Ntv Asset Management, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 376
- Avg AUM / client
- $3.1M
- Accounts
- 1,013
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Investments (13F portfolio — 311 positions, $909,739,510)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Street Spdr S&P 500 Etf Tr | TR UNIT | $70,900,773 | 109,021 | 7.79% | 6.12% |
| 2 | Invesco Qqq Trust | UNIT SER 1 | $45,302,459 | 78,489 | 4.98% | 3.91% |
| 3 | Apple Inc | COM | $29,194,508 | 115,034 | 3.21% | 2.52% |
| 4 | Eli Lilly & Company | COM | $28,556,099 | 31,047 | 3.14% | 2.46% |
| 5 | I Shares Tr | RUSSELL 2000 ETF | $25,698,593 | 103,623 | 2.82% | 2.22% |
| 6 | Invesco Exchange Traded Fd Tr | S&P500 EQL WGT | $24,779,231 | 129,112 | 2.72% | 2.14% |
| 7 | Microsoft Corp | COM | $20,144,716 | 54,420 | 2.21% | 1.74% |
| 8 | I Shares Tr | SELECT DIVID ETF | $16,051,601 | 106,014 | 1.76% | 1.38% |
| 9 | Palantir Technologies Inc | CL A | $15,549,418 | 106,299 | 1.71% | 1.34% |
| 10 | I Shares Gold Tr | ISHARES NEW | $15,455,241 | 175,309 | 1.7% | 1.33% |
| 11 | Select Sector Spdr Tr | STATE STREET IND | $13,077,777 | 80,862 | 1.44% | 1.13% |
| 12 | Select Sector Spdr Tr | STATE STREET ENE | $12,733,244 | 207,856 | 1.4% | 1.1% |
| 13 | Alphabet Inc | CAP STK CL A | $12,389,486 | 43,085 | 1.36% | 1.07% |
| 14 | I Shares Tr | MSCI EMG MKT ETF | $12,259,257 | 215,870 | 1.35% | 1.06% |
| 15 | I Shares Tr | CORE HIGH DV ETF | $12,248,705 | 90,250 | 1.35% | 1.06% |
| 16 | Exxon Mobil Corp | COM | $11,941,604 | 70,386 | 1.31% | 1.03% |
| 17 | I Shares Tr | CORE S&P MCP ETF | $9,607,678 | 142,273 | 1.06% | 0.83% |
| 18 | Select Sector Spdr Tr | STATE STREET FIN | $9,357,937 | 189,547 | 1.03% | 0.81% |
| 19 | I Shares Tr | ISHARES BIOTECH | $9,196,260 | 54,464 | 1.01% | 0.79% |
| 20 | Jp Morgan Chase & Co | COM | $9,135,591 | 31,057 | 1.0% | 0.79% |
| 21 | I Shares Tr | RUS 1000 GRW ETF | $9,087,385 | 21,312 | 1.0% | 0.78% |
| 22 | Nvidia Corporation | COM | $9,074,811 | 52,034 | 1.0% | 0.78% |
| 23 | Spdr Series Tr | STATE STREET SPD | $8,914,323 | 97,403 | 0.98% | 0.77% |
| 24 | Johnson & Johnson | COM | $8,198,356 | 33,539 | 0.9% | 0.71% |
| 25 | Spdr Index Shs Fds | STATE STREET SPD | $7,874,332 | 126,842 | 0.87% | 0.68% |
Top 25 of 311 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 241 | $259M | 22.4% |
| High net worth individuals | 97 | $739M | 63.8% |
| Pension and profit sharing plans | 19 | $74.1M | 6.39% |
| Charitable organizations | 12 | $59.7M | 5.15% |
| Corporations and other businesses | 7 | $26.7M | 2.31% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bowles Rice 401(k) Profit Sharing Plan Bowles Rice Llp | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Rufus Thomas | Managing Member | Nov 2000 (26y) | 50% – 75% | |
| John Randy Valentine | Managing Member | Nov 2000 (26y) | 50% – 75% | |
| John Marshall Valentine | Chief Compliance Officer | Aug 2018 (8y) | Less than 5% | |
| Ian Cabanag Flores | Sr. Vice President | Aug 2019 (7y) | Less than 5% | |
| Bradley Michael Foster | Sr Vice President | CFA | Mar 2023 (3y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bowles Rice 401(k) Profit Sharing Plan | Bowles Rice Llp | 172 | $73.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗