Rjp Investment Advisors, Llp
- Regulatory AUM
- $189M
- Discretionary
- $189M
- Clients
- 86
- Avg AUM / client
- $2.2M
- Accounts
- 205
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $43.1M | 22.8% |
| High net worth individuals | 19 | $123M | 65.4% |
| Charitable organizations | Fewer than 5 clients | $18.0M | 9.53% |
| Corporations and other businesses | Fewer than 5 clients | $4.3M | 2.25% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harpring, Michael, Richard | Vice President | Oct 2009 (17y) | Less than 5% | |
| Michael Shane Winslow | Vice President | Personal Financial Specialist | Oct 2009 (17y) | Less than 5% |
| Neal Alan Clements | President And Chief Compliance Officer | Personal Financial Specialist | Oct 2009 (17y) | Less than 5% |
| Marc David Caskey | Registered representative | Personal Financial Specialist | Aug 2025 (1y) | |
| Jason Lee Phillips | Registered representative | Personal Financial Specialist | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| R J Pile, Llc | Owner | Sep 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/09/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $188M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.
View current Form ADV (SEC/IAPD) ↗