Fiscal Dynamics Incorporated
- Regulatory AUM
- $35.4M
- Discretionary
- $35.4M
- Clients
- 50
- Avg AUM / client
- $708K
- Accounts
- 92
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $5.5M | 15.4% |
| High net worth individuals | 13 | $28.4M | 80.2% |
| Pension and profit sharing plans | 4 | $1.5M | 4.34% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Parker Sullivan | President, Ceo, Cfo, Chief Compliance Officer,Treas. | Aug 1985 (41y) | ≈ 37.5% – 75% via Fiscal Dynamics Associates, Inc. | |
| Bourdeau, Paul, L | Director | Sep 2000 (26y) | Less than 5% | |
| Melinson, Gregg | Director | Sep 2000 (26y) | Less than 5% | |
| Brian Parker Sullivan | Vice President, Coo, Cio, Secretary & Director | Jan 2002 (25y) | ≈ 18.75% – 50% via Fiscal Dynamics Associates, Inc. | |
| Bucchi, Ron | Director | Dec 2003 (23y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fiscal Dynamics Associates, Inc. | Parent Corp. | Aug 1985 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richard Parker Sullivan: 50% – 75% of Fiscal Dynamics Associates, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Brian Parker Sullivan: 25% – 50% of Fiscal Dynamics Associates, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $33.9M (96% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗