Cooper Financial Group
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 111458
· SEC file 801-61944
· Irvine, CA
· www.purmortgroup.com
☆ Save with Pro
ADV data as of Jun 15, 2026
- Regulatory AUM
- $2.9B
- Discretionary
- $2.9B
- Clients
- 3,482
- Avg AUM / client
- $819K
- Accounts
- 7,111
- Employees
- 53
AUM over time
$142M
$2.9B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 15, 2026
Investments (13F portfolio — 448 positions, $1,206,346,038)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LCAP VA ETF | $79,244,085 | 2,276,475 | 6.57% | 2.78% |
| 2 | Invesco Qqq Tr | UNIT SER 1 | $58,412,919 | 79,322 | 4.84% | 2.05% |
| 3 | Nvidia Corporation | COM | $47,668,652 | 238,236 | 3.95% | 1.67% |
| 4 | Apple Inc | COM | $47,094,887 | 162,755 | 3.9% | 1.65% |
| 5 | Pimco Etf Tr | ACTIVE BD ETF | $39,936,117 | 433,100 | 3.31% | 1.4% |
| 6 | Global X Fds | US INFR DEV ETF | $33,960,803 | 576,388 | 2.82% | 1.19% |
| 7 | Horizon Fds | CORE EQUITY ETF | $27,263,416 | 878,898 | 2.26% | 0.96% |
| 8 | Amazon Com Inc | COM | $27,172,025 | 114,005 | 2.25% | 0.95% |
| 9 | Broadcom Inc | COM | $24,162,637 | 63,965 | 2.0% | 0.85% |
| 10 | J P Morgan Exchange Traded F | JPMORGAN INTL VL | $23,272,070 | 253,083 | 1.93% | 0.82% |
| 11 | Capital Group Intl Focus Eqt | SHS CREAT UNIT | $23,002,290 | 664,422 | 1.91% | 0.81% |
| 12 | Alphabet Inc | CAP STK CL A | $22,765,891 | 63,704 | 1.89% | 0.8% |
| 13 | Global X Fds | ARTIFICIAL ETF | $22,687,161 | 345,788 | 1.88% | 0.8% |
| 14 | Microsoft Corp | COM | $22,136,397 | 59,344 | 1.84% | 0.78% |
| 15 | American Centy Etf Tr | AVANTIS EMGMKT | $21,996,905 | 227,971 | 1.82% | 0.77% |
| 16 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $20,451,869 | 362,108 | 1.7% | 0.72% |
| 17 | First Tr Exchng Traded Fd Vi | FT LADD BUFF ETF | $19,077,171 | 522,233 | 1.58% | 0.67% |
| 18 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $17,967,062 | 355,291 | 1.49% | 0.63% |
| 19 | Putnam Etf Trust | FOCUSED LAR CAP | $16,833,734 | 330,397 | 1.4% | 0.59% |
| 20 | Tesla Inc | COM | $15,785,740 | 37,531 | 1.31% | 0.55% |
| 21 | John Hancock Exchange Traded | MLTFCTR LRG CAP | $12,532,989 | 140,536 | 1.04% | 0.44% |
| 22 | Berkshire Hathaway Inc Del | CL B NEW | $11,071,644 | 22,126 | 0.92% | 0.39% |
| 23 | First Tr Exchange Trad Fd Vi | FST TR GLB FD | $10,453,840 | 386,464 | 0.87% | 0.37% |
| 24 | Fidelity Covington Trust | ENHANCED INTL | $10,265,728 | 255,812 | 0.85% | 0.36% |
| 25 | Vanguard Admiral Fds Inc | 500 GRTH IDX F | $9,802,997 | 118,652 | 0.81% | 0.34% |
Top 25 of 448 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,833 | $1.2B | 43.7% |
| High net worth individuals | 546 | $1.4B | 49.6% |
| Pension and profit sharing plans | 49 | $40.0M | 1.4% |
| Charitable organizations | 6 | $5.0M | 0.18% |
| Corporations and other businesses | 48 | $146M | 5.11% |
People (62)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arthur Young Cooper | Managing Director/Chief Compliance Officer | CFP | Sep 1999 (27y) | 75% or more |
| David Scott Mcmanus | Registered representative | CFP | Jul 2001 (25y) | |
| Dean Joseph Evans | Registered representative | CFP | Mar 2003 (23y) | |
| Michael Thomas Haymond | Registered representative | Mar 2003 (23y) | ||
| Andrew Thayer Purmort | Registered representative | Mar 2004 (22y) | ||
| Tonya Lanae Collier | Registered representative | CFP | Aug 2005 (21y) | |
| Arthur Ray Harrington | Registered representative | Feb 2008 (18y) | ||
| Melvyn Leroy Varrelman | Registered representative | Feb 2008 (18y) | ||
| Christopher David Cox | Registered representative | Apr 2009 (17y) | ||
| Charles Fernand Farrell | Registered representative | Jun 2009 (17y) | ||
| Jason George Werner | Registered representative | CFP | Jul 2009 (17y) | |
| Anita Marie O'connor | Registered representative | CFP | Oct 2011 (15y) | |
| David Joseph Pearl | Registered representative | CFP | Feb 2012 (14y) | |
| Matthew Kristian Todsen | Registered representative | Feb 2012 (14y) | ||
| Sydney P. Riccio | Registered representative | Feb 2012 (14y) | ||
| Leon Patrick Mcgroarty | Registered representative | May 2013 (13y) | ||
| Matthew M Sassani | Registered representative | Jan 2014 (13y) | ||
| Christina Lynn Bush | Registered representative | Jan 2014 (13y) | ||
| Christina Lindsey Orta | Registered representative | CFP | Jan 2014 (13y) | |
| James Louie Cunningham | Registered representative | Feb 2014 (12y) | ||
| Hillary Theodosia Cross | Registered representative | Oct 2014 (12y) | ||
| Lawrence D Wimsatt | Registered representative | CFP | Jun 2015 (11y) | |
| Wil Smith | Registered representative | CFP CFA | May 2016 (10y) | |
| Courtland Blake Alex | Registered representative | Dec 2016 (10y) | ||
| Terry Lee Kerr | Registered representative | Jan 2017 (10y) | ||
| Traci Lynn Kaas | Registered representative | Feb 2017 (9y) | ||
| George Edwin Park | Registered representative | Jan 2018 (9y) | ||
| Alissa Anne Kroeger | Registered representative | CFP | Aug 2018 (8y) | |
| Shannon Margaret Beahan | Registered representative | CFP | Feb 2021 (5y) | |
| Joshua David Wakefield | Registered representative | CFP | May 2021 (5y) | |
| Heidi M Elick | Registered representative | Jan 2022 (5y) | ||
| Kimberly Overby | Registered representative | Jan 2022 (5y) | ||
| Kyle William Jones | Registered representative | CFP | Apr 2022 (4y) | |
| Gale Rose Reynoso Bergado | Registered representative | May 2022 (4y) | ||
| Jennifer Yeh | Registered representative | May 2022 (4y) | ||
| Joel Staples | Registered representative | CFP | Jun 2022 (4y) | |
| Aron Gregory Wong | Registered representative | Apr 2023 (3y) | ||
| Amelia Morgan | Registered representative | Sep 2023 (3y) | ||
| Flavio Lorrimer | Registered representative | Sep 2023 (3y) | ||
| David Michael Roth | Registered representative | Oct 2023 (3y) | ||
| Wade Gregory Smith | Registered representative | Nov 2023 (3y) | ||
| Bryan Edgar Brumley | Registered representative | CFP | Nov 2023 (3y) | |
| Devonney Lane Gebo Thurman | Registered representative | Jan 2024 (3y) | ||
| Tanis Leuthold Kelly | Registered representative | Jan 2024 (3y) | ||
| Stephen Douglas Black | Registered representative | May 2024 (2y) | ||
| Matthew Joseph Black | Registered representative | CFP | May 2024 (2y) | |
| Cindy X Chin | Registered representative | Aug 2024 (2y) | ||
| Randy Salaki | Registered representative | Aug 2024 (2y) | ||
| Joan Tsuei | Registered representative | Nov 2024 (2y) | ||
| Mark Allen Fishlowitz | Registered representative | Nov 2024 (2y) | ||
| Linda Zheng Feng Yu | Registered representative | Jan 2025 (2y) | ||
| Steven Boam | Registered representative | Apr 2025 (1y) | ||
| Jonathan Donald Murphy | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Gregory Norman | Registered representative | May 2025 (1y) | ||
| Gregory Paul Holmes | Registered representative | Jul 2025 (1y) | ||
| Peter Ivan Michael Shusterman | Registered representative | Nov 2025 (1y) | ||
| Lisa Palmer Dickholtz | Registered representative | CFP | Jan 2026 (1y) | |
| Michael James Lathrop | Registered representative | Jan 2026 (1y) | ||
| Christian Patrick Richards | Registered representative | Jan 2026 (1y) | ||
| Robert Keith Chacon | Registered representative | Feb 2026 (0y) | ||
| Steven James Lathrop | Registered representative | CFP Chartered Financial Consultant | Feb 2026 (0y) | |
| Gregory Scott Jackson | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/15/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR/REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $2.3B (81% of AUM) Jun 2026
- National Financial Services (Fidelity) $478M (17% of AUM) Jun 2026
- Fidelity Brokerage Services $370M (48% of AUM) Feb 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 15, 2026.
View current Form ADV (SEC/IAPD) ↗