AUMdb

Sterling Group Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 111782 · SEC file 801-77006 · Pasadena, CA · WWW.TSGADVISOR.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$471M
Discretionary
$471M
Clients
281
Avg AUM / client
$1.7M
Accounts
876
Employees
9

AUM over time

$103M $471M
Jul 31, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 58 positions, $211,415,868)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Spdr Series Trust STATE STREET SPD $82,638,838 1,079,682 39.1% 17.5%
2 Invesco Exchange Traded Fd T S&P500 QUALITY $17,391,352 231,299 8.23% 3.69%
3 Blackrock Etf Trust ISHARES US EQUIT $15,840,364 272,265 7.49% 3.36%
4 Rbb Fd Inc F/M US TREASURY $13,726,572 275,302 6.49% 2.91%
5 Ishares Tr MSCI EAFE ETF $13,280,489 136,729 6.28% 2.82%
6 Vanguard Tax Managed Fds VAN FTSE DEV MKT $11,603,974 181,086 5.49% 2.46%
7 Ishares Tr S&P 500 GRWT ETF $7,022,597 62,086 3.32% 1.49%
8 Spdr Index Shs Fds STATE STREET SPD $5,703,719 155,882 2.7% 1.21%
9 Spdr Series Trust STATE STREET SPD $5,512,124 97,422 2.61% 1.17%
10 Vanguard Index Fds S&P 500 ETF SHS $4,049,310 6,777 1.92% 0.86%
11 Apple Inc COM $3,667,299 14,450 1.73% 0.78%
12 Vanguard Index Fds VALUE ETF $2,775,812 14,148 1.31% 0.59%
13 Rbb Fd Inc US TRSRY 6 MNTH $2,451,099 48,993 1.16% 0.52%
14 Microsoft Corp COM $2,131,277 5,758 1.01% 0.45%
15 Lpl Finl Hldgs Inc COM $1,765,571 5,869 0.84% 0.37%
16 Amazon Com Inc COM $1,645,541 7,901 0.78% 0.35%
17 Alphabet Inc CAP STK CL C $1,319,556 4,600 0.62% 0.28%
18 Jpmorgan Chase & Co COM $1,182,503 4,020 0.56% 0.25%
19 Alphabet Inc CAP STK CL A $1,167,781 4,061 0.55% 0.25%
20 Ishares Tr GLOBAL TECH ETF $1,125,462 11,258 0.53% 0.24%
21 Universal Hlth Svcs Inc CL B $887,154 4,957 0.42% 0.19%
22 Fs Kkr Cap Corp COM $782,631 76,879 0.37% 0.17%
23 Nvidia Corporation COM $769,292 4,411 0.36% 0.16%
24 Berkshire Hathaway Inc Del CL A $718,140 1 0.34% 0.15%
25 Ishares Tr MSCI USA MIN VOL $694,159 7,485 0.33% 0.15%

Top 25 of 58 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 132 $52.7M 11.2%
High net worth individuals 149 $419M 88.8%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Charles Hunt Salembier Managing Member & Chief Compliance Officer Chartered Financial Consultant Nov 1999 (27y) 75% or more
Anthony John Nahra Registered representative CFP Nov 2007 (19y)
Gretchen Rebecca Prince Registered representative Feb 2023 (3y)
Charles Davis Lee Registered representative Feb 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 899 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗