AUMdb

Councilmark Asset Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 111748 · SEC file 801-57832 · Knoxville, TN · COUNCILMARK.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$271M
Discretionary
$271M
Clients
28
Avg AUM / client
$9.7M
Accounts
107
Employees
3

AUM over time

$125M $289M
Mar 29, 2012 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Investments (13F portfolio — 85 positions, $174,334,959)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Dividend Appreciation Equity Funds $17,916,450 83,309 10.3% 6.62%
2 Apple Inc. COM $16,610,302 65,449 9.53% 6.13%
3 Microsoft Corp. COM $9,768,786 26,390 5.6% 3.61%
4 Alphabet, Inc. Cl A COM $8,792,722 30,577 5.04% 3.25%
5 Berkshire Hathaway, Inc. Cla COM $8,650,998 18,053 4.96% 3.19%
6 Mc Kesson Corp. COM $8,045,252 9,297 4.61% 2.97%
7 Walmart Inc. COM $7,376,888 59,357 4.23% 2.72%
8 Alphabet, Inc. Cl C COM $6,653,437 23,194 3.82% 2.46%
9 Home Depot, Inc. COM $5,393,138 16,398 3.09% 1.99%
10 Vanguard Total Stock Market Et Equity Funds $4,670,673 14,559 2.68% 1.72%
11 Spdr S&P 500 Etf Trust Equity Funds $4,061,373 6,245 2.33% 1.5%
12 Oracle Corp. COM $3,933,133 26,736 2.26% 1.45%
13 Amgen, Inc. COM $3,511,815 9,981 2.01% 1.3%
14 Johnson & Johnson COM $3,417,027 13,979 1.96% 1.26%
15 Philip Morris Int'l Inc. COM $3,379,350 20,439 1.94% 1.25%
16 Cisco Systems, Inc. COM $3,363,139 43,345 1.93% 1.24%
17 Bny Mellon Corp. COM $3,049,859 25,709 1.75% 1.13%
18 Cameco Corp. COM $2,672,349 24,605 1.53% 0.99%
19 Abb Vie Inc. COM $2,422,186 11,137 1.39% 0.89%
20 Exxon Mobil Corp. COM $2,176,738 12,830 1.25% 0.8%
21 Conoco Phillips COM $2,153,844 16,317 1.24% 0.8%
22 Cf Industries Hldgs, Inc. COM $1,901,377 14,644 1.09% 0.7%
23 Lincoln Electric Hldgs, Inc. COM $1,881,799 7,555 1.08% 0.69%
24 Labcorp Holdings COM $1,851,928 6,941 1.06% 0.68%
25 Progressive Corp. COM $1,781,583 8,987 1.02% 0.66%

Top 25 of 85 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients $446K 0.16%
High net worth individuals 28 $241M 88.8%
Charitable organizations Fewer than 5 clients $3.5M 1.3%
Corporations and other businesses Fewer than 5 clients $26.2M 9.69%

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Pettway, Daniel, Walden Member, Managing Partner, Chief Compliance Officer Sep 1999 (27y) 50% – 75%
Erwin, Stanley, Wayne Member, Portfolio Manager Jul 2000 (26y) 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗