Sonata Capital Group Inc
- Regulatory AUM
- $361M
- Discretionary
- $361M
- Clients
- 197
- Avg AUM / client
- $1.8M
- Accounts
- 197
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $21.7M | 6.03% |
| High net worth individuals | 119 | $336M | 93.1% |
| Charitable organizations | 5 | $3.3M | 0.92% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan Davis Wright Tremaine Llp | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Ross Cummins | Managing Director/Chief Compliance Officer | Apr 2000 (26y) | 50% – 75% | |
| David Franklin Hill | Managing Director | Aug 2002 (24y) | 50% – 75% | |
| Peter G Acker | Registered representative | May 2001 (25y) | ||
| Max M Mccain | Registered representative | May 2001 (25y) | ||
| Shana A Moffatt | Registered representative | Sep 2002 (24y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan | Davis Wright Tremaine Llp | 1,468 | $748M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $361M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗