Corrado Advisors, Llc
- Regulatory AUM
- $253M
- Discretionary
- $242M
- Clients
- 342
- Avg AUM / client
- $739K
- Accounts
- 782
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 115 positions, $191,681,422)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc | CAP STK CL A | $5,228,090 | 18,181 | 2.73% | 2.07% |
| 2 | Select Sector Spdr Tr | STATE STREET TEC | $4,182,390 | 31,470 | 2.18% | 1.65% |
| 3 | Innovator Etfs Trust | EMRGNG MKT APRIL | $4,057,762 | 135,801 | 2.12% | 1.61% |
| 4 | Ishares Tr | GBL COMM SVC ETF | $3,661,017 | 31,874 | 1.91% | 1.45% |
| 5 | Blackrock Etf Trust | ISHARES SYSTEMAT | $3,576,194 | 131,158 | 1.87% | 1.41% |
| 6 | Innovator Etfs Trust | EMRGNG MKT JULY | $3,515,473 | 117,629 | 1.83% | 1.39% |
| 7 | Ssga Active Tr | SST BRIDGEWATER | $3,456,225 | 119,800 | 1.8% | 1.37% |
| 8 | Innovator Etfs Trust | US EQTY PWR BUF | $3,310,580 | 77,896 | 1.73% | 1.31% |
| 9 | Innovator Etfs Trust | EMERGING MKT PWR | $3,158,484 | 98,858 | 1.65% | 1.25% |
| 10 | Calamos Etf Tr | AUTOCALLABLE INC | $2,924,743 | 116,338 | 1.53% | 1.16% |
| 11 | Innovator Etfs Trust | EQUITY DUAL DIRT | $2,782,316 | 135,434 | 1.45% | 1.1% |
| 12 | Corning Inc | COM | $2,707,070 | 19,909 | 1.41% | 1.07% |
| 13 | Select Sector Spdr Tr | STATE STREET FIN | $2,702,189 | 54,733 | 1.41% | 1.07% |
| 14 | At&T Inc | COM | $2,661,808 | 91,818 | 1.39% | 1.05% |
| 15 | Innovator Etfs Trust | US EQTY PWR BUF | $2,610,758 | 65,367 | 1.36% | 1.03% |
| 16 | Amazon Com Inc | COM | $2,568,594 | 12,333 | 1.34% | 1.02% |
| 17 | Innovator Etfs Trust | US EQT PWR BUF | $2,561,966 | 64,371 | 1.34% | 1.01% |
| 18 | Verizon Communications Inc | COM | $2,538,833 | 50,574 | 1.32% | 1.0% |
| 19 | Innovator Etfs Trust | INNOVATOR INTL D | $2,536,433 | 87,374 | 1.32% | 1.0% |
| 20 | Innovator Etfs Trust | EMRGNG MKT JAN | $2,533,486 | 74,668 | 1.32% | 1.0% |
| 21 | Innovator Etfs Trust | INTERNATIONAL DE | $2,517,019 | 77,304 | 1.31% | 1.0% |
| 22 | Innovator Etfs Trust | US EQTY PWR BUF | $2,509,623 | 58,282 | 1.31% | 0.99% |
| 23 | Ishares Tr | ISHARES SEMICDTR | $2,470,791 | 7,518 | 1.29% | 0.98% |
| 24 | Jpmorgan Chase & Co | COM | $2,445,688 | 8,314 | 1.28% | 0.97% |
| 25 | Select Sector Spdr Tr | STATE STREET UTI | $2,413,425 | 52,592 | 1.26% | 0.95% |
Top 25 of 115 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 257 | $71.9M | 28.4% |
| High net worth individuals | 80 | $172M | 67.9% |
| Pension and profit sharing plans | 5 | $9.2M | 3.64% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Corrado, Dean | Member | Sep 1997 (29y) | 5% – 10% | |
| Corrado, Nicholas | Member | Sep 1997 (29y) | 5% – 10% | |
| Mark Anthony Corrado | Managing Member | Sep 1997 (29y) | 50% – 75% | |
| Corrado, Luke | Member | Mar 2000 (26y) | 5% – 10% | |
| Lisa A. Balsamo | Member | Jul 2018 (8y) | 25% – 50% | |
| Weiner, Bennett, I. | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% | |
| Jeffrey Allen Silver | Registered representative | Jun 2017 (9y) | ||
| Barry Strobel | Registered representative | May 2021 (5y) | ||
| Daniel Paul Rosaschi | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Cristhian Alexander Perez | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $253M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗