Heckman Financial & Insurance Services, Inc.
- Regulatory AUM
- $116M
- Discretionary
- $116M
- Clients
- 305
- Avg AUM / client
- $382K
- Accounts
- 565
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 218 | $42.0M | 36.1% |
| High net worth individuals | 65 | $67.3M | 57.8% |
| Pension and profit sharing plans | 15 | $6.2M | 5.31% |
| Charitable organizations | 1 | $396K | 0.34% |
| Corporations and other businesses | 6 | $479K | 0.41% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Ray Heckman | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Roger Lee Gainer | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Harpal Sangha | Registered representative | Feb 2026 (0y) | ||
| Kevin Ray Mcclelland | Registered representative | Mar 2026 (0y) | ||
| William John Smithers | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Investments $96.5M (83% of AUM) May 2026
- Charles Schwab & Co. $7.8M (7% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗