Joel R. Mogy Investment Counsel Inc.
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 278
- Avg AUM / client
- $7.8M
- Accounts
- 663
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 52 | $12.7M | 0.58% |
| High net worth individuals | 208 | $2.1B | 96.0% |
| Pension and profit sharing plans | 1 | $18.3M | 0.84% |
| Charitable organizations | 16 | $56.7M | 2.6% |
| Corporations and other businesses | 1 | $524K | 0.02% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joel Ronald Mogy | President, Director & Chief Compliance Officer | CFA | Oct 1980 (46y) | 75% or more |
| Bradford Allen Stelzer | Vice President | CFA | Apr 2020 (6y) | Less than 5% |
| Inlender, Daniel, Asher | Vice President | Apr 2020 (6y) | Less than 5% | |
| Thomas William Crecelius | Registered representative | Nov 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • TRUSTEE FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (55% of AUM) Mar 2026
- Citigroup, Inc. $744M (34% of AUM) Mar 2026
- Merrill Lynch $576M (51% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗