Okabena Investment Services Inc
- Regulatory AUM
- $2.1B
- Discretionary
- $1.9B
- Clients
- 148
- Avg AUM / client
- $14.3M
- Accounts
- 383
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $63 | 0.0% |
| High net worth individuals | 125 | $486M | 22.9% |
| Pooled investment vehicles (non-investment companies) | 12 | $1.4B | 67.1% |
| Charitable organizations | 11 | $48.3M | 2.28% |
| Other | Fewer than 5 clients | $163M | 7.67% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Okabena Private Markets Fund, Llc | Hedge Fund | Delaware | $297M | 99 |
| Okabena International Equity Fund, Llc | Hedge Fund | Delaware | $210M | 111 |
| Okabena Marketable Alternatives Fund Ii, Llc | Hedge Fund | Delaware | $199M | 105 |
| Okabena U.S. Equity Fund, Llc | Hedge Fund | Delaware | $169M | 87 |
| Okabena Diversified Equity Fund, Llc | Hedge Fund | Delaware | $147M | 21 |
| Okabena Bond Fund, Llc | Hedge Fund | Delaware | $122M | 113 |
| Okabena Marketable Alternatives Fund, Llc | Hedge Fund | Delaware | $83.8M | 22 |
| Okabena Special Opportunities Fund, Llc | Hedge Fund | Delaware | $37.4M | 19 |
| Okabena Opportunities Fund, Llc | Hedge Fund | Delaware | $21.1M | 16 |
| Okabena Fixed Income Fund, Llc | Hedge Fund | Delaware | $10.8M | 18 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Russett, Scott, Michael | Vice President And Chief Financial Officer | Jan 2014 (13y) | Less than 5% | |
| Lentz, Steven, Guy | General Counsel And Chief Compliance Officer | Jun 2018 (8y) | Less than 5% | |
| Dayton, Tobin, Jackson | Director | Sep 2018 (8y) | Less than 5% | |
| Field, James, Heywood | President (12/2019), Director | Sep 2018 (8y) | Less than 5% | |
| Thomas Butler Doran | Director (08/2019), Vice President And Senior Client Portfolio Manager | CFA | Aug 2019 (7y) | Less than 5% |
| Santos, Dennis, John | Director, Senior Vice President & Chief Investment Officer | Apr 2021 (5y) | Less than 5% | |
| Eric Lee Pirkl | Registered representative | CFA | Mar 2012 (14y) | |
| Scott Frederick Rewey | Registered representative | CFP | Sep 2025 (1y) | |
| Na Zhang | Registered representative | CFA | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Okabena Company | Shareholder | Nov 1994 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Okabena Private Markets Fund, Llc | Hedge Fund | $297M | $1.0M | 99 |
| Okabena International Equity Fund, Llc | Hedge Fund | $210M | $1.0M | 111 |
| Okabena Marketable Alternatives Fund Ii, Llc | Hedge Fund | $199M | $1.0M | 105 |
| Okabena U.S. Equity Fund, Llc | Hedge Fund | $169M | $1.0M | 87 |
| Okabena Diversified Equity Fund, Llc | Hedge Fund | $147M | $1.0M | 21 |
| Okabena Bond Fund, Llc | Hedge Fund | $122M | $1.0M | 113 |
| Okabena Marketable Alternatives Fund, Llc | Hedge Fund | $83.8M | $1.0M | 22 |
| Okabena Special Opportunities Fund, Llc | Hedge Fund | $37.4M | $1.0M | 19 |
| Okabena Opportunities Fund, Llc | Hedge Fund | $21.1M | $1.0M | 16 |
| Okabena Fixed Income Fund, Llc | Hedge Fund | $10.8M | $1.0M | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 3.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $395M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗