98% | 2.47% |
| 5 | Vanguard Index Fds | SMALL CP ETF | $68,228,470 | 260,494 | 2.72% | 2.25% |
| 6 | Alphabet Inc | CAP STK CL A | $64,824,999 | 225,431 | 2.58% | 2.14% |
| 7 | Apple Inc | COM | $56,242,251 | 221,609 | 2.24% | 1.85% |
| 8 | Costco Wholesale Corporation | COM | $51,929,946 | 52,116 | 2.07% | 1.71% |
| 9 | Schwab Strategic Tr | INTL EQTY ETF | $46,551,272 | 1,880,859 | 1.85% | 1.53% |
| 10 | Microsoft Corp | COM | $45,847,861 | 123,856 | 1.82% | 1.51% |
| 11 | Amazon Com Inc | COM | $40,664,926 | 195,251 | 1.62% | 1.34% |
| 12 | Vanguard Index Fds | S&P 500 ETF SHS | $37,775,886 | 63,218 | 1.5% | 1.25% |
| 13 | Tjx Cos Inc New | COM | $37,079,466 | 232,182 | 1.48% | 1.22% |
| 14 | State Str Spdr S&P Midcap 40 | UTSER1 S&PDCRP | $36,254,195 | 58,782 | 1.44% | 1.19% |
| 15 | Ishares Tr | RUSSELL 2000 ETF | $34,526,808 | 139,221 | 1.37% | 1.14% |
| 16 | Waste Mgmt Inc Del | COM | $33,049,317 | 143,824 | 1.32% | 1.09% |
| 17 | Visa Inc | COM CL A | $31,331,796 | 103,665 | 1.25% | 1.03% |
| 18 | Meta Platforms Inc | CL A | $31,222,898 | 54,573 | 1.24% | 1.03% |
| 19 | Cintas Corp | COM | $29,538,779 | 174,641 | 1.18% | 0.97% |
| 20 | Ishares Tr | MSCI EAFE ETF | $29,264,881 | 301,296 | 1.16% | 0.96% |
| 21 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $29,196,825 | 455,631 | 1.16% | 0.96% |
| 22 | Rtx Corporation | COM | $28,395,266 | 147,202 | 1.13% | 0.94% |
| 23 | Intuitive Surgical Inc | COM NEW | $28,319,769 | 61,433 | 1.13% | 0.93% |
| 24 | Blackrock Inc | COM | $27,791,496 | 28,898 | 1.11% | 0.92% |
| 25 | Taiwan Semiconductor Manufac | SPONSORED ADS | $27,369,033 | 80,985 | 1.09% | 0.9% |
Top 25 of 522 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 553 | $264M | 8.7% |
| High net worth individuals | 341 | $1.4B | 45.3% |
| Charitable organizations | 11 | $209M | 6.89% |
| Corporations and other businesses | 15 | $1.2B | 39.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| Pillsbury Winthrop Shaw Pittman Llp Retirement Savings Plan No. 1 Pillsbury Winthrop Shaw Pittman Llp | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pittenger, James, S | Founder | Apr 1995 (31y) | 10% – 25% | |
| Anderson, Sue, Ann | Director | Jul 1996 (30y) | Less than 5% | |
| Daniel L Anderson | Chairman/Cfo | CFP | Jul 1996 (30y) | 10% – 25% |
| Diane Lynn Klein | Partner | CFP | Mar 2002 (24y) | 5% – 10% |
| Jon Justin Sevenker | Partner | CFP | Mar 2002 (24y) | 5% – 10% |
| Shane Michael Riley | Partner | CFA | Jun 2011 (15y) | Less than 5% |
| Blake Alan Anderson | Partner | Jan 2014 (13y) | 10% – 25% | |
| Kristin M Kliewer | Chief Compliance Officer | Mar 2015 (11y) | Less than 5% | |
| Pittenger, Melissa, M | Director | Dec 2020 (6y) | 10% – 25% | |
| Daniel Erick Frost | Partner | CFP CFA | Aug 2021 (5y) | Less than 5% |
| James S Pittenger | Registered representative | CFP | Aug 2006 (20y) | |
| Elizabeth Ann Sydzyik | Registered representative | Apr 2008 (18y) | ||
| Audrey Lynn Mines | Registered representative | CFP | Jun 2016 (10y) | |
| Anders Natter | Registered representative | CFP | Mar 2023 (3y) | |
| Jaxson Simmerman | Registered representative | Feb 2024 (2y) | ||
| Julie Ann Sellers | Registered representative | May 2025 (1y) | ||
| Clayton D. Finck | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| Pillsbury Winthrop Shaw Pittman Llp Retirement Savings Plan No. 1 | Pillsbury Winthrop Shaw Pittman Llp | 1,164 | $1.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/07/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FLAT FEE FOR FINANCIAL PLANS FOR NON-AUM CLIENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $3.0B (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2026.
View current Form ADV (SEC/IAPD) ↗