Main Street Management Company
- Regulatory AUM
- $51.8M
- Discretionary
- $39.5M
- Clients
- 112
- Avg AUM / client
- $463K
- Accounts
- 112
- Employees
- 2
Asset allocation (SMA assets by investment type)
as of Mar 08, 2024Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 107 | $30.6M | 59.1% |
| High net worth individuals | 2 | $8.9M | 17.2% |
| Pension and profit sharing plans | 3 | $12.3M | 23.7% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hayek, William, Edward | President | Oct 1986 (40y) | 75% or more | |
| Keith Joseph Furio | Chief Compliance Officer/ Vice President | Jul 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/08/2024 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 08, 2024.
View current Form ADV (SEC/IAPD) ↗