Fiduciary Counselors Inc.
- Regulatory AUM
- $20.3B
- Discretionary
- $19.8B
- Clients
- 13
- Avg AUM / client
- $1.6B
- Accounts
- 13
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 13 | $20.3B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Central Pension Fund Of The Iuoe & Participating Employers Board Of Trustees Of The Cpf Of The Iuoe And Participating Employers | 2024 | |
| Mccormick 401(k) Retirement Plan Mccormick & Company, Inc. | 2024 | |
| Hanesbrands Inc. Retirement Savings Plan Hanesbrands Inc. | 2024 | |
| New York State Teamsters Conference Pension & Retirement Fund Trustees Of Nys Teamsters Conference | Syracuse, NY | 2024 |
| Frontier Communications Pension Plan Frontier Communications Corporation | 2020 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caflisch, John, Stephen | Director, Senior Vice President & General Counsel | Oct 2005 (21y) | 50% – 75% | |
| Ricard, Kathryn, A | Chief Compliance Officer | Mar 2017 (9y) | Less than 5% | |
| O'connor, Thomas, E | Director, President & Ceo | Jan 2018 (9y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Central Pension Fund Of The Iuoe & Participating Employers | Board Of Trustees Of The Cpf Of The Iuoe And Participating Employers | 104,686 | $27.4B | 02/01/2024 |
| Mccormick 401(k) Retirement Plan | Mccormick & Company, Inc. | 4,796 | $968M | 01/01/2024 |
| Hanesbrands Inc. Retirement Savings Plan | Hanesbrands Inc. | 2,562 | $660M | 01/01/2024 |
| New York State Teamsters Conference Pension & Retirement Fund | Trustees Of Nys Teamsters Conference | 9,102 | $2.8B | 01/01/2024 |
| Frontier Communications Pension Plan | Frontier Communications Corporation | 11,190 | $2.6B | 01/01/2020 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- J.P. Morgan $10.9B (53% of AUM) Mar 2026
- Fidelity Management Trust Company $5.3B (26% of AUM) Mar 2026
- Bank Of Ny Mellon $3.5B (17% of AUM) Mar 2026
- Northern Trust $2.3B (15% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗