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Wealth Manager · Small ($100M–$1B)
CRD 111837
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ADV data as of Mar 13, 2025
- Regulatory AUM
- $354M
- Discretionary
- $354M
- Clients
- 411
- Avg AUM / client
- $860K
- Accounts
- 411
- Employees
- 1
AUM over time
$103M
$354M
Mar 30, 2012
Mar 13, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 137 | $39.4M | 11.2% |
| High net worth individuals | 236 | $198M | 56.1% |
| Charitable organizations | 10 | $11.0M | 3.1% |
| State or municipal government entities | 4 | $28.5M | 8.07% |
| Other | 24 | $76.5M | 21.6% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2025.