Aegis Financial Corporation
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 29
- Avg AUM / client
- $47.2M
- Accounts
- 67
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026
Investments (13F portfolio — 37 positions, $580,477,863)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Cenovus Energy Inc | COM | $91,576,811 | 3,451,821 | 15.8% | 6.7% |
| 2 | Equinox Gold Corp | COM | $55,875,391 | 3,880,964 | 9.63% | 4.09% |
| 3 | Precision Drilling Corp | COM NEW | $49,452,228 | 504,059 | 8.52% | 3.62% |
| 4 | Vermilion Energy Inc | COM | $35,175,129 | 2,560,428 | 6.06% | 2.57% |
| 5 | Pbf Energy Inc | CL A | $29,538,162 | 620,289 | 5.09% | 2.16% |
| 6 | Hallador Energy Company | COM | $29,532,343 | 1,814,026 | 5.09% | 2.16% |
| 7 | Advansix Inc | COM | $29,514,948 | 1,209,629 | 5.08% | 2.16% |
| 8 | Harley Davidson Inc | COM | $27,681,180 | 1,369,000 | 4.77% | 2.02% |
| 9 | Ryerson Hldg Corp | COM | $25,109,665 | 1,116,978 | 4.33% | 1.84% |
| 10 | Tidewater Inc New | COM | $23,103,998 | 276,529 | 3.98% | 1.69% |
| 11 | Natural Gas Svcs Group Inc | COM | $22,153,833 | 587,012 | 3.82% | 1.62% |
| 12 | Mosaic Co | COM | $21,767,769 | 853,638 | 3.75% | 1.59% |
| 13 | Sm Energy Company | COM | $17,204,157 | 551,769 | 2.96% | 1.26% |
| 14 | Galiano Gold Inc | COM | $15,984,251 | 6,409,321 | 2.75% | 1.17% |
| 15 | Rlj Lodging Tr | COM | $14,835,734 | 1,999,425 | 2.56% | 1.08% |
| 16 | North Amern Constr Group Ltd | COM | $13,964,863 | 1,038,177 | 2.41% | 1.02% |
| 17 | Eldorado Gold Corp New | COM | $13,275,184 | 387,779 | 2.29% | 0.97% |
| 18 | Enerflex Ltd | COM | $11,493,826 | 551,151 | 1.98% | 0.84% |
| 19 | Radian Group Inc | COM | $9,767,664 | 295,274 | 1.68% | 0.71% |
| 20 | Bassett Furniture Inds Inc | COM | $7,457,008 | 526,997 | 1.28% | 0.55% |
| 21 | Algoma Stl Group Inc | COM | $7,376,684 | 1,786,122 | 1.27% | 0.54% |
| 22 | First Internet Bancorp | COM | $7,219,839 | 354,261 | 1.24% | 0.53% |
| 23 | Chatham Lodging Tr | COM | $5,340,031 | 678,530 | 0.92% | 0.39% |
| 24 | Greenfire Res Ltd New | COM SHS | $2,638,903 | 417,548 | 0.45% | 0.19% |
| 25 | Acacia Resh Corp | ACACIA TCH COM | $2,362,124 | 491,086 | 0.41% | 0.17% |
Top 25 of 37 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 19 | $10.0M | 0.73% |
| High net worth individuals | 9 | $34.9M | 2.55% |
| Investment companies | 1 | $1.3B | 95.8% |
| Corporations and other businesses | Fewer than 5 | $12.3M | 0.9% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Lon Barbee | President | Feb 1997 (29y) | 75% or more | |
| Justin Peter Harrison | Coo/Cco | CFA | Nov 2018 (8y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $45.2M (3% of AUM) Jul 2026
- National Financial Services (Fidelity) $11.9M (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗