AUMdb

Clutinger Williams & Verhoye Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 111082 · SEC file 801-5935 · San Diego, CA · WWW.CWVINVESTMENTADVISORS.COM
☆ Save with Pro ADV data as of Sep 19, 2025
Regulatory AUM
$163M
Discretionary
$153M
Clients
100
Avg AUM / client
$1.6M
Accounts
255
Employees
2

AUM over time

$115M $168M
Mar 2012 Jun 2025

Annual snapshots from Form ADV filings · as of Sep 19, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 46 $55.0M 33.7%
High net worth individuals 44 $89.4M 54.8%
Pension and profit sharing plans 2 $3.4M 2.1%
Charitable organizations 8 $15.3M 9.4%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Scott Brian Williams President Ceo/Chief Compliance Officer/Director CFP CFA Dec 1997 (29y) 75% or more
Kent Edwin Stone Vice President/Treasurer/Director Oct 2008 (18y) 10% – 25%
Takaya Weckle Registered representative CFA Jul 2026 (0y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 09/19/2025 999 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2), 11.D(4) as of Sep 16, 2024

Allegations: THOMAS H CLUTINGER WAS AN UNLICENSED INVESTMENT ADVISOR REPRESENTATIVE OF CLUTINGER, WILLIAMS & VERHOYE, INC IN THE STATE OF COLORADO Status: Final Sanction Detail: NONE Summary: THOMAS H CLUTINGER APPLIED FOR COLORADO LICENSE AND WAS APPROVED IN 30 DAYS. THOMAS M CLUTINGER HAD A PENDING APPLICATION FOR LICENSING AND WAS APPROVED 10 DAYS AFTER THE CEASE AND DESIST ORDER PER CONSENT DECREE

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 19, 2025.

View current Form ADV (SEC/IAPD) ↗