South Ocean Management Ltd.
- Regulatory AUM
- $13.4M
- Discretionary
- $11.8M
- Clients
- 19
- Avg AUM / client
- $704K
- Accounts
- 19
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 17 | $11.8M | 88.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $1.5M | 11.5% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hong Kong Partners Lp | Hedge Fund | Delaware | $2.5M | 8 |
| Exante Global Opportunities Fund Limited | Hedge Fund | British Virgin Islands | $726K | 12 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mcconnell, Alexander | Shareholder | Jun 1992 (34y) | 5% – 10% | |
| Mcconnell, James, M | Shareholder | Jun 1992 (34y) | 5% – 10% | |
| Mcconnell, Polly | Shareholder | Jun 1992 (34y) | 5% – 10% | |
| Mcconnell, Richard, Esterbrook Jr | President/ Chief Compliance Officer | Jun 1992 (34y) | 50% – 75% | |
| Mcconnell, William, Earll | Shareholder | Jun 1992 (34y) | 5% – 10% | |
| Taw, Steve | Director Of South Ocean Management Ltd | Jun 2006 (20y) | Less than 5% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $3.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hong Kong Partners Lp | Hedge Fund | $2.5M | $150K | 8 |
| Exante Global Opportunities Fund Limited | Hedge Fund | $726K | $100K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Canacord Genuity Wealth $9.4M (71% of AUM) Mar 2026
- Dbs Bank Ltd $4.4M (32% of AUM) Aug 2021
- Interactive Brokers $1.5M (11% of AUM) Aug 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗