Legacy Capital Group California, Inc.
- Regulatory AUM
- $536M
- Discretionary
- $536M
- Clients
- 231
- Avg AUM / client
- $2.3M
- Accounts
- 1,763
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 155 | $204M | 38.2% |
| Pooled investment vehicles (non-investment companies) | 3 | $11.6M | 2.16% |
| Pension and profit sharing plans | 30 | $79.4M | 14.8% |
| Charitable organizations | 17 | $37.4M | 6.97% |
| Corporations and other businesses | 26 | $203M | 37.9% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Evan Baer | Chairman Of The Board | CFP | Apr 1980 (46y) | 25% – 50% |
| Brent Charles Bunger | President | CFP | Dec 1992 (34y) | 25% – 50% |
| Andrew Michael Baugh | Cio | CFA | Feb 2004 (23y) | 5% – 10% |
| Lawson, Kim, Ann | Coo | Nov 2007 (19y) | Less than 5% | |
| Elfenbein, Lonny, Scott | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $530M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗