Founders Capital Management Inc
- Regulatory AUM
- $282M
- Discretionary
- $274M
- Clients
- 130
- Avg AUM / client
- $2.2M
- Accounts
- 130
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 19, 2026
Investments (13F portfolio — 390 positions, $204,829,577)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Qqq Tr | UNIT SER 1 | $16,114,727 | 27,920 | 7.87% | 5.72% |
| 2 | Corning Inc | COM | $14,487,417 | 106,549 | 7.07% | 5.14% |
| 3 | Microsoft Corp | COM | $12,019,898 | 32,471 | 5.87% | 4.27% |
| 4 | Johnson & Johnson | COM | $11,315,573 | 46,292 | 5.52% | 4.02% |
| 5 | Exxon Mobil Corp | COM | $10,014,153 | 59,025 | 4.89% | 3.55% |
| 6 | Apple Inc | COM | $9,916,455 | 39,073 | 4.84% | 3.52% |
| 7 | Rtx Corporation | COM | $9,874,155 | 51,188 | 4.82% | 3.5% |
| 8 | Jpmorgan Chase & Co | COM | $9,657,385 | 32,830 | 4.71% | 3.43% |
| 9 | Lockheed Martin Corp | COM | $9,051,878 | 14,977 | 4.42% | 3.21% |
| 10 | Spdr Series Trust | STATE STREET SPD | $8,484,397 | 86,655 | 4.14% | 3.01% |
| 11 | Chevron Corporation | COM | $7,730,561 | 37,364 | 3.77% | 2.74% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $6,816,290 | 10,481 | 3.33% | 2.42% |
| 13 | Alphabet Inc | CAP STK CL C | $6,358,252 | 22,165 | 3.1% | 2.26% |
| 14 | Plains Gp Hldgs L P | LTD PARTNR INT A | $6,201,695 | 255,424 | 3.03% | 2.2% |
| 15 | Applied Matls Inc | COM | $5,741,264 | 16,798 | 2.8% | 2.04% |
| 16 | Abbvie Inc | COM | $5,370,916 | 24,695 | 2.62% | 1.91% |
| 17 | Schwab Strategic Tr | FUNDAMENTAL US S | $4,508,094 | 139,010 | 2.2% | 1.6% |
| 18 | Merck & Co Inc | COM | $4,420,857 | 36,752 | 2.16% | 1.57% |
| 19 | Air Products And Chemicals I | COM | $3,430,008 | 11,808 | 1.67% | 1.22% |
| 20 | Emerson Elec Co | COM | $3,260,932 | 24,889 | 1.59% | 1.16% |
| 21 | Northrop Grumman Corp | COM | $3,215,388 | 4,713 | 1.57% | 1.14% |
| 22 | Mcdonalds Corp | COM | $2,636,841 | 8,484 | 1.29% | 0.94% |
| 23 | Cheniere Energy Partners L P | COM UNIT | $2,066,092 | 31,968 | 1.01% | 0.73% |
| 24 | Bitwise Funds Trust | CRYPTO INDUSTRY | $1,863,425 | 98,803 | 0.91% | 0.66% |
| 25 | Slb Limited | COM STK | $1,634,056 | 31,797 | 0.8% | 0.58% |
Top 25 of 390 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 62 | $13.8M | 4.89% |
| High net worth individuals | 68 | $249M | 88.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.2M | 2.93% |
| Charitable organizations | Fewer than 5 clients | $11.0M | 3.9% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lucinda Perry Buce | Shareholder | Jan 1995 (32y) | 75% or more | |
| James Lincoln Walter | Vice President/Chief Compliance Officer | Sep 2011 (15y) | 25% – 50% | |
| Will Robert Oliver | Registered representative | Jan 2019 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $148M (76% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗