Epsilon Financial Group, Inc.
- Regulatory AUM
- $626M
- Discretionary
- $613M
- Clients
- 434
- Avg AUM / client
- $1.4M
- Accounts
- 434
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 264 | $88.3M | 14.1% |
| High net worth individuals | 164 | $515M | 82.2% |
| Pension and profit sharing plans | 2 | $2.7M | 0.43% |
| Corporations and other businesses | 4 | $20.5M | 3.27% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Pete Park | Assistant Secretary | Nov 2002 (24y) | 5% – 10% | |
| Mark Scott Sievers | President, Chief Compliance Officer | CFP | Nov 2002 (24y) | 50% – 75% |
| Leo Frank Martinez | Secretary | Oct 2007 (19y) | 5% – 10% | |
| Peter A.C. Mattei | Treasurer | CFP | Apr 2014 (12y) | 5% – 10% |
| Michael Jeffrey Hathaway | Assistant Cfo | Jan 2020 (7y) | 5% – 10% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $621M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗