AUMdb
DW

Delta Wealth Management

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 111368 · SEC file 801-44823 ·
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$522M
Discretionary
$522M
Clients
41
Avg AUM / client
$12.7M
Accounts
188
Employees
2

AUM over time

$255M $522M
Mar 29, 2012 Mar 3, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients $978K 0.19%
High net worth individuals 34 $362M 69.4%
Pension and profit sharing plans Fewer than 5 clients $2.7M 0.51%
Charitable organizations 7 $156M 29.9%
Corporations and other businesses Fewer than 5 clients $33.4K 0.01%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Paul Douglas Booth President/Chief Compliance Officer CFP CFA Apr 1993 (33y) Less than 5%
Booth, Judith, Pamela Vice President Jul 2006 (20y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
The Booth Family Trust Shareholder Jun 2003 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗