Clutinger Williams & Verhoye Inc
- Regulatory AUM
- $190M
- Discretionary
- $179M
- Clients
- 113
- Avg AUM / client
- $1.7M
- Accounts
- 242
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 56 | $60.0M | 31.6% |
| High net worth individuals | 44 | $101M | 53.0% |
| Pension and profit sharing plans | 3 | $5.3M | 2.76% |
| Charitable organizations | 10 | $24.1M | 12.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Brian Williams | President Ceo/Chief Compliance Officer/Director | CFP CFA | Dec 1997 (29y) | 75% or more |
| Kent Edwin Stone | Vice President/Treasurer/Director | Oct 2008 (18y) | 10% – 25% | |
| Takaya Weckle | Registered representative | CFA | Jul 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/19/2025 | 999 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THOMAS H CLUTINGER WAS AN UNLICENSED INVESTMENT ADVISOR REPRESENTATIVE OF CLUTINGER, WILLIAMS & VERHOYE, INC IN THE STATE OF COLORADO Status: Final Sanction Detail: NONE Summary: THOMAS H CLUTINGER APPLIED FOR COLORADO LICENSE AND WAS APPROVED IN 30 DAYS. THOMAS M CLUTINGER HAD A PENDING APPLICATION FOR LICENSING AND WAS APPROVED 10 DAYS AFTER THE CEASE AND DESIST ORDER PER CONSENT DECREE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $150M (92% of AUM) Sep 2025
- Merrill Lynch $15.1M (10% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 15, 2026.
View current Form ADV (SEC/IAPD) ↗