Empower Advisory Group, Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 112058
· SEC file 801-58105
· Greenwood Village, CO
· empower.com
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ADV data as of Jul 09, 2026
- Regulatory AUM
- $195B
- Discretionary
- $164B
- Clients
- 297,074
- Avg AUM / client
- $658K
- Accounts
- 297,074
- Employees
- 8,051
AUM over time
$8.0B
$195B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026
Registered investment companies (funds/ETFs)
$160B
82%
Exchange-traded equities
$21.5B
11%
Pooled investment vehicles
$7.8B
4%
Cash & equivalents
$5.9B
3%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 272,823 | $127B | 65.0% |
| High net worth individuals | 20,524 | $38.7B | 19.8% |
| Pension and profit sharing plans | 1,191 | $3.9B | 2.02% |
| Charitable organizations | 60 | $17.4M | 0.01% |
| State or municipal government entities | 2,400 | $25.6B | 13.1% |
| Corporations and other businesses | 76 | $139M | 0.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 4,621.
People (1,832)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Desmarais, Andre, Roger | Trustee | Oct 2013 (13y) | GP / trustee / elected manager of The Demarais Family Residuary Trust (indirect) | |
| Desmarais, Paul, Guy | Trustee | Oct 2013 (13y) | GP / trustee / elected manager of The Demarais Family Residuary Trust (indirect) | |
| Waddell, Carol, Elaine | Manager | Feb 2015 (12y) | Less than 5% | |
| David George Mcleod | Manager | May 2016 (10y) | Less than 5% | |
| Stoner, Katherine, Leann | Chief Compliance Officer | Jul 2016 (10y) | Less than 5% | |
| Desmarais, Sophie, Caroline | Trustee, Non Voting | Mar 2018 (8y) | GP / trustee / elected manager of The Demarais Family Residuary Trust (indirect) | |
| Jeffries, William, Craig | Vp Operations | Apr 2019 (7y) | Less than 5% | |
| Wilson, Tina, Marie | President And Ceo Of Eag, Manager | Feb 2020 (7y) | Less than 5% | |
| Kavan, Adam | Senior Counsel And Assistant Secretary | Apr 2022 (4y) | Less than 5% | |
| Patel, Palak | Secretary | Nov 2022 (4y) | Less than 5% | |
| Finster, Abiane | Asst. Secretary | Mar 2023 (3y) | Less than 5% | |
| Craig Alan Birk | Manager | CFP | Apr 2023 (3y) | Less than 5% |
| Stillman, Steven, James | Manager | Apr 2023 (3y) | Less than 5% | |
| Mandeville, Nathaniel, Allen | Treasurer | Sep 2023 (3y) | Less than 5% | |
| Fleming, Gregory, James | Trustee | Feb 2024 (3y) | GP / trustee / elected manager of The Demarais Family Residuary Trust (indirect) | |
| George John Demetrion | Registered representative | Feb 2003 (23y) | ||
| Lisa Maureen Di Lorenzo | Registered representative | Nov 2011 (15y) | ||
| Daniel Scott Moore | Registered representative | Jun 2014 (12y) | ||
| Louis A Klos | Registered representative | Nov 2014 (12y) | ||
| Ross Von Walker | Registered representative | Jan 2015 (12y) | ||
| Douglas Alan Gammel | Registered representative | Jan 2015 (12y) | ||
| Lori Marie Schumann | Registered representative | Feb 2015 (11y) | ||
| Damien Alexander Baranski | Registered representative | Mar 2015 (11y) | ||
| Robyn Zeil Loftin | Registered representative | Apr 2015 (11y) | ||
| Mark Stone | Registered representative | Oct 2015 (11y) | ||
| Daniel Duwayne Armstrong | Registered representative | Dec 2015 (11y) | ||
| Thomas John Willenborg | Registered representative | Jan 2016 (11y) | ||
| Leonard Carl Lehmann | Registered representative | Feb 2016 (10y) | ||
| Hugo Alberto Flores | Registered representative | Feb 2016 (10y) | ||
| Jeffrey John Cruz | Registered representative | Feb 2016 (10y) | ||
| Willie Rafael Ramirez | Registered representative | Feb 2016 (10y) | ||
| Douglas Joseph Heald | Registered representative | May 2016 (10y) | ||
| Justen Paul Yatko | Registered representative | Jun 2016 (10y) | ||
| Timothy Michael Hanna | Registered representative | Jun 2016 (10y) | ||
| Scott Thomas Kober | Registered representative | Jun 2016 (10y) | ||
| Elisabeth Marie Braun Ward | Registered representative | Jul 2016 (10y) | ||
| Christopher Todd Williams | Registered representative | Jul 2016 (10y) | ||
| Kristy Michele Igl | Registered representative | CFP | Jul 2016 (10y) | |
| Moises Flores | Registered representative | Jul 2016 (10y) | ||
| Daniel Saul Ferszt | Registered representative | Jul 2016 (10y) | ||
| Edward Vasquez Lopez | Registered representative | Jul 2016 (10y) | ||
| Joseph A Hillebrand | Registered representative | Jul 2016 (10y) | ||
| Crystal Ames Thompson | Registered representative | Aug 2016 (10y) | ||
| David Michael Faulk | Registered representative | Sep 2016 (10y) | ||
| Tariq Munawar Butt | Registered representative | Sep 2016 (10y) | ||
| Kevin Dwayne Edwards | Registered representative | Sep 2016 (10y) | ||
| Diane Marie Ryan | Registered representative | Oct 2016 (10y) | ||
| Cynthia Kwock Egger | Registered representative | Oct 2016 (10y) | ||
| Alejandro Lopez Lule | Registered representative | Oct 2016 (10y) | ||
| Jennifer Shiller Householder | Registered representative | Oct 2016 (10y) | ||
| Vito Alexander Desimone | Registered representative | CFP | Dec 2016 (10y) | |
| Cynthia Colene Haddock | Registered representative | Jan 2017 (10y) | ||
| Herbert Allan Landstreet | Registered representative | CFP | Jan 2017 (10y) | |
| William Mitchel Patton | Registered representative | Jan 2017 (10y) | ||
| Robert Wesley Eastburn | Registered representative | CFP | Jan 2017 (10y) | |
| Catherine Lee Pfeilsticker | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Scott Edward Taylor | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Jonathan Michael Feola | Registered representative | Jan 2017 (10y) | ||
| Lisa Anne Cardinal | Registered representative | Feb 2017 (9y) | ||
| Robert Freeman Young | Registered representative | Feb 2017 (9y) | ||
| Zakeriah Mohammed Nabulsi | Registered representative | CFP | Feb 2017 (9y) | |
| Alisa Carin Smith | Registered representative | Mar 2017 (9y) | ||
| Chris David Meadows | Registered representative | Mar 2017 (9y) | ||
| David Allen Ramirez | Registered representative | Mar 2017 (9y) | ||
| Jared Gomes | Registered representative | Mar 2017 (9y) | ||
| Louis J Evola | Registered representative | Mar 2017 (9y) | ||
| Brian Matthew Nowak | Registered representative | Apr 2017 (9y) | ||
| Laren Ann Campbell | Registered representative | Apr 2017 (9y) | ||
| Bruce Robert Inscoe | Registered representative | Apr 2017 (9y) | ||
| Michael Patrick Mc Mahon | Registered representative | Apr 2017 (9y) | ||
| Christina Lord Constantine | Registered representative | Apr 2017 (9y) | ||
| Aram Richard Boornazian | Registered representative | Jul 2017 (9y) | ||
| Wendy K Knott | Registered representative | CFP | Jul 2017 (9y) | |
| Rosemarie Agatha Allora | Registered representative | Aug 2017 (9y) | ||
| Jennifer Leanne Bartels Frahm | Registered representative | Aug 2017 (9y) | ||
| Matthew Jameson Pike | Registered representative | Aug 2017 (9y) | ||
| Cory Worley Marsh | Registered representative | Sep 2017 (9y) | ||
| Broc Anthony Taylor | Registered representative | Sep 2017 (9y) | ||
| Eric Ryan Napp | Registered representative | Oct 2017 (9y) | ||
| Christopher Ian Smail | Registered representative | Oct 2017 (9y) | ||
| Shannon Llen Wheeler | Registered representative | Oct 2017 (9y) | ||
| Suzanne Marie Mchugh | Registered representative | Nov 2017 (9y) | ||
| Lenardo Avery Colvin | Registered representative | Dec 2017 (9y) | ||
| Ben Richard Straley | Registered representative | Dec 2017 (9y) | ||
| Jeffrey L Flowers | Registered representative | Dec 2017 (9y) | ||
| Michael William Obrien | Registered representative | Dec 2017 (9y) | ||
| Daniel Lee Atkin | Registered representative | Feb 2018 (8y) | ||
| Crystal Franchesca Sullings | Registered representative | Apr 2018 (8y) | ||
| Blair Robert Filuk | Registered representative | Apr 2018 (8y) | ||
| Ryan Marlin | Registered representative | Apr 2018 (8y) | ||
| Olena Sergiivna Shevchenko | Registered representative | May 2018 (8y) | ||
| Matthew Paul Rielley | Registered representative | Jun 2018 (8y) | ||
| Heyden Arthur Pue | Registered representative | Jun 2018 (8y) | ||
| Richard D Albright | Registered representative | Jun 2018 (8y) | ||
| Patricia Keelan Whiting | Registered representative | Jun 2018 (8y) | ||
| Thaddeus Britton Wells | Registered representative | Jul 2018 (8y) | ||
| Aaron Michael Schluep | Registered representative | Aug 2018 (8y) | ||
| James Alan Mac Millan | Registered representative | Oct 2018 (8y) | ||
| Douglas Ross Davis | Registered representative | Oct 2018 (8y) | ||
| Derek Charles Bailey | Registered representative | Nov 2018 (8y) | ||
| Jonas Brier | Registered representative | CFP | Nov 2018 (8y) | |
| Nathaniel Armstrong Smith | Registered representative | Dec 2018 (8y) | ||
| Doreen Fulginiti Galligani | Registered representative | Dec 2018 (8y) | ||
| Margaret Arrington Petty | Registered representative | Dec 2018 (8y) | ||
| Regan David Houchin | Registered representative | Dec 2018 (8y) | ||
| Monica Catherine Feyock | Registered representative | Dec 2018 (8y) | ||
| Noah Barnes Miller | Registered representative | Dec 2018 (8y) | ||
| Steven John Rugo | Registered representative | Dec 2018 (8y) | ||
| Brian Anthony Huffman | Registered representative | Jan 2019 (8y) | ||
| Bernard John Layon | Registered representative | Jan 2019 (8y) | ||
| Michael Spiro Gagerges | Registered representative | Jan 2019 (8y) | ||
| David Anthony Stanley | Registered representative | Jan 2019 (8y) | ||
| Jennifer Marie Stoller | Registered representative | Feb 2019 (7y) | ||
| Joel David Smith | Registered representative | Apr 2019 (7y) | ||
| Danielle Marie Webster | Registered representative | Apr 2019 (7y) | ||
| Nathan Alan Jensen | Registered representative | May 2019 (7y) | ||
| Nicholas Jacob Ochsner | Registered representative | May 2019 (7y) | ||
| Lisa Marie Wright | Registered representative | May 2019 (7y) | ||
| Chad Fredrick Guest | Registered representative | May 2019 (7y) | ||
| Jonathan Andrew Blomquist | Registered representative | Jun 2019 (7y) | ||
| Kevin Griffin | Registered representative | CFP | Jun 2019 (7y) | |
| Alexander Joseph Falloon | Registered representative | CFP | Jul 2019 (7y) | |
| Jeffrey Collin Needham | Registered representative | Jul 2019 (7y) | ||
| Joshua Joseph Weygandt | Registered representative | Jul 2019 (7y) | ||
| Martin Noonan Holt | Registered representative | Aug 2019 (7y) | ||
| Eric Hans Winston | Registered representative | Aug 2019 (7y) | ||
| Jon Alexander Horning | Registered representative | Aug 2019 (7y) | ||
| Brian Newbold | Registered representative | Aug 2019 (7y) | ||
| Jennifer Ann Renner | Registered representative | Sep 2019 (7y) | ||
| Andrew Douglas Wilson | Registered representative | CFP | Sep 2019 (7y) | |
| Jamie Cremeans | Registered representative | Sep 2019 (7y) | ||
| Jose Antonio Rivera | Registered representative | Oct 2019 (7y) | ||
| Christopher Kuhn | Registered representative | Oct 2019 (7y) | ||
| John Leslie Dubler | Registered representative | Oct 2019 (7y) | ||
| Hugo Gandarilla | Registered representative | Oct 2019 (7y) | ||
| Timothy Lehe Drawdy | Registered representative | Oct 2019 (7y) | ||
| Willie Earl Berry | Registered representative | Oct 2019 (7y) | ||
| Robert Lee Einspahr | Registered representative | Nov 2019 (7y) | ||
| Benjamin Dana Halpern | Registered representative | CFP | Nov 2019 (7y) | |
| Michael Von Drasek | Registered representative | Nov 2019 (7y) | ||
| Matthew David Cain | Registered representative | CFA | Nov 2019 (7y) | |
| Michael Mc Lellan | Registered representative | Nov 2019 (7y) | ||
| John Eugene Hundley | Registered representative | Nov 2019 (7y) | ||
| Zachary Aaron Klos | Registered representative | Nov 2019 (7y) | ||
| Joseph John Dipalma | Registered representative | Dec 2019 (7y) | ||
| Jason D Wong | Registered representative | Dec 2019 (7y) | ||
| Querube Mena | Registered representative | Dec 2019 (7y) | ||
| Tao Chin | Registered representative | Jan 2020 (7y) | ||
| Sasha Ranee Walters | Registered representative | Jan 2020 (7y) | ||
| Manuel Zavala | Registered representative | Jan 2020 (7y) | ||
| Janine E Beal | Registered representative | Jan 2020 (7y) | ||
| John David Arbuckle | Registered representative | Jan 2020 (7y) | ||
| Tyler James Chandler | Registered representative | Jan 2020 (7y) | ||
| Chris Schafersman | Registered representative | Feb 2020 (6y) | ||
| Cody Templin | Registered representative | Feb 2020 (6y) | ||
| Jane H Bartosik | Registered representative | Feb 2020 (6y) | ||
| James M Freeman | Registered representative | Mar 2020 (6y) | ||
| Talonda M Howard | Registered representative | Mar 2020 (6y) | ||
| Charles J Maratta | Registered representative | Apr 2020 (6y) | ||
| Bradley Whelan | Registered representative | May 2020 (6y) | ||
| Catherine Preston | Registered representative | May 2020 (6y) | ||
| Richard Bradford Colwell | Registered representative | Jun 2020 (6y) | ||
| Alexandra Lizette Belden | Registered representative | Jun 2020 (6y) | ||
| Donald Craig Finn | Registered representative | Jun 2020 (6y) | ||
| Nicholas Windsor Rawlings | Registered representative | Jul 2020 (6y) | ||
| Matthew P Boyle | Registered representative | CFP | Jul 2020 (6y) | |
| Calum Hayes | Registered representative | Jul 2020 (6y) | ||
| Craig Emil Sargent | Registered representative | Jul 2020 (6y) | ||
| Teddy Max Choate | Registered representative | Jul 2020 (6y) | ||
| Anthony Savino Montoya | Registered representative | Aug 2020 (6y) | ||
| Arthur Austin Updike | Registered representative | Sep 2020 (6y) | ||
| James Parker Ek | Registered representative | Sep 2020 (6y) | ||
| Eric Matthew Amberg | Registered representative | Oct 2020 (6y) | ||
| Kyle Brandon Johnson | Registered representative | Oct 2020 (6y) | ||
| Timothy John Dunn | Registered representative | Oct 2020 (6y) | ||
| Jacob Allen Johnson | Registered representative | Oct 2020 (6y) | ||
| Joseph Bennett Mills | Registered representative | Oct 2020 (6y) | ||
| William Henry Taylor | Registered representative | Oct 2020 (6y) | ||
| Allen Berard | Registered representative | Nov 2020 (6y) | ||
| Diana Law | Registered representative | CFP | Nov 2020 (6y) | |
| La Taura Wilson | Registered representative | Nov 2020 (6y) | ||
| Scott Braun | Registered representative | Nov 2020 (6y) | ||
| Colin James Allison | Registered representative | Dec 2020 (6y) | ||
| Chery Gabriel Victoria | Registered representative | Dec 2020 (6y) | ||
| Eric Benjamin Mathieu | Registered representative | Dec 2020 (6y) | ||
| Jeffrey Desmond Geslison | Registered representative | Jan 2021 (6y) | ||
| Zachary J Capaldo | Registered representative | Jan 2021 (6y) | ||
| Richard A Luerra | Registered representative | Jan 2021 (6y) | ||
| Jeffrey L Goff | Registered representative | Jan 2021 (6y) | ||
| Daniel Allen Buchenau | Registered representative | Jan 2021 (6y) | ||
| Tonya June Richards | Registered representative | Jan 2021 (6y) | ||
| Kelly Paiz | Registered representative | Feb 2021 (5y) | ||
| Christopher Michael Indrisano | Registered representative | Feb 2021 (5y) | ||
| Karl Raymond Schofield | Registered representative | Feb 2021 (5y) | ||
| Cheryl Corliss Savage | Registered representative | Mar 2021 (5y) | ||
| Gabriel David Ward | Registered representative | Mar 2021 (5y) | ||
| Michael Brent Lierley | Registered representative | Mar 2021 (5y) | ||
| Matthew D Mc Osker | Registered representative | Mar 2021 (5y) | ||
| Jonah B Caldwell | Registered representative | Mar 2021 (5y) | ||
| Donald John Jurgens | Registered representative | Mar 2021 (5y) | ||
| David Romero | Registered representative | Mar 2021 (5y) | ||
| Stephen Joseph Ridge | Registered representative | Mar 2021 (5y) | ||
| James Scott Schindelar | Registered representative | Apr 2021 (5y) | ||
| Mary Elizabeth Bye Ruddy | Registered representative | Apr 2021 (5y) | ||
| Stephen Hugh Armstrong | Registered representative | Apr 2021 (5y) | ||
| Michael Oh | Registered representative | Apr 2021 (5y) | ||
| Ryan Ocken | Registered representative | Apr 2021 (5y) | ||
| Todd Joseph Burgess | Registered representative | Apr 2021 (5y) | ||
| Charles Costa | Registered representative | Apr 2021 (5y) | ||
| Anna M Storey | Registered representative | May 2021 (5y) | ||
| John Richardson | Registered representative | May 2021 (5y) | ||
| Michael James Moniz | Registered representative | May 2021 (5y) | ||
| Gregory S Mc Daniel | Registered representative | May 2021 (5y) | ||
| Joe Phouthala Sopha | Registered representative | May 2021 (5y) | ||
| Patrick F Beach | Registered representative | Jun 2021 (5y) | ||
| Jennifer Jo Brown | Registered representative | Jun 2021 (5y) | ||
| Eric Thomas Samson | Registered representative | Jun 2021 (5y) | ||
| Benjamin Donald Hoy | Registered representative | Jun 2021 (5y) | ||
| Ann Davis | Registered representative | Jul 2021 (5y) | ||
| Miguel Angel Marin | Registered representative | Jul 2021 (5y) | ||
| Micah Steinwandt | Registered representative | Jul 2021 (5y) | ||
| Aleksandr Slyusarev | Registered representative | Jul 2021 (5y) | ||
| Corbin Atwell | Registered representative | Aug 2021 (5y) | ||
| Wade Michael Engebretson | Registered representative | Aug 2021 (5y) | ||
| Andrew Mcdonald Wilmarth | Registered representative | Aug 2021 (5y) | ||
| Paul Harlow Sammons | Registered representative | Aug 2021 (5y) | ||
| Alyson Coy Williamson | Registered representative | Aug 2021 (5y) | ||
| Sandra Teresa Arellano Diaz | Registered representative | Aug 2021 (5y) | ||
| Bruce Singkhaophet | Registered representative | Aug 2021 (5y) | ||
| Stephen Michael Pontello | Registered representative | Aug 2021 (5y) | ||
| Morris Ernesto Gordon | Registered representative | Sep 2021 (5y) | ||
| William Hunter Parrie | Registered representative | Sep 2021 (5y) | ||
| Jaime Beth Blakely | Registered representative | Sep 2021 (5y) | ||
| Jesse Richard Dalsing | Registered representative | Sep 2021 (5y) | ||
| William Carron | Registered representative | Sep 2021 (5y) | ||
| David Rosecrans | Registered representative | CFP | Sep 2021 (5y) | |
| Michael P Sullivan | Registered representative | CFP | Sep 2021 (5y) | |
| Guillermo Andres Bailey | Registered representative | Oct 2021 (5y) | ||
| Casey Jo Vincent | Registered representative | Oct 2021 (5y) | ||
| Glenn Andrew Vanecek | Registered representative | Oct 2021 (5y) | ||
| Cynthia Danielle Middleton | Registered representative | Oct 2021 (5y) | ||
| Kevin Paul Catineau | Registered representative | Oct 2021 (5y) | ||
| Michael C Anderson | Registered representative | CFP | Oct 2021 (5y) | |
| Amy Mackin | Registered representative | Oct 2021 (5y) | ||
| Kristy Lynn Howard | Registered representative | Oct 2021 (5y) | ||
| Edward Sullivan Rich | Registered representative | CFP | Oct 2021 (5y) | |
| Eric Devaughn Reese | Registered representative | Oct 2021 (5y) | ||
| Lauren Eisenach Vieth | Registered representative | Oct 2021 (5y) | ||
| Bradley Steffen | Registered representative | Nov 2021 (5y) | ||
| Byron Peacher | Registered representative | Nov 2021 (5y) | ||
| Ryan Robert Colleoni | Registered representative | Nov 2021 (5y) | ||
| Thomas Howard Candler | Registered representative | Nov 2021 (5y) | ||
| Brett Tyler Dalton | Registered representative | Nov 2021 (5y) | ||
| Colleen Tchorz | Registered representative | Nov 2021 (5y) | ||
| Jon Hatten | Registered representative | Nov 2021 (5y) | ||
| Terrie Martinez | Registered representative | Nov 2021 (5y) | ||
| Steven Anthony Cirenese | Registered representative | Nov 2021 (5y) | ||
| Marisa Beth Lindsey | Registered representative | Nov 2021 (5y) | ||
| Charles Whitney Wamsley | Registered representative | Dec 2021 (5y) | ||
| Michael David Harper | Registered representative | Dec 2021 (5y) | ||
| Victor Sal Acca | Registered representative | Dec 2021 (5y) | ||
| Eric Christopher Ferguson | Registered representative | Dec 2021 (5y) | ||
| Brian Anthony Lodato | Registered representative | Dec 2021 (5y) | ||
| April B Watson | Registered representative | Dec 2021 (5y) | ||
| Mark Dunfee | Registered representative | Dec 2021 (5y) | ||
| Elizabeth Eva Feist | Registered representative | Dec 2021 (5y) | ||
| Carlo Follo | Registered representative | Dec 2021 (5y) | ||
| Jennifer Noel Fletcher | Registered representative | Dec 2021 (5y) | ||
| John Leonard Pavia | Registered representative | Dec 2021 (5y) | ||
| Kristopher Kenneth Osborn | Registered representative | Dec 2021 (5y) | ||
| Shara Ann Gleason | Registered representative | Dec 2021 (5y) | ||
| Justin Howie | Registered representative | Dec 2021 (5y) | ||
| Danica Marie Athanassiou | Registered representative | Dec 2021 (5y) | ||
| Mark Sperling | Registered representative | Jan 2022 (5y) | ||
| Joseph Marrs | Registered representative | Jan 2022 (5y) | ||
| Joseph Patrick Walsh | Registered representative | Jan 2022 (5y) | ||
| Jose E Almanza | Registered representative | Jan 2022 (5y) | ||
| Jody Lee Komyathy | Registered representative | Jan 2022 (5y) | ||
| Robert Watts Turner | Registered representative | Jan 2022 (5y) | ||
| Kerre B Heath | Registered representative | Jan 2022 (5y) | ||
| Robert Scott Magnacca | Registered representative | CFP | Jan 2022 (5y) | |
| Huntor Rainwater | Registered representative | Jan 2022 (5y) | ||
| Jean M Barberio | Registered representative | Jan 2022 (5y) | ||
| Timothy Deems | Registered representative | Jan 2022 (5y) | ||
| Michael Brandon Whiteman | Registered representative | Jan 2022 (5y) | ||
| Richard Michael Massingill | Registered representative | Jan 2022 (5y) | ||
| Scott Allan Wilson | Registered representative | Jan 2022 (5y) | ||
| Danisha Gonzalez | Registered representative | Feb 2022 (5y) | ||
| Katerina Carlie Soto | Registered representative | Feb 2022 (5y) | ||
| Samuel Green Wright | Registered representative | Feb 2022 (4y) | ||
| Jessica Lang | Registered representative | Feb 2022 (4y) | ||
| Balaji Dhandapani | Registered representative | Feb 2022 (4y) | ||
| Adam J Kristol | Registered representative | Feb 2022 (4y) | ||
| Sheila Christine Guzzy | Registered representative | Feb 2022 (4y) | ||
| Joan Lynn Stoddard | Registered representative | CFP | Feb 2022 (4y) | |
| Charles Paul Bagley | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Charice Estelle Biggins | Registered representative | Mar 2022 (4y) | ||
| Jose Anaya | Registered representative | Mar 2022 (4y) | ||
| Robert Michael Porpora | Registered representative | Mar 2022 (4y) | ||
| Renee Lander Ruff | Registered representative | Mar 2022 (4y) | ||
| John Flexon | Registered representative | Mar 2022 (4y) | ||
| Tatiana Williams | Registered representative | Mar 2022 (4y) | ||
| Claudia Guimaraes Leao | Registered representative | Mar 2022 (4y) | ||
| Crayton Joel Adams | Registered representative | Mar 2022 (4y) | ||
| Susan A Mason | Registered representative | Mar 2022 (4y) | ||
| Denise Clark | Registered representative | Mar 2022 (4y) | ||
| Ryan Mc Kain | Registered representative | Mar 2022 (4y) | ||
| Kimberly Ann Jackson | Registered representative | Mar 2022 (4y) | ||
| Mandie L Roark | Registered representative | Mar 2022 (4y) | ||
| Justin Taylor Hoffman | Registered representative | Mar 2022 (4y) | ||
| Kristopher William Yates | Registered representative | Mar 2022 (4y) | ||
| William J Schneider | Registered representative | Mar 2022 (4y) | ||
| Alan Kinjo Sejalbo | Registered representative | Mar 2022 (4y) | ||
| Ali Ardehali | Registered representative | Apr 2022 (4y) | ||
| Austin Jacob Maness | Registered representative | Apr 2022 (4y) | ||
| Samantha Leigh Dwyer | Registered representative | CFP | Apr 2022 (4y) | |
| Aiman Janineh | Registered representative | CFP | Apr 2022 (4y) | |
| Chad Gancarz | Registered representative | Apr 2022 (4y) | ||
| Joseph Herron | Registered representative | CFP | Apr 2022 (4y) | |
| Dawne Marie Waltz | Registered representative | Apr 2022 (4y) | ||
| Jeffrey D Seiverth | Registered representative | Apr 2022 (4y) | ||
| Robert Paul Norman | Registered representative | Apr 2022 (4y) | ||
| Eric Lavelle Berry | Registered representative | Apr 2022 (4y) | ||
| Logan Thomas Stelzner | Registered representative | Apr 2022 (4y) | ||
| Jason Young | Registered representative | Apr 2022 (4y) | ||
| Kevin De Stefanis | Registered representative | Chartered Financial Consultant | Apr 2022 (4y) | |
| Frederick Robert Kelley | Registered representative | Apr 2022 (4y) | ||
| Renz Justin Vergara | Registered representative | May 2022 (4y) | ||
| Romania Quan Lee | Registered representative | May 2022 (4y) | ||
| Kara Michelle Walters | Registered representative | May 2022 (4y) | ||
| Wesley Dabu | Registered representative | May 2022 (4y) | ||
| Deanna Joann Liritzis | Registered representative | May 2022 (4y) | ||
| Jeffery Alan Favati | Registered representative | May 2022 (4y) | ||
| William Jason Sanford | Registered representative | May 2022 (4y) | ||
| Kathleen Ann Benbrook Reilley | Registered representative | May 2022 (4y) | ||
| Josh Vondran | Registered representative | May 2022 (4y) | ||
| Justin Michael Ketola | Registered representative | May 2022 (4y) | ||
| Travis Townson | Registered representative | May 2022 (4y) | ||
| Derik S Treuel | Registered representative | May 2022 (4y) | ||
| Stephanie A Naylor | Registered representative | May 2022 (4y) | ||
| William Mondragon | Registered representative | May 2022 (4y) | ||
| Daniel R Goddard | Registered representative | May 2022 (4y) | ||
| Joshua King | Registered representative | May 2022 (4y) | ||
| Casilda Gorozpe | Registered representative | CFP | May 2022 (4y) | |
| Grady York | Registered representative | Jun 2022 (4y) | ||
| Kyle Richard Brown | Registered representative | Jun 2022 (4y) | ||
| Traci Hall Segrest | Registered representative | Jun 2022 (4y) | ||
| Daniel Owen Fuqua | Registered representative | Jun 2022 (4y) | ||
| Matthew James Sherlock | Registered representative | Jun 2022 (4y) | ||
| Roberto Pedraza | Registered representative | Jun 2022 (4y) | ||
| Andre Maurice Brown | Registered representative | Jun 2022 (4y) | ||
| Kyle Miller | Registered representative | Jun 2022 (4y) | ||
| Brent Litchfield | Registered representative | Jun 2022 (4y) | ||
| Emeline Singh | Registered representative | Jun 2022 (4y) | ||
| Sam Lyons | Registered representative | Jun 2022 (4y) | ||
| Stuart Henderson | Registered representative | Jun 2022 (4y) | ||
| Timothy Scot Hoffman | Registered representative | Jun 2022 (4y) | ||
| Douglas Blake Hortness | Registered representative | Jun 2022 (4y) | ||
| Michael Edward Geraghty | Registered representative | Jun 2022 (4y) | ||
| Richard Lance Perry | Registered representative | Jun 2022 (4y) | ||
| David Acosta Marquez | Registered representative | Jul 2022 (4y) | ||
| Jonathan Duncan | Registered representative | Jul 2022 (4y) | ||
| Laura Ivette Ayon | Registered representative | Jul 2022 (4y) | ||
| Sean Patrick Carroll | Registered representative | Jul 2022 (4y) | ||
| Sean Brandon Odell | Registered representative | Jul 2022 (4y) | ||
| Deborah S Solomon | Registered representative | Jul 2022 (4y) | ||
| Cory M Callahan | Registered representative | Jul 2022 (4y) | ||
| Kristie Ann Kingston | Registered representative | Jul 2022 (4y) | ||
| Brad Alan Murphy | Registered representative | Jul 2022 (4y) | ||
| Christopher Paul Clini | Registered representative | Jul 2022 (4y) | ||
| Daniel Francis O Hara | Registered representative | Jul 2022 (4y) | ||
| Elias Santos | Registered representative | Jul 2022 (4y) | ||
| James Wellman | Registered representative | Jul 2022 (4y) | ||
| Michael George Otting | Registered representative | Jul 2022 (4y) | ||
| Michael J Mc Cabe | Registered representative | Jul 2022 (4y) | ||
| Wesley Colin Hunt | Registered representative | Jul 2022 (4y) | ||
| Frank Frederick Loria | Registered representative | Jul 2022 (4y) | ||
| Spencer Craig Sell | Registered representative | Jul 2022 (4y) | ||
| Arnold Gregory Adkins | Registered representative | Jul 2022 (4y) | ||
| Drew Mitchell Simons | Registered representative | Aug 2022 (4y) | ||
| Harry Gerard | Registered representative | Aug 2022 (4y) | ||
| Austin Edward Miller | Registered representative | Aug 2022 (4y) | ||
| Christopher Joseph Consoli | Registered representative | Aug 2022 (4y) | ||
| Matthew Robles | Registered representative | Aug 2022 (4y) | ||
| Jackie Katherine Schoettl | Registered representative | Aug 2022 (4y) | ||
| Matthew Beresford Rumble | Registered representative | Aug 2022 (4y) | ||
| Lisa Mc Cann | Registered representative | Aug 2022 (4y) | ||
| Devon Jerrard | Registered representative | Aug 2022 (4y) | ||
| Seth Andrew Brunsvold | Registered representative | CFA | Aug 2022 (4y) | |
| Kim Marie Black | Registered representative | Aug 2022 (4y) | ||
| Franklin Philip Gould | Registered representative | Aug 2022 (4y) | ||
| Shawn Alan Pearce | Registered representative | Aug 2022 (4y) | ||
| Christina Maddock | Registered representative | Aug 2022 (4y) | ||
| Lori Susan Duquette | Registered representative | Aug 2022 (4y) | ||
| Ian Pontell Schaefer | Registered representative | Aug 2022 (4y) | ||
| Alexander Hoffman | Registered representative | Aug 2022 (4y) | ||
| Jacqueline Thompson | Registered representative | Aug 2022 (4y) | ||
| Nah'rya Anala Walker Pierson | Registered representative | Aug 2022 (4y) | ||
| Richard Robert Loy | Registered representative | Aug 2022 (4y) | ||
| Steven Bromberger | Registered representative | Aug 2022 (4y) | ||
| Ryan Timothy Hulslander | Registered representative | Sep 2022 (4y) | ||
| Che Bailey | Registered representative | Sep 2022 (4y) | ||
| Angel Maria Hawthorne | Registered representative | Sep 2022 (4y) | ||
| Elena Marie Suther | Registered representative | Sep 2022 (4y) | ||
| Robert William Elmer | Registered representative | Sep 2022 (4y) | ||
| Luis Alberto Ortiz | Registered representative | Sep 2022 (4y) | ||
| Tania Leal Cadieux | Registered representative | Sep 2022 (4y) | ||
| Tyler Zane Jorgensen | Registered representative | Sep 2022 (4y) | ||
| Peter Lee | Registered representative | Sep 2022 (4y) | ||
| Peter Tziachris | Registered representative | Sep 2022 (4y) | ||
| Jacob Mc Cloy | Registered representative | Sep 2022 (4y) | ||
| Paula Young Frank | Registered representative | Oct 2022 (4y) | ||
| Eduardo Duran | Registered representative | Oct 2022 (4y) | ||
| Luis Rodriguez Rexach | Registered representative | Oct 2022 (4y) | ||
| Cameron Joseph Aleksa | Registered representative | Oct 2022 (4y) | ||
| Hubert Carlton Crawford | Registered representative | Oct 2022 (4y) | ||
| Olivia Smith | Registered representative | Nov 2022 (4y) | ||
| Michael James Putnam | Registered representative | Nov 2022 (4y) | ||
| Bryan William Sodomora | Registered representative | Nov 2022 (4y) | ||
| Bertrand E Thomas | Registered representative | Nov 2022 (4y) | ||
| Ngan Tu Wedemeier | Registered representative | Nov 2022 (4y) | ||
| Shawn Amblod | Registered representative | CFP | Dec 2022 (4y) | |
| Joan L Check | Registered representative | CFP | Dec 2022 (4y) | |
| Kimberly Marie Quick | Registered representative | Dec 2022 (4y) | ||
| Glenn Arthur Walker | Registered representative | Dec 2022 (4y) | ||
| Alexander Eugene Norkus | Registered representative | Dec 2022 (4y) | ||
| Thomas May | Registered representative | Dec 2022 (4y) | ||
| Ronald Edward Savageau | Registered representative | Dec 2022 (4y) | ||
| Wendy Lee Sheffield | Registered representative | Jan 2023 (4y) | ||
| Brandon Causey Nero | Registered representative | Jan 2023 (4y) | ||
| Joseph Landrum | Registered representative | Jan 2023 (4y) | ||
| Malcolm Joseph Knowles | Registered representative | Jan 2023 (4y) | ||
| Zachary Alder | Registered representative | Jan 2023 (4y) | ||
| Matthew Gasser | Registered representative | Jan 2023 (4y) | ||
| James A Carberry | Registered representative | Jan 2023 (4y) | ||
| Joseph A Hayes | Registered representative | Chartered Financial Consultant | Jan 2023 (4y) | |
| Alexander Landon Karns | Registered representative | Jan 2023 (4y) | ||
| Carla Lanza | Registered representative | Jan 2023 (4y) | ||
| Michael D Snoeyink | Registered representative | Jan 2023 (4y) | ||
| Philip Grant Parker | Registered representative | Jan 2023 (4y) | ||
| Anne Bolling | Registered representative | Feb 2023 (3y) | ||
| Philip Benjamin Clark | Registered representative | Feb 2023 (3y) | ||
| Thomas Edward Zionkowski | Registered representative | Feb 2023 (3y) | ||
| Joseph Kurt Buckles | Registered representative | Feb 2023 (3y) | ||
| Isaiah Thomas Hileman | Registered representative | Feb 2023 (3y) | ||
| Dedrick Lewis | Registered representative | Feb 2023 (3y) | ||
| Benjamin Sia | Registered representative | Feb 2023 (3y) | ||
| Tammy Lee Holstein | Registered representative | Feb 2023 (3y) | ||
| Janine Sam | Registered representative | CFP | Mar 2023 (3y) | |
| Michael Thomas Smedley | Registered representative | CFP | Mar 2023 (3y) | |
| Adam David Osterman | Registered representative | Mar 2023 (3y) | ||
| Darryl Keith Goolsby | Registered representative | Mar 2023 (3y) | ||
| James Robert Miller | Registered representative | Mar 2023 (3y) | ||
| Andrew Bryan Hefner | Registered representative | CFP | Apr 2023 (3y) | |
| Alex Robert Graesser | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Alexander David Noonan | Registered representative | Apr 2023 (3y) | ||
| Angelo Michael Giron | Registered representative | Apr 2023 (3y) | ||
| Austin Joseph York | Registered representative | Apr 2023 (3y) | ||
| Blaze Pascal Heuga | Registered representative | Apr 2023 (3y) | ||
| Bradley G. West | Registered representative | Apr 2023 (3y) | ||
| Branden Borowiak | Registered representative | CFP | Apr 2023 (3y) | |
| Brendan James Erne | Registered representative | CFA | Apr 2023 (3y) | |
| Brian Michael Tree | Registered representative | Apr 2023 (3y) | ||
| Brian Vance | Registered representative | Apr 2023 (3y) | ||
| Bryan Joseph Knoebel | Registered representative | CFP | Apr 2023 (3y) | |
| Brandon Michael Montgomery | Registered representative | Apr 2023 (3y) | ||
| Brendon Dean Frazier | Registered representative | Apr 2023 (3y) | ||
| Charles Lavon Guy | Registered representative | Apr 2023 (3y) | ||
| Christian Knauer | Registered representative | Apr 2023 (3y) | ||
| Christian Stromgren | Registered representative | CFP | Apr 2023 (3y) | |
| Colin Holt Hanks | Registered representative | Apr 2023 (3y) | ||
| Colin James Dickerson | Registered representative | Apr 2023 (3y) | ||
| Conrad Joseph Schmidt | Registered representative | Apr 2023 (3y) | ||
| Courtney Burrell | Registered representative | Apr 2023 (3y) | ||
| Daniel James Kuhl | Registered representative | Apr 2023 (3y) | ||
| Daniel Robert Hamilton | Registered representative | Apr 2023 (3y) | ||
| David Marc Janis | Registered representative | Apr 2023 (3y) | ||
| David Timothy Evans | Registered representative | CFP | Apr 2023 (3y) | |
| Damien Andrew Ruybal | Registered representative | Apr 2023 (3y) | ||
| Daniel Mark Goldfarb | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Danielle Felice Kennett | Registered representative | Apr 2023 (3y) | ||
| Dannie Lee Westlake | Registered representative | Apr 2023 (3y) | ||
| Darren Joseph Clerkin | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Deborah A Violette | Registered representative | CFP | Apr 2023 (3y) | |
| Eric Chodkowski | Registered representative | Apr 2023 (3y) | ||
| Glenn Alan Aldridge | Registered representative | Apr 2023 (3y) | ||
| Gregory De Palma | Registered representative | CFP | Apr 2023 (3y) | |
| Harrison Taylor Hodges | Registered representative | Apr 2023 (3y) | ||
| Jeremiah Athanas Forrest | Registered representative | CFP | Apr 2023 (3y) | |
| John Hsun Jie Lo | Registered representative | Apr 2023 (3y) | ||
| Josh Andrew Mc Clellan | Registered representative | Apr 2023 (3y) | ||
| Keith Douglas Jones | Registered representative | Apr 2023 (3y) | ||
| Keith James Brant | Registered representative | Apr 2023 (3y) | ||
| Kevin James Clerkin | Registered representative | Apr 2023 (3y) | ||
| Kara Noel Shaffer | Registered representative | CFP | Apr 2023 (3y) | |
| Krista Lynn Rowley Aliga | Registered representative | CFP | Apr 2023 (3y) | |
| Lacey Ashlyn Cobb | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Louis Jackson Newman | Registered representative | CFP | Apr 2023 (3y) | |
| Lucas James Coggswell | Registered representative | Apr 2023 (3y) | ||
| Michael Hefty | Registered representative | Apr 2023 (3y) | ||
| Michael John Siedschlag | Registered representative | Apr 2023 (3y) | ||
| Matthew Casinelli | Registered representative | Apr 2023 (3y) | ||
| Mauricio Alejandro Vaca | Registered representative | CFP | Apr 2023 (3y) | |
| Michael Anthony Conway | Registered representative | CFP | Apr 2023 (3y) | |
| Michael Richard Mravetz | Registered representative | Apr 2023 (3y) | ||
| Nicholas Henry Ryan | Registered representative | CFP | Apr 2023 (3y) | |
| Nadine Sieglinde Witt | Registered representative | Apr 2023 (3y) | ||
| Naomi Feldott | Registered representative | CFP | Apr 2023 (3y) | |
| Nichole Boyd | Registered representative | Apr 2023 (3y) | ||
| Paul Albert Deer | Registered representative | CFP | Apr 2023 (3y) | |
| Rachel Caylie Miller | Registered representative | Apr 2023 (3y) | ||
| Ryan Dean Deakins | Registered representative | Apr 2023 (3y) | ||
| Richard James Fogal | Registered representative | Apr 2023 (3y) | ||
| Robert Michael Case | Registered representative | Apr 2023 (3y) | ||
| Ryan Joseph Heffernan | Registered representative | Apr 2023 (3y) | ||
| Ryan Wallace Brenneman | Registered representative | Apr 2023 (3y) | ||
| Scott Michael Perry | Registered representative | Apr 2023 (3y) | ||
| Scott Thomas Schleicher | Registered representative | Apr 2023 (3y) | ||
| Shannon Dean Conway | Registered representative | Apr 2023 (3y) | ||
| Stephen Alan Strouse | Registered representative | Apr 2023 (3y) | ||
| Stephen P Gannon | Registered representative | CFP | Apr 2023 (3y) | |
| Samantha Harrison | Registered representative | Apr 2023 (3y) | ||
| Scott Thomas Schroeder | Registered representative | Apr 2023 (3y) | ||
| Todd Harland Burnaford | Registered representative | Apr 2023 (3y) | ||
| Tyler Mills | Registered representative | CFP | Apr 2023 (3y) | |
| Vance James Rusley | Registered representative | CFP | Apr 2023 (3y) | |
| William Thomas Floros | Registered representative | Apr 2023 (3y) | ||
| Jeffrey Spurling | Registered representative | Apr 2023 (3y) | ||
| Bradley Robert Fritz | Registered representative | Apr 2023 (3y) | ||
| Leilany Acosta | Registered representative | Apr 2023 (3y) | ||
| Zach Carey | Registered representative | Apr 2023 (3y) | ||
| Myshaina Joy Kehinde | Registered representative | Apr 2023 (3y) | ||
| Brandi Starr | Registered representative | CFP | Apr 2023 (3y) | |
| Christopher D'espinosa | Registered representative | Apr 2023 (3y) | ||
| Ryan Wargo | Registered representative | Apr 2023 (3y) | ||
| James Herman Vandiver | Registered representative | Apr 2023 (3y) | ||
| Niccolo Parisi | Registered representative | Apr 2023 (3y) | ||
| Ryan Nicholas Newkirk | Registered representative | Apr 2023 (3y) | ||
| Patrick Arey | Registered representative | May 2023 (3y) | ||
| Andrew Eldridge | Registered representative | May 2023 (3y) | ||
| Manuel Christian Mares | Registered representative | May 2023 (3y) | ||
| Jason Minh Lam | Registered representative | May 2023 (3y) | ||
| Charles White | Registered representative | May 2023 (3y) | ||
| Robert Torre | Registered representative | May 2023 (3y) | ||
| Tuong Vy N Tran | Registered representative | May 2023 (3y) | ||
| Brendan Mullally | Registered representative | May 2023 (3y) | ||
| Joshua Andrew Wostrel | Registered representative | May 2023 (3y) | ||
| Alicia Renee Sheppard | Registered representative | May 2023 (3y) | ||
| Michelle O Rourke Wilburn | Registered representative | May 2023 (3y) | ||
| Sherri Thomas | Registered representative | May 2023 (3y) | ||
| Nathan Robert Anderson | Registered representative | CFP | May 2023 (3y) | |
| Aaron Wargo | Registered representative | Jun 2023 (3y) | ||
| Ryan Bohnenkamp | Registered representative | Jun 2023 (3y) | ||
| Alicia Macias Hyland | Registered representative | Jun 2023 (3y) | ||
| Kristin Borke | Registered representative | Jun 2023 (3y) | ||
| Alexandra Anderson | Registered representative | Jun 2023 (3y) | ||
| Jacob Kenneth Williams | Registered representative | Jun 2023 (3y) | ||
| Abigail Brown | Registered representative | Jun 2023 (3y) | ||
| Erin Mac Laren | Registered representative | Jun 2023 (3y) | ||
| Emmett Newton Law | Registered representative | Jun 2023 (3y) | ||
| Megan Assenmacher | Registered representative | CFP | Jun 2023 (3y) | |
| Keith William Morrow | Registered representative | Jul 2023 (3y) | ||
| Shara Marie Little | Registered representative | Jul 2023 (3y) | ||
| Susan Oman | Registered representative | Jul 2023 (3y) | ||
| Jason Shimkos | Registered representative | Jul 2023 (3y) | ||
| Shannon M Sassman | Registered representative | Jul 2023 (3y) | ||
| Chase Webster | Registered representative | Jul 2023 (3y) | ||
| Matthew Irwin | Registered representative | Jul 2023 (3y) | ||
| Robert Michael Orth | Registered representative | Jul 2023 (3y) | ||
| Louis E Kelley | Registered representative | Jul 2023 (3y) | ||
| Robert Budraitis | Registered representative | Jul 2023 (3y) | ||
| Nicholas Johnson | Registered representative | CFP | Jul 2023 (3y) | |
| Tamika Reid | Registered representative | Jul 2023 (3y) | ||
| Evangeline Alderton Lodwick | Registered representative | Jul 2023 (3y) | ||
| Enrique Avila | Registered representative | Jul 2023 (3y) | ||
| Meredith D Perez | Registered representative | Jul 2023 (3y) | ||
| Ronald David Sulhoff | Registered representative | Jul 2023 (3y) | ||
| Sean Mc Nally | Registered representative | Jul 2023 (3y) | ||
| Ashley Richard Langham | Registered representative | Jul 2023 (3y) | ||
| Erik J Falkenberg | Registered representative | Jul 2023 (3y) | ||
| Robert Edward Flynn | Registered representative | Jul 2023 (3y) | ||
| Elizabeth Cruz | Registered representative | Jul 2023 (3y) | ||
| Joshua Mansfield | Registered representative | Jul 2023 (3y) | ||
| Justin Trybus | Registered representative | Jul 2023 (3y) | ||
| Robert Dean Swanson | Registered representative | Aug 2023 (3y) | ||
| Katherine Ramirez | Registered representative | Aug 2023 (3y) | ||
| Miguel A Garcia Diaz | Registered representative | Aug 2023 (3y) | ||
| Patrick Francis Gilligan | Registered representative | CFP | Aug 2023 (3y) | |
| Sifredo Asencio | Registered representative | Aug 2023 (3y) | ||
| Joseph Gonnella | Registered representative | Aug 2023 (3y) | ||
| Colton Christopher Comstock | Registered representative | Aug 2023 (3y) | ||
| Deondra Monique Perrone | Registered representative | Aug 2023 (3y) | ||
| Marc Lawrence Delphine | Registered representative | Aug 2023 (3y) | ||
| Darin Todd Hall | Registered representative | Aug 2023 (3y) | ||
| David Enrique Reyes Suarez | Registered representative | CFP | Aug 2023 (3y) | |
| Mary Elizabeth Mulcahy | Registered representative | Aug 2023 (3y) | ||
| Carter Andrew Burns | Registered representative | Aug 2023 (3y) | ||
| Francisco Hernandez | Registered representative | Aug 2023 (3y) | ||
| Frank Lee Wilson | Registered representative | CFP Chartered Financial Consultant | Aug 2023 (3y) | |
| Johnathan Maxwell Geeting | Registered representative | Aug 2023 (3y) | ||
| Anthony Valdez | Registered representative | Aug 2023 (3y) | ||
| Heike Soell Parrish | Registered representative | Sep 2023 (3y) | ||
| Raul Santos Salazar | Registered representative | Sep 2023 (3y) | ||
| Daniel Jensen | Registered representative | Sep 2023 (3y) | ||
| Nicholas Hobart | Registered representative | Sep 2023 (3y) | ||
| Kevin Bostory | Registered representative | Sep 2023 (3y) | ||
| Mark Alan Ledson | Registered representative | CFP | Sep 2023 (3y) | |
| Kedric Spearman | Registered representative | CFP | Sep 2023 (3y) | |
| Jocelyn Lua | Registered representative | Sep 2023 (3y) | ||
| Bryan Alexander Velasco | Registered representative | Sep 2023 (3y) | ||
| Kevin Gallagher | Registered representative | Sep 2023 (3y) | ||
| Michael Smith | Registered representative | Sep 2023 (3y) | ||
| Veronica M Pinckney | Registered representative | Sep 2023 (3y) | ||
| Gregory Rasmussen | Registered representative | Oct 2023 (3y) | ||
| Jinen A Viswakula | Registered representative | Oct 2023 (3y) | ||
| Joseph Won | Registered representative | Oct 2023 (3y) | ||
| Dylan Brosious | Registered representative | Oct 2023 (3y) | ||
| Jennifer Kay Wardle | Registered representative | Oct 2023 (3y) | ||
| Julie Teresa Lucas | Registered representative | Oct 2023 (3y) | ||
| Chad Froust | Registered representative | Oct 2023 (3y) | ||
| Heidi Ann Larson Lane | Registered representative | Oct 2023 (3y) | ||
| Michael Anthony Ricciardi | Registered representative | Oct 2023 (3y) | ||
| Jean R Victor | Registered representative | Oct 2023 (3y) | ||
| Benjamin William Dickinson | Registered representative | Oct 2023 (3y) | ||
| Rocco Attanasio | Registered representative | Oct 2023 (3y) | ||
| Andrew Beauvais | Registered representative | Nov 2023 (3y) | ||
| Joseph Michael Dumas | Registered representative | Nov 2023 (3y) | ||
| Kenneth Kochiss | Registered representative | Nov 2023 (3y) | ||
| Annette Nicole Van Horn | Registered representative | Nov 2023 (3y) | ||
| Clell Tatum | Registered representative | Nov 2023 (3y) | ||
| Yuri Maxwell Mc Clure | Registered representative | Nov 2023 (3y) | ||
| Sean Harris | Registered representative | Nov 2023 (3y) | ||
| Matthew Aaron Herrmann | Registered representative | Nov 2023 (3y) | ||
| Franklin Dan Collins | Registered representative | Nov 2023 (3y) | ||
| Ryan David Morrison | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Scott Bennett | Registered representative | Nov 2023 (3y) | ||
| Trace Daniel Jordan | Registered representative | Nov 2023 (3y) | ||
| Clayton Brumbaugh | Registered representative | Nov 2023 (3y) | ||
| Jon Michael Travis | Registered representative | Nov 2023 (3y) | ||
| Brian Lee Ficek | Registered representative | Nov 2023 (3y) | ||
| Jacob Scott Conway | Registered representative | Nov 2023 (3y) | ||
| Karen Noelle Martin | Registered representative | Nov 2023 (3y) | ||
| Michael Robert Tomlin | Registered representative | Nov 2023 (3y) | ||
| Ronald Ross Sanville | Registered representative | Nov 2023 (3y) | ||
| Marc V. Colasanto | Registered representative | Nov 2023 (3y) | ||
| Keng Taing | Registered representative | Nov 2023 (3y) | ||
| Joseph C Chang | Registered representative | CFP | Dec 2023 (3y) | |
| Maria Teresa Hernandez | Registered representative | Dec 2023 (3y) | ||
| Sarah Goodale | Registered representative | Dec 2023 (3y) | ||
| Sean Liedtky | Registered representative | Dec 2023 (3y) | ||
| Taylor Zornow | Registered representative | Dec 2023 (3y) | ||
| Alexander Fedorko | Registered representative | Dec 2023 (3y) | ||
| David Alan Bush | Registered representative | Dec 2023 (3y) | ||
| Delbert Franklin Dale Halcomb | Registered representative | Dec 2023 (3y) | ||
| Jeffrey Lamar Richardson | Registered representative | Dec 2023 (3y) | ||
| Kimberly A Brown | Registered representative | Dec 2023 (3y) | ||
| William Joseph Jennrich | Registered representative | Dec 2023 (3y) | ||
| Ashish Ninan Sam | Registered representative | Dec 2023 (3y) | ||
| Harold Lewis | Registered representative | Dec 2023 (3y) | ||
| Joseph Talarico | Registered representative | Dec 2023 (3y) | ||
| Tricia Jean Tompkins | Registered representative | Dec 2023 (3y) | ||
| Robert Lyles Bellamy | Registered representative | Dec 2023 (3y) | ||
| David Saliger | Registered representative | Dec 2023 (3y) | ||
| Paul Cimino | Registered representative | Dec 2023 (3y) | ||
| Justin Wayne Baldwin | Registered representative | Dec 2023 (3y) | ||
| Brent Thomas Dube | Registered representative | CFP | Dec 2023 (3y) | |
| Robert Henric Rooyakkers | Registered representative | CFA | Dec 2023 (3y) | |
| Zachary Michael Tomek | Registered representative | Jan 2024 (3y) | ||
| Tammy Elizabeth Austin | Registered representative | Jan 2024 (3y) | ||
| Adaryan Jones | Registered representative | Jan 2024 (3y) | ||
| Kevin Mark Malmud | Registered representative | Jan 2024 (3y) | ||
| Thomas Patrick Kalili | Registered representative | Jan 2024 (3y) | ||
| Brigid Evans Dolan | Registered representative | Jan 2024 (3y) | ||
| Emily Shugarts Lockwood | Registered representative | Jan 2024 (3y) | ||
| Jordan Swartz | Registered representative | Jan 2024 (3y) | ||
| Trevor Bell | Registered representative | Jan 2024 (3y) | ||
| Joseph Michael Branley | Registered representative | Feb 2024 (2y) | ||
| Melissa Ann Reynolds | Registered representative | Feb 2024 (2y) | ||
| Colin Christopher Farley | Registered representative | Feb 2024 (2y) | ||
| Alex Shvartsman | Registered representative | Feb 2024 (2y) | ||
| Derek Miles Robson | Registered representative | Feb 2024 (2y) | ||
| Peter Gruenes | Registered representative | Feb 2024 (2y) | ||
| Alfredo Augusto Monteiro | Registered representative | Feb 2024 (2y) | ||
| Jazmin Williams | Registered representative | Feb 2024 (2y) | ||
| Matthew Schartow | Registered representative | Feb 2024 (2y) | ||
| Shane Martin | Registered representative | Feb 2024 (2y) | ||
| Jamie Phillips | Registered representative | Feb 2024 (2y) | ||
| Joshua Enrique Espinoza | Registered representative | Feb 2024 (2y) | ||
| Kendrick Crockett | Registered representative | Feb 2024 (2y) | ||
| Andrea Julianna Lespier Rodriguez | Registered representative | Feb 2024 (2y) | ||
| Randy D Thompson | Registered representative | Feb 2024 (2y) | ||
| Brandon David Lund | Registered representative | Mar 2024 (2y) | ||
| Clay Dudley Thompson | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Eric Joseph Arthurs | Registered representative | Mar 2024 (2y) | ||
| Ibtisam Tahir | Registered representative | Mar 2024 (2y) | ||
| Carlos Manuel Hernandez | Registered representative | Mar 2024 (2y) | ||
| Stephen Henry Nash | Registered representative | CFP | Mar 2024 (2y) | |
| Pitch Blender Laberinto Taylor | Registered representative | Mar 2024 (2y) | ||
| Ronald E Haney | Registered representative | Mar 2024 (2y) | ||
| Garrison Beck | Registered representative | Mar 2024 (2y) | ||
| Maria Elena Montenegro | Registered representative | Mar 2024 (2y) | ||
| Kevin Pietro | Registered representative | Mar 2024 (2y) | ||
| Emily P Lasnetske | Registered representative | Mar 2024 (2y) | ||
| Andrew Stahl | Registered representative | Mar 2024 (2y) | ||
| Blair Carpenter | Registered representative | Mar 2024 (2y) | ||
| Sean Reddick | Registered representative | Mar 2024 (2y) | ||
| Myer Rickless | Registered representative | Mar 2024 (2y) | ||
| Bernard Joseph Gillis | Registered representative | Mar 2024 (2y) | ||
| Paul Christopher Armenta | Registered representative | Apr 2024 (2y) | ||
| Gregory John Sirett | Registered representative | CFP | Apr 2024 (2y) | |
| Johanan Farrington | Registered representative | Apr 2024 (2y) | ||
| John Christolini | Registered representative | Apr 2024 (2y) | ||
| Paul Frederick Hofmann | Registered representative | Apr 2024 (2y) | ||
| Anthony Catapano | Registered representative | Apr 2024 (2y) | ||
| Edward Davenport Manning | Registered representative | Apr 2024 (2y) | ||
| James Dario Garner | Registered representative | Apr 2024 (2y) | ||
| Oscar Uribe Cervantes | Registered representative | Apr 2024 (2y) | ||
| Kyle Doering | Registered representative | Apr 2024 (2y) | ||
| Matthew Brian Ellis | Registered representative | Apr 2024 (2y) | ||
| Neal Kanth Bobba | Registered representative | Apr 2024 (2y) | ||
| Raul Rivas | Registered representative | Apr 2024 (2y) | ||
| Charles Minotto | Registered representative | Apr 2024 (2y) | ||
| Christine Michelle Dixon | Registered representative | Apr 2024 (2y) | ||
| Paul Branca | Registered representative | Apr 2024 (2y) | ||
| Trevor Lawson | Registered representative | Apr 2024 (2y) | ||
| Thomas Cafmeyer | Registered representative | Apr 2024 (2y) | ||
| Frederick Schulitz | Registered representative | CFA | Apr 2024 (2y) | |
| Kaitlin Marie Schwartz | Registered representative | CFP | Apr 2024 (2y) | |
| Timothy Kimokeo Blaisdell | Registered representative | Apr 2024 (2y) | ||
| Alexx Jule Gauthier | Registered representative | Apr 2024 (2y) | ||
| Jeremiah Brodeur | Registered representative | CFP | Apr 2024 (2y) | |
| Melissa Cox | Registered representative | Apr 2024 (2y) | ||
| Sean Gray | Registered representative | Apr 2024 (2y) | ||
| Robert Hutchinson | Registered representative | Apr 2024 (2y) | ||
| Sita Marie Monti | Registered representative | CFP | Apr 2024 (2y) | |
| Spencer Moyles Brown | Registered representative | CFP | Apr 2024 (2y) | |
| Brendan Patrick Regan | Registered representative | Apr 2024 (2y) | ||
| Michael Alan Hay | Registered representative | Apr 2024 (2y) | ||
| Yazmin Valdez | Registered representative | Apr 2024 (2y) | ||
| Logan Ryan Manley | Registered representative | May 2024 (2y) | ||
| Stephen Matthew Dungy | Registered representative | May 2024 (2y) | ||
| Tiffany Jolene Dugas | Registered representative | CFP | May 2024 (2y) | |
| Turner Carey Lang | Registered representative | May 2024 (2y) | ||
| Albert Moore | Registered representative | May 2024 (2y) | ||
| John Michael Van Eerden | Registered representative | May 2024 (2y) | ||
| Ashley Katie Ting | Registered representative | May 2024 (2y) | ||
| Kristina Behrens | Registered representative | May 2024 (2y) | ||
| Francisco Renato Solis | Registered representative | May 2024 (2y) | ||
| Marilyn Janet Spencer | Registered representative | CFP | May 2024 (2y) | |
| Michael Elnitski | Registered representative | May 2024 (2y) | ||
| Ryan Michael Woods | Registered representative | May 2024 (2y) | ||
| Anthony Gonzalez | Registered representative | May 2024 (2y) | ||
| Heath Herring | Registered representative | May 2024 (2y) | ||
| Angela Marie Claggett | Registered representative | May 2024 (2y) | ||
| Anne Siobhan Kelly | Registered representative | May 2024 (2y) | ||
| Corina Parmenter | Registered representative | May 2024 (2y) | ||
| Charles Vezinaw | Registered representative | May 2024 (2y) | ||
| Melchior Francis Crescenti | Registered representative | May 2024 (2y) | ||
| Nicholas Mc Kay | Registered representative | May 2024 (2y) | ||
| Matthew Bond | Registered representative | May 2024 (2y) | ||
| Richard K Dyson | Registered representative | May 2024 (2y) | ||
| Aaron Beadner | Registered representative | Jun 2024 (2y) | ||
| Michael Keith Hudson | Registered representative | Jun 2024 (2y) | ||
| David James Morton | Registered representative | Jun 2024 (2y) | ||
| Stanley Michael Williams | Registered representative | Jun 2024 (2y) | ||
| Kainen Kampe | Registered representative | Jun 2024 (2y) | ||
| Borna Eslami | Registered representative | Jun 2024 (2y) | ||
| Gregory Hodges | Registered representative | Jun 2024 (2y) | ||
| Vinh Do | Registered representative | Jun 2024 (2y) | ||
| Jordon Ryan Lokatys | Registered representative | Jun 2024 (2y) | ||
| Soner Kazim Uguz | Registered representative | Jun 2024 (2y) | ||
| Nicholas Patrick Sanchez | Registered representative | Jun 2024 (2y) | ||
| Brandon Frank | Registered representative | Jun 2024 (2y) | ||
| Jovani Rivera | Registered representative | Jun 2024 (2y) | ||
| Bryce Vogel | Registered representative | Jun 2024 (2y) | ||
| Grant Tyler Ferdinandsen | Registered representative | Jun 2024 (2y) | ||
| David Pozolo | Registered representative | Jun 2024 (2y) | ||
| Jennifer A Merida | Registered representative | Jun 2024 (2y) | ||
| Randall Charles Kaune | Registered representative | Jun 2024 (2y) | ||
| Giovanni Aaron Vermont Colosio | Registered representative | Jun 2024 (2y) | ||
| Jacob Joseph Mueller | Registered representative | Jun 2024 (2y) | ||
| Bryant Marcy | Registered representative | Jun 2024 (2y) | ||
| Denes Manuel Rentas Gonzalez | Registered representative | Jul 2024 (2y) | ||
| Cigi Hollingsworth Blair | Registered representative | Jul 2024 (2y) | ||
| Cory Coldwell | Registered representative | Jul 2024 (2y) | ||
| Peter Woodruff Eddy | Registered representative | Jul 2024 (2y) | ||
| Anthony Phillip Johnson | Registered representative | CFP | Jul 2024 (2y) | |
| Timothy Francis Viancourt | Registered representative | Jul 2024 (2y) | ||
| Benjamin Duggan | Registered representative | Jul 2024 (2y) | ||
| Erek Reynolds | Registered representative | Jul 2024 (2y) | ||
| Wesley Hogue | Registered representative | Jul 2024 (2y) | ||
| Jahone Fadhre Green | Registered representative | Jul 2024 (2y) | ||
| Mandi Jo Freeman Dillon | Registered representative | Jul 2024 (2y) | ||
| Renea Simpson | Registered representative | Jul 2024 (2y) | ||
| Cassandra Nicole Wyrick | Registered representative | Jul 2024 (2y) | ||
| Michael Thomas Denton | Registered representative | Jul 2024 (2y) | ||
| James Patrick Moran | Registered representative | Jul 2024 (2y) | ||
| Lara Kathleen Smith | Registered representative | Jul 2024 (2y) | ||
| Laura Heather Lawther | Registered representative | CFP | Jul 2024 (2y) | |
| Callum Krach | Registered representative | Jul 2024 (2y) | ||
| Jonathan Plaster | Registered representative | Jul 2024 (2y) | ||
| Mindy Minarik Prins | Registered representative | Jul 2024 (2y) | ||
| Jonathan Luke Meador | Registered representative | Jul 2024 (2y) | ||
| Jeff Sampson | Registered representative | Jul 2024 (2y) | ||
| Jason Lee Brummett | Registered representative | Aug 2024 (2y) | ||
| Mark Joseph Fitzpatrick | Registered representative | Aug 2024 (2y) | ||
| David Roger Lemoine | Registered representative | Aug 2024 (2y) | ||
| Brandon Wolk | Registered representative | CFP | Aug 2024 (2y) | |
| Monica Hyun Hwa Kim | Registered representative | Aug 2024 (2y) | ||
| Jesse George Nunez | Registered representative | Aug 2024 (2y) | ||
| Brett Rodenberg | Registered representative | Aug 2024 (2y) | ||
| Kevin Hyde | Registered representative | Aug 2024 (2y) | ||
| Benjamin House | Registered representative | Aug 2024 (2y) | ||
| Ernest Val Miranda | Registered representative | Aug 2024 (2y) | ||
| Guyla Walker | Registered representative | Aug 2024 (2y) | ||
| Marc A Turzo | Registered representative | Aug 2024 (2y) | ||
| Nina Teresa Talao Pazymino | Registered representative | Aug 2024 (2y) | ||
| Brett Longfield | Registered representative | Aug 2024 (2y) | ||
| Daniel Alexander Kohler | Registered representative | Aug 2024 (2y) | ||
| Esosa Idemudia | Registered representative | Aug 2024 (2y) | ||
| Zane Xavier Brandt | Registered representative | Aug 2024 (2y) | ||
| Brandon Paul Grady | Registered representative | Aug 2024 (2y) | ||
| Cortez Stewart | Registered representative | Aug 2024 (2y) | ||
| Christopher Richard Halpin | Registered representative | Aug 2024 (2y) | ||
| Justin Greene | Registered representative | Aug 2024 (2y) | ||
| Sean Lynch | Registered representative | Aug 2024 (2y) | ||
| Ellen Anne Wilson | Registered representative | Aug 2024 (2y) | ||
| Jared Michael Morris | Registered representative | Aug 2024 (2y) | ||
| Oleg Vykhovanets | Registered representative | Aug 2024 (2y) | ||
| Graham Harms | Registered representative | Aug 2024 (2y) | ||
| Jacob Dylan Traylor | Registered representative | Aug 2024 (2y) | ||
| Paige Wilcox | Registered representative | Aug 2024 (2y) | ||
| Allisa Kay Notarfrancesco | Registered representative | CFP | Sep 2024 (2y) | |
| Samson Barry Gris | Registered representative | Sep 2024 (2y) | ||
| Theodore Rammelkamp | Registered representative | Sep 2024 (2y) | ||
| Kenneth Jacobs | Registered representative | Sep 2024 (2y) | ||
| Melissa Kay Fisher | Registered representative | Sep 2024 (2y) | ||
| Jerard S Gray | Registered representative | Sep 2024 (2y) | ||
| Ramon Baez Malone | Registered representative | Sep 2024 (2y) | ||
| Ryan Pilipow | Registered representative | Sep 2024 (2y) | ||
| Edward Skinner | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Kennedy Taylor | Registered representative | Sep 2024 (2y) | ||
| Malaika Motaboli Cook | Registered representative | Sep 2024 (2y) | ||
| Jonathon Wallace Neyerlin | Registered representative | Sep 2024 (2y) | ||
| Blake David Schnell | Registered representative | Sep 2024 (2y) | ||
| Melanie Anne Brassell | Registered representative | Oct 2024 (2y) | ||
| Valerie Moore | Registered representative | Oct 2024 (2y) | ||
| Colin Murphy | Registered representative | Oct 2024 (2y) | ||
| Jessica Rhae Gerdes | Registered representative | Oct 2024 (2y) | ||
| Cody Tyler Grant | Registered representative | Oct 2024 (2y) | ||
| Jacob Rokosz | Registered representative | Oct 2024 (2y) | ||
| Robin E Stanley | Registered representative | Oct 2024 (2y) | ||
| Veronica Jo Hubbard | Registered representative | Oct 2024 (2y) | ||
| Amy Louise Johnson | Registered representative | Oct 2024 (2y) | ||
| George Lacoude | Registered representative | Oct 2024 (2y) | ||
| Jason Patrick Zephir | Registered representative | Oct 2024 (2y) | ||
| Liam Sturge | Registered representative | Oct 2024 (2y) | ||
| Richard J Gallant | Registered representative | Oct 2024 (2y) | ||
| Xavier Smith | Registered representative | Oct 2024 (2y) | ||
| Galilea Hernandez | Registered representative | Oct 2024 (2y) | ||
| Mark Raymond Brown | Registered representative | Oct 2024 (2y) | ||
| Don Felipe Santos | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Sean Townley | Registered representative | CFP | Oct 2024 (2y) | |
| Jared Weber Polster | Registered representative | Oct 2024 (2y) | ||
| Robert Hashim | Registered representative | Oct 2024 (2y) | ||
| Patrick Thomas Bay | Registered representative | Oct 2024 (2y) | ||
| Michael Koutsoudakis | Registered representative | Oct 2024 (2y) | ||
| Vincent Steven Defeo | Registered representative | Oct 2024 (2y) | ||
| Jesenia Interiano | Registered representative | Oct 2024 (2y) | ||
| Matthew Daniel Morin | Registered representative | Oct 2024 (2y) | ||
| Christopher J Allegro | Registered representative | Oct 2024 (2y) | ||
| Wyatt Jacob Boss | Registered representative | CFP | Nov 2024 (2y) | |
| Benjamin Wade Beatty | Registered representative | Nov 2024 (2y) | ||
| Cera Osborne | Registered representative | Nov 2024 (2y) | ||
| Dianna Lynn Gallo | Registered representative | Nov 2024 (2y) | ||
| Melinda Loren Manning Robinson | Registered representative | Nov 2024 (2y) | ||
| Anthony Mc Gill | Registered representative | Nov 2024 (2y) | ||
| Gene L Noel | Registered representative | Nov 2024 (2y) | ||
| Keven Joe Johnson | Registered representative | Nov 2024 (2y) | ||
| Zack Yevdeyev | Registered representative | Nov 2024 (2y) | ||
| Alysia Park | Registered representative | Nov 2024 (2y) | ||
| Joseph James Ruiz | Registered representative | Nov 2024 (2y) | ||
| Leslie Allen Thoms | Registered representative | Nov 2024 (2y) | ||
| Nathan Durfee | Registered representative | Nov 2024 (2y) | ||
| Teron Le Juane Carter | Registered representative | Nov 2024 (2y) | ||
| Christopher Miles Bumanlag | Registered representative | Nov 2024 (2y) | ||
| Enda Patrick Washington | Registered representative | Nov 2024 (2y) | ||
| Heather Marie Brewer | Registered representative | Nov 2024 (2y) | ||
| Christian M Paulus | Registered representative | Nov 2024 (2y) | ||
| Ronald Edwards | Registered representative | Nov 2024 (2y) | ||
| Casey Karcich Patterson | Registered representative | Nov 2024 (2y) | ||
| Mackenzie Rae Azzam | Registered representative | Nov 2024 (2y) | ||
| Nina Christine Barbarino | Registered representative | Nov 2024 (2y) | ||
| Robert Andrew Hanagriff | Registered representative | Nov 2024 (2y) | ||
| Rafael Nieves Rios | Registered representative | Nov 2024 (2y) | ||
| Michael Montalvo | Registered representative | Nov 2024 (2y) | ||
| Michelle Casulo | Registered representative | Nov 2024 (2y) | ||
| Christopher John Burlingame | Registered representative | Nov 2024 (2y) | ||
| John Patrick Leyendecker | Registered representative | Nov 2024 (2y) | ||
| Robert Alexander Cannon | Registered representative | Dec 2024 (2y) | ||
| Lindsey Lauren Shinners | Registered representative | CFP | Dec 2024 (2y) | |
| Vincent De Paul Matthews | Registered representative | Dec 2024 (2y) | ||
| Paul B Meyer | Registered representative | Dec 2024 (2y) | ||
| Peter John William Post Brownrigg | Registered representative | Dec 2024 (2y) | ||
| Trevor J Wetzel | Registered representative | Dec 2024 (2y) | ||
| William F Wagner | Registered representative | CFP | Dec 2024 (2y) | |
| Thomas Alcee Legendre | Registered representative | Dec 2024 (2y) | ||
| Carlos Hernando Escobar | Registered representative | Dec 2024 (2y) | ||
| Hilary M Haight | Registered representative | Dec 2024 (2y) | ||
| Istrael Diego | Registered representative | Dec 2024 (2y) | ||
| Derik Leighton Harrison | Registered representative | Dec 2024 (2y) | ||
| Evan William Richards | Registered representative | Dec 2024 (2y) | ||
| George M Russo | Registered representative | Dec 2024 (2y) | ||
| Levi Allen Lamfers | Registered representative | Chartered Financial Consultant | Dec 2024 (2y) | |
| Marcus David Smith | Registered representative | CFP | Dec 2024 (2y) | |
| Matthew Austin Brooks | Registered representative | Dec 2024 (2y) | ||
| Colin Ryan | Registered representative | Dec 2024 (2y) | ||
| Jay Roberson Nix | Registered representative | Dec 2024 (2y) | ||
| Austin Jackson Burns | Registered representative | Dec 2024 (2y) | ||
| Brian Nicholas Allen | Registered representative | Dec 2024 (2y) | ||
| Amy Esmeralda Erazo Interiano | Registered representative | Dec 2024 (2y) | ||
| Standar Hammonds | Registered representative | Dec 2024 (2y) | ||
| Kevin Irving Corbin | Registered representative | Dec 2024 (2y) | ||
| Francisco Zaragoza | Registered representative | Dec 2024 (2y) | ||
| Charlie John Murphy | Registered representative | Jan 2025 (2y) | ||
| Charles Eluterio Vigil | Registered representative | Jan 2025 (2y) | ||
| Christina Dee Jamieson | Registered representative | Jan 2025 (2y) | ||
| Clifford Weybrecht | Registered representative | Jan 2025 (2y) | ||
| David A Whelan | Registered representative | Jan 2025 (2y) | ||
| Daniel Martin | Registered representative | Jan 2025 (2y) | ||
| Eric Kaltenbach | Registered representative | Jan 2025 (2y) | ||
| John Christopher Barnes | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Steven Giannone | Registered representative | Jan 2025 (2y) | ||
| Jesse Mc Minn Piburn | Registered representative | Jan 2025 (2y) | ||
| Katrina Kay Yarbrough | Registered representative | Jan 2025 (2y) | ||
| Lane Erron Ewton | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Francis Pasieka | Registered representative | CFA | Jan 2025 (2y) | |
| Matthew Rocco Palumbo | Registered representative | Jan 2025 (2y) | ||
| Nikolaus Albert Franklin | Registered representative | Jan 2025 (2y) | ||
| Oksana Doncila | Registered representative | CFP | Jan 2025 (2y) | |
| Scott Michael Walker | Registered representative | Jan 2025 (2y) | ||
| Sarah Catherine Wagner | Registered representative | Jan 2025 (2y) | ||
| Steven Edward Sansone | Registered representative | Jan 2025 (2y) | ||
| Joseph Robert Schultz | Registered representative | Jan 2025 (2y) | ||
| Thomas P Bockenstedt | Registered representative | Jan 2025 (2y) | ||
| Joel Anton Van Belkom | Registered representative | Jan 2025 (2y) | ||
| Lynn Richard Petkus | Registered representative | Jan 2025 (2y) | ||
| Steven Michael Hagedon | Registered representative | Jan 2025 (2y) | ||
| Kyle Brunk | Registered representative | Jan 2025 (2y) | ||
| Melissa Diaz | Registered representative | Jan 2025 (2y) | ||
| Andrew Scott Estreich | Registered representative | Jan 2025 (2y) | ||
| Charles William Blanton | Registered representative | Jan 2025 (2y) | ||
| Sandra D Esquierdo | Registered representative | Jan 2025 (2y) | ||
| Zachary Chase Terranova | Registered representative | Jan 2025 (2y) | ||
| Kevin Brown | Registered representative | Jan 2025 (2y) | ||
| Curtis Michael Baumann | Registered representative | Jan 2025 (2y) | ||
| Yamile Glenn | Registered representative | Jan 2025 (2y) | ||
| Zayvion Cartwright | Registered representative | Jan 2025 (2y) | ||
| Barry Solon | Registered representative | Jan 2025 (2y) | ||
| Brady John Aymond | Registered representative | Jan 2025 (2y) | ||
| Shannon Lamone Dyse | Registered representative | Jan 2025 (2y) | ||
| Alexander Montanez | Registered representative | Jan 2025 (2y) | ||
| Brianne Nicole Burnett | Registered representative | Jan 2025 (2y) | ||
| Christopher Michael Hoppenthaler | Registered representative | Jan 2025 (2y) | ||
| Diane Michelle Texin | Registered representative | Jan 2025 (2y) | ||
| Daniel Robinson | Registered representative | Jan 2025 (2y) | ||
| John Gerald Meyers | Registered representative | Jan 2025 (2y) | ||
| Robert Joseph Pembaur | Registered representative | Jan 2025 (2y) | ||
| Lazarus Joseph Regueiro | Registered representative | Jan 2025 (2y) | ||
| James D Hoppe | Registered representative | Feb 2025 (1y) | ||
| Michael Joseph Lynch | Registered representative | Feb 2025 (1y) | ||
| Nicole Marie Guarino | Registered representative | Feb 2025 (1y) | ||
| Shane Gelinas | Registered representative | Feb 2025 (1y) | ||
| Lily Kanjiram | Registered representative | Feb 2025 (1y) | ||
| Michael Mancivalano | Registered representative | Feb 2025 (1y) | ||
| Erik Chase Hansen | Registered representative | Feb 2025 (1y) | ||
| Eric Wertheim | Registered representative | Feb 2025 (1y) | ||
| Melanie White | Registered representative | Feb 2025 (1y) | ||
| Michael J Clifford | Registered representative | Feb 2025 (1y) | ||
| James Joseph Provenzano | Registered representative | Feb 2025 (1y) | ||
| Yanira Guerrero | Registered representative | Feb 2025 (1y) | ||
| Tabbatha Marie Manning | Registered representative | Feb 2025 (1y) | ||
| Kevin J Shillingsburg | Registered representative | Feb 2025 (1y) | ||
| Saul Rico | Registered representative | Feb 2025 (1y) | ||
| Andrew William Galeazzi | Registered representative | Feb 2025 (1y) | ||
| Blake Estep Brewer | Registered representative | Feb 2025 (1y) | ||
| Gregory William Robidoux | Registered representative | Feb 2025 (1y) | ||
| John B Sinclair | Registered representative | Feb 2025 (1y) | ||
| Zachary Michael Stevens | Registered representative | Feb 2025 (1y) | ||
| Keith Henriquez | Registered representative | Feb 2025 (1y) | ||
| Rafael A Roque Espinosa | Registered representative | Feb 2025 (1y) | ||
| Tosha Alexander | Registered representative | Feb 2025 (1y) | ||
| William Thomas Schoffelman | Registered representative | Feb 2025 (1y) | ||
| Joshua M Cook | Registered representative | Feb 2025 (1y) | ||
| Aaron Matthew Mills | Registered representative | Mar 2025 (1y) | ||
| Adam Christopher Curette | Registered representative | CFP | Mar 2025 (1y) | |
| Marcel Michael Du Mont | Registered representative | CFP | Mar 2025 (1y) | |
| Sharon Lee Zumstein | Registered representative | Mar 2025 (1y) | ||
| Kimberly Dawn Mello | Registered representative | Mar 2025 (1y) | ||
| Antwaine O Barnett | Registered representative | Mar 2025 (1y) | ||
| Frank Javier Hurtado | Registered representative | Mar 2025 (1y) | ||
| Justin Logan | Registered representative | Mar 2025 (1y) | ||
| Owen Oliver Ashley | Registered representative | Mar 2025 (1y) | ||
| Alyson Dix | Registered representative | Mar 2025 (1y) | ||
| Elizabeth Lott | Registered representative | Mar 2025 (1y) | ||
| Jeremy Munson | Registered representative | Mar 2025 (1y) | ||
| Joshua Alexander Wilson | Registered representative | Mar 2025 (1y) | ||
| Justin Joseph Davis | Registered representative | Mar 2025 (1y) | ||
| Adam Douglas Satterfield | Registered representative | Mar 2025 (1y) | ||
| Connor Presnell | Registered representative | Mar 2025 (1y) | ||
| Ruchita Mickelsen | Registered representative | Mar 2025 (1y) | ||
| Jacob Chrysler | Registered representative | Mar 2025 (1y) | ||
| Charrissa Christy Wright | Registered representative | Mar 2025 (1y) | ||
| Michael Alan Hatcher | Registered representative | Mar 2025 (1y) | ||
| Nicholas James Keyser | Registered representative | Mar 2025 (1y) | ||
| Paula Jean Ciotti | Registered representative | Mar 2025 (1y) | ||
| Jessica Marie Gutierrez | Registered representative | Apr 2025 (1y) | ||
| James Thomas Mc Laughlin | Registered representative | Apr 2025 (1y) | ||
| Michael Ray Ramos | Registered representative | Apr 2025 (1y) | ||
| Timothy James Elliott | Registered representative | Apr 2025 (1y) | ||
| Steven Ray Stanzyk | Registered representative | Apr 2025 (1y) | ||
| Roger Andre Lopez | Registered representative | Apr 2025 (1y) | ||
| Cameron Roybal | Registered representative | Apr 2025 (1y) | ||
| James Hickey | Registered representative | Apr 2025 (1y) | ||
| Pablo Baiza Castro | Registered representative | Apr 2025 (1y) | ||
| Boyd De Zonia | Registered representative | Apr 2025 (1y) | ||
| Travis Mckenzie Taylor | Registered representative | Apr 2025 (1y) | ||
| Raena Sword | Registered representative | Apr 2025 (1y) | ||
| Jennifer Vanessa Sanchez | Registered representative | Apr 2025 (1y) | ||
| Justin Kane | Registered representative | Apr 2025 (1y) | ||
| Keenan Neville Larson | Registered representative | May 2025 (1y) | ||
| Shay Laughlin Nolan | Registered representative | May 2025 (1y) | ||
| Kathleen Anne Thompson | Registered representative | May 2025 (1y) | ||
| Logan Haga | Registered representative | May 2025 (1y) | ||
| Eduardo Ortega | Registered representative | May 2025 (1y) | ||
| Cory Andrew Gelvin | Registered representative | May 2025 (1y) | ||
| John Shelton Lewis | Registered representative | May 2025 (1y) | ||
| Cameron Jeffares | Registered representative | May 2025 (1y) | ||
| Manuel Pedro Quintanilla | Registered representative | May 2025 (1y) | ||
| John Fredrick Swanson | Registered representative | May 2025 (1y) | ||
| Lori Reiman | Registered representative | May 2025 (1y) | ||
| Stephen Ward | Registered representative | May 2025 (1y) | ||
| Damon Rice | Registered representative | May 2025 (1y) | ||
| Halie Nadine Fair | Registered representative | Jun 2025 (1y) | ||
| Amy M Gold | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Evan O'leary | Registered representative | Jun 2025 (1y) | ||
| Chrissoula N White | Registered representative | Jun 2025 (1y) | ||
| Sean Power | Registered representative | CFP | Jun 2025 (1y) | |
| Adam Hicks | Registered representative | CFP | Jun 2025 (1y) | |
| Catherine Marie Opitz | Registered representative | Jun 2025 (1y) | ||
| John Alphonse Basile | Registered representative | Jun 2025 (1y) | ||
| Natalie Lynn Fisk | Registered representative | Jun 2025 (1y) | ||
| Mark Zvi Lande | Registered representative | Jun 2025 (1y) | ||
| Cooper Wetch | Registered representative | Jun 2025 (1y) | ||
| Matthew A Mc Leod | Registered representative | Jun 2025 (1y) | ||
| Daniel Cody Wagner | Registered representative | Jun 2025 (1y) | ||
| Mechell Bakich | Registered representative | Jun 2025 (1y) | ||
| Karen Marie Mcgrath | Registered representative | Jun 2025 (1y) | ||
| Nicole Elizabeth Paradise | Registered representative | Jun 2025 (1y) | ||
| Pablo Mozo Garimaldi | Registered representative | Jun 2025 (1y) | ||
| Nadia Samantha Diaz | Registered representative | Jun 2025 (1y) | ||
| Eric Edward Armentrout | Registered representative | Jun 2025 (1y) | ||
| Gabriel Luke Elliott | Registered representative | Jun 2025 (1y) | ||
| Lawrence Nicotera | Registered representative | Jun 2025 (1y) | ||
| Adam Snyder | Registered representative | Jul 2025 (1y) | ||
| Richard Joseph Scotti | Registered representative | Jul 2025 (1y) | ||
| Mark Eric Leaf | Registered representative | Jul 2025 (1y) | ||
| Michael Lee Crabtree | Registered representative | Jul 2025 (1y) | ||
| Jacob Rabay | Registered representative | Jul 2025 (1y) | ||
| John Allen Pilkinton | Registered representative | Jul 2025 (1y) | ||
| Jonathan P Hawryschuk | Registered representative | Jul 2025 (1y) | ||
| Matthew Timothy Marble | Registered representative | Jul 2025 (1y) | ||
| Zachary David Green | Registered representative | Jul 2025 (1y) | ||
| Beth Ann Roberts | Registered representative | Jul 2025 (1y) | ||
| Tara Elizabeth Voorhies | Registered representative | Jul 2025 (1y) | ||
| Brandon Borcic | Registered representative | Jul 2025 (1y) | ||
| Charles Vanaman | Registered representative | Jul 2025 (1y) | ||
| Jack Chase | Registered representative | Jul 2025 (1y) | ||
| Brian David Sierer | Registered representative | Jul 2025 (1y) | ||
| Justin Michael Kaleta | Registered representative | Jul 2025 (1y) | ||
| Andrew Zobel | Registered representative | Jul 2025 (1y) | ||
| Brian E Hand | Registered representative | Jul 2025 (1y) | ||
| Keri Michelle Shaw | Registered representative | Jul 2025 (1y) | ||
| Nicholas Michael Luise | Registered representative | Jul 2025 (1y) | ||
| Paul Jackson Pannell | Registered representative | Jul 2025 (1y) | ||
| Robert Palfreyman | Registered representative | CFP | Jul 2025 (1y) | |
| Mark Kiniry | Registered representative | Jul 2025 (1y) | ||
| Charles Beaudette Edger | Registered representative | Aug 2025 (1y) | ||
| Tamara Jean Rosario Perez Santos | Registered representative | Aug 2025 (1y) | ||
| Ciara Wohlgemuth | Registered representative | Aug 2025 (1y) | ||
| Carl Edward Merritt | Registered representative | Aug 2025 (1y) | ||
| Rebekah Lee Bennett | Registered representative | Aug 2025 (1y) | ||
| Richard H Turner | Registered representative | Aug 2025 (1y) | ||
| Elvedin Dedic | Registered representative | Aug 2025 (1y) | ||
| Fernando Garcia | Registered representative | Aug 2025 (1y) | ||
| Brad Holtzclaw | Registered representative | Aug 2025 (1y) | ||
| David Irwin | Registered representative | Chartered Financial Consultant | Aug 2025 (1y) | |
| Erika Hudson | Registered representative | Aug 2025 (1y) | ||
| Gustavo Gaspar | Registered representative | Aug 2025 (1y) | ||
| Webster Bennett Ott | Registered representative | Aug 2025 (1y) | ||
| Samuel Mc Dermott | Registered representative | Aug 2025 (1y) | ||
| Walter L Pereira | Registered representative | Aug 2025 (1y) | ||
| Matthew Wells | Registered representative | Aug 2025 (1y) | ||
| Tyler Kuhn | Registered representative | Aug 2025 (1y) | ||
| Jerilyn Suster | Registered representative | Sep 2025 (1y) | ||
| Deanna Pearl Green | Registered representative | Sep 2025 (1y) | ||
| Shawn Thomas Staab | Registered representative | Sep 2025 (1y) | ||
| William Kyle Bachelor | Registered representative | Sep 2025 (1y) | ||
| Adrian Potts | Registered representative | Sep 2025 (1y) | ||
| Michael Zangrillo | Registered representative | Sep 2025 (1y) | ||
| Ta Shawn Joshua Arabian | Registered representative | Sep 2025 (1y) | ||
| Zeeshan Ali | Registered representative | Sep 2025 (1y) | ||
| Tyler L Fouhey | Registered representative | Sep 2025 (1y) | ||
| Darrin Wohlk | Registered representative | Sep 2025 (1y) | ||
| Nicholas Steven Marinelli | Registered representative | Sep 2025 (1y) | ||
| Robert Neil Davies | Registered representative | Sep 2025 (1y) | ||
| Sandor Petrovics | Registered representative | Sep 2025 (1y) | ||
| Jacqueline Walls | Registered representative | Sep 2025 (1y) | ||
| Miranda Mc Hugh | Registered representative | Sep 2025 (1y) | ||
| Andrew Dock Johnson | Registered representative | Sep 2025 (1y) | ||
| Brandon Blanchard | Registered representative | Sep 2025 (1y) | ||
| Bryan Todd Smith | Registered representative | CFP | Sep 2025 (1y) | |
| Charles Pierre Francois Heurtevin | Registered representative | Sep 2025 (1y) | ||
| Connor Mcleod | Registered representative | Sep 2025 (1y) | ||
| Jakob Roundy | Registered representative | Sep 2025 (1y) | ||
| Justin Darren Arnold | Registered representative | Sep 2025 (1y) | ||
| Leah Katherine Durkee | Registered representative | Sep 2025 (1y) | ||
| Kim Richfield | Registered representative | Sep 2025 (1y) | ||
| Zackery Henry | Registered representative | CFP | Sep 2025 (1y) | |
| Benjamin Lipp | Registered representative | Sep 2025 (1y) | ||
| Donald Leo Hejmanowski | Registered representative | Sep 2025 (1y) | ||
| Jonathan Gould | Registered representative | Sep 2025 (1y) | ||
| Jordan S Lozada | Registered representative | Sep 2025 (1y) | ||
| Justin Magott | Registered representative | Sep 2025 (1y) | ||
| Mark Thomas Mc Kee | Registered representative | Sep 2025 (1y) | ||
| Shaina Blasek | Registered representative | Sep 2025 (1y) | ||
| Stephen Arndt | Registered representative | Sep 2025 (1y) | ||
| Timothy James Havern | Registered representative | Sep 2025 (1y) | ||
| Edward J Machado | Registered representative | Sep 2025 (1y) | ||
| Timothy Belden | Registered representative | Sep 2025 (1y) | ||
| Desmond C Higginbotham | Registered representative | Sep 2025 (1y) | ||
| Stephanie Anne Secor | Registered representative | Sep 2025 (1y) | ||
| David Eric Dillman | Registered representative | Sep 2025 (1y) | ||
| Hernando Andres Pulido | Registered representative | Sep 2025 (1y) | ||
| Jason Arrighie | Registered representative | Sep 2025 (1y) | ||
| Jason Mark Scarborough | Registered representative | Sep 2025 (1y) | ||
| Paul Norman Boilard | Registered representative | Sep 2025 (1y) | ||
| Robert Tod Blatchford | Registered representative | Sep 2025 (1y) | ||
| Steven Curtis Ledgerwood | Registered representative | Sep 2025 (1y) | ||
| Benton Jarvis Rhodan | Registered representative | Oct 2025 (1y) | ||
| Christen M Harper | Registered representative | Oct 2025 (1y) | ||
| Dennis J Guidry | Registered representative | Oct 2025 (1y) | ||
| Jerry Paul Wacura | Registered representative | Oct 2025 (1y) | ||
| Joseph Lanier Shortt | Registered representative | Oct 2025 (1y) | ||
| Joshua Vanderschuere | Registered representative | Oct 2025 (1y) | ||
| Peter Gruppo | Registered representative | Oct 2025 (1y) | ||
| Stephen B Craig | Registered representative | Oct 2025 (1y) | ||
| Wilfredo De Jesus | Registered representative | Oct 2025 (1y) | ||
| Abel Miguel Rizzo | Registered representative | Oct 2025 (1y) | ||
| Alicia V Bain | Registered representative | Oct 2025 (1y) | ||
| Alycia Bronwen Smelser | Registered representative | Oct 2025 (1y) | ||
| Charles Maddox | Registered representative | Oct 2025 (1y) | ||
| Jackson Turner | Registered representative | Oct 2025 (1y) | ||
| Julia Donnelly | Registered representative | Oct 2025 (1y) | ||
| Michael Merlino | Registered representative | Oct 2025 (1y) | ||
| Nikhil Mukheja | Registered representative | Oct 2025 (1y) | ||
| Paul Alexander Eberenz | Registered representative | Oct 2025 (1y) | ||
| Valarie Ann Karrasch Hennessy | Registered representative | Oct 2025 (1y) | ||
| Willie Prosper Hayes | Registered representative | Oct 2025 (1y) | ||
| David Travis Hall | Registered representative | Oct 2025 (1y) | ||
| Francesca Jeanette Mc Comb | Registered representative | Oct 2025 (1y) | ||
| John Anthony Debenito | Registered representative | Oct 2025 (1y) | ||
| Caleb Millsap | Registered representative | Oct 2025 (1y) | ||
| Choyce C La Rue | Registered representative | Oct 2025 (1y) | ||
| Daniel Sotomarino | Registered representative | Oct 2025 (1y) | ||
| Austin David New | Registered representative | Oct 2025 (1y) | ||
| Tyler Venegas | Registered representative | Oct 2025 (1y) | ||
| Braden Hoffman | Registered representative | Oct 2025 (1y) | ||
| Robert Louis Brown | Registered representative | Oct 2025 (1y) | ||
| Nathaniel Danforth | Registered representative | Oct 2025 (1y) | ||
| Navarrus Hale | Registered representative | Oct 2025 (1y) | ||
| Jeffrey James Jordano | Registered representative | Oct 2025 (1y) | ||
| Kenneth Holder | Registered representative | Oct 2025 (1y) | ||
| Michael Alves Santo | Registered representative | Oct 2025 (1y) | ||
| Robyn S Hawkins | Registered representative | Oct 2025 (1y) | ||
| Jerry Ger Vang | Registered representative | Oct 2025 (1y) | ||
| Jonathon Michael Zambrano | Registered representative | Oct 2025 (1y) | ||
| Steven Michael Thompson | Registered representative | Oct 2025 (1y) | ||
| Dana Marie Calabrese | Registered representative | Oct 2025 (1y) | ||
| Jason Casey | Registered representative | Oct 2025 (1y) | ||
| Padraic Martin Spain | Registered representative | Oct 2025 (1y) | ||
| Joshua A Williams | Registered representative | Oct 2025 (1y) | ||
| Manuel A Lopez | Registered representative | Oct 2025 (1y) | ||
| Cory Sprott Cox | Registered representative | Oct 2025 (1y) | ||
| Samantha Nichole Salinas | Registered representative | Oct 2025 (1y) | ||
| David Mckenzie Heald | Registered representative | CFP | Oct 2025 (1y) | |
| Donna Mathilda Stumpp | Registered representative | Oct 2025 (1y) | ||
| Micah Williams | Registered representative | Nov 2025 (1y) | ||
| Paula Chinwendu Onuoha | Registered representative | Nov 2025 (1y) | ||
| Aleeyah Richie | Registered representative | Nov 2025 (1y) | ||
| Christian W Haviland | Registered representative | Nov 2025 (1y) | ||
| Hannah Malgapo Zuilan | Registered representative | Nov 2025 (1y) | ||
| Bruno Salvatore Simonetti | Registered representative | Nov 2025 (1y) | ||
| Cody Ferrell | Registered representative | Nov 2025 (1y) | ||
| Jonathan Rawl | Registered representative | Nov 2025 (1y) | ||
| Paul D. Cyr | Registered representative | Nov 2025 (1y) | ||
| Shanna Michelle Wilson | Registered representative | Nov 2025 (1y) | ||
| Christopher Alexix Benitez | Registered representative | Nov 2025 (1y) | ||
| Cory Allen Sohns | Registered representative | Nov 2025 (1y) | ||
| Jessica Pasia Park | Registered representative | Nov 2025 (1y) | ||
| Keanelyn Waldriff | Registered representative | Nov 2025 (1y) | ||
| Adrian Rashad Olden | Registered representative | Nov 2025 (1y) | ||
| Austin Allen | Registered representative | Nov 2025 (1y) | ||
| Dakotah Kirchenwitz | Registered representative | Nov 2025 (1y) | ||
| Derrick Wayne Cummings | Registered representative | Nov 2025 (1y) | ||
| Elizabeth Marita St Paul | Registered representative | Nov 2025 (1y) | ||
| Jeremy Ying Lee | Registered representative | Nov 2025 (1y) | ||
| Ryan Matthew Schweiger | Registered representative | Nov 2025 (1y) | ||
| Alyssa Dylan Zimmerman | Registered representative | Nov 2025 (1y) | ||
| John Dorso | Registered representative | Nov 2025 (1y) | ||
| Lori Bouska | Registered representative | Nov 2025 (1y) | ||
| William Tyler Hanson | Registered representative | Nov 2025 (1y) | ||
| Hani Farid | Registered representative | Nov 2025 (1y) | ||
| Richard Vernon Welch | Registered representative | Nov 2025 (1y) | ||
| Kaleb John Parrett | Registered representative | Nov 2025 (1y) | ||
| Edvan Antonio Araiza Hermosillo | Registered representative | Nov 2025 (1y) | ||
| Kawii E Jayjay | Registered representative | Nov 2025 (1y) | ||
| Logan Van Reed | Registered representative | Nov 2025 (1y) | ||
| Anthony Michael Rinella | Registered representative | Nov 2025 (1y) | ||
| Philip Shelton | Registered representative | Nov 2025 (1y) | ||
| Anshul Singh | Registered representative | Nov 2025 (1y) | ||
| Jamie Lee Moultane | Registered representative | Nov 2025 (1y) | ||
| Mikhail Alexander Vosk | Registered representative | Nov 2025 (1y) | ||
| Richard Gary Wood | Registered representative | Nov 2025 (1y) | ||
| Eric Brown | Registered representative | Dec 2025 (1y) | ||
| Brian Patrick Johns | Registered representative | Dec 2025 (1y) | ||
| Patrick John Lapadat | Registered representative | Dec 2025 (1y) | ||
| Clayton John Faber | Registered representative | Dec 2025 (1y) | ||
| Jonathan Bunch | Registered representative | Dec 2025 (1y) | ||
| Alex James Macapagal | Registered representative | Dec 2025 (1y) | ||
| Jennifer Irene Mc Means | Registered representative | Dec 2025 (1y) | ||
| Kamren Tinsley | Registered representative | Dec 2025 (1y) | ||
| Amber Malik | Registered representative | Dec 2025 (1y) | ||
| Eric Robert Hunting | Registered representative | Dec 2025 (1y) | ||
| Michael John Snyder | Registered representative | CFP | Dec 2025 (1y) | |
| Luke Daly | Registered representative | Dec 2025 (1y) | ||
| Victor Antonio Ortega | Registered representative | Dec 2025 (1y) | ||
| David Fedorka | Registered representative | CFP | Dec 2025 (1y) | |
| Brittney Perkins | Registered representative | Dec 2025 (1y) | ||
| Kyle Scott Baker | Registered representative | Dec 2025 (1y) | ||
| Nicholas Hurdle | Registered representative | Dec 2025 (1y) | ||
| Sinee O'brien | Registered representative | Dec 2025 (1y) | ||
| Stevany Williamson | Registered representative | Dec 2025 (1y) | ||
| Zachery Louis Fisher | Registered representative | Dec 2025 (1y) | ||
| Ashley Elizabeth Hampton | Registered representative | Dec 2025 (1y) | ||
| Brian John Kracht | Registered representative | Dec 2025 (1y) | ||
| Kyle David Certo | Registered representative | Dec 2025 (1y) | ||
| Leon Ramirez | Registered representative | Dec 2025 (1y) | ||
| Lyubov Igorevna Sidorova | Registered representative | Dec 2025 (1y) | ||
| Spencer Robert Lipo Zovic | Registered representative | Dec 2025 (1y) | ||
| Dean Larson | Registered representative | Dec 2025 (1y) | ||
| Luciano Guerra | Registered representative | Dec 2025 (1y) | ||
| John Kageleiry | Registered representative | Dec 2025 (1y) | ||
| Kristin Anderson | Registered representative | Dec 2025 (1y) | ||
| Marilynne Shadow | Registered representative | Dec 2025 (1y) | ||
| Clark Paul Welch | Registered representative | Dec 2025 (1y) | ||
| Matthew K Lorenzo | Registered representative | Dec 2025 (1y) | ||
| Robert Allen Cox | Registered representative | Dec 2025 (1y) | ||
| Cristian Enrique Barbalena | Registered representative | Dec 2025 (1y) | ||
| John Mc Dermott | Registered representative | Dec 2025 (1y) | ||
| Andrew Gomes | Registered representative | Dec 2025 (1y) | ||
| Michael J Byrne | Registered representative | CFP | Dec 2025 (1y) | |
| Andrew Brooks Meyers | Registered representative | Dec 2025 (1y) | ||
| Matthew Francis Didier | Registered representative | Dec 2025 (1y) | ||
| Russell Eugene Sykes | Registered representative | Dec 2025 (1y) | ||
| Marie Ellen Sparks | Registered representative | Jan 2026 (1y) | ||
| Chad Kinney | Registered representative | Jan 2026 (1y) | ||
| Juan Carlos Garcia | Registered representative | Jan 2026 (1y) | ||
| Katryel I Wargo | Registered representative | Jan 2026 (1y) | ||
| Michael Joseph Klein | Registered representative | Jan 2026 (1y) | ||
| Phillip Newton | Registered representative | Jan 2026 (1y) | ||
| Robert Louis Barber | Registered representative | Jan 2026 (1y) | ||
| William Fracalossi | Registered representative | Jan 2026 (1y) | ||
| Fernando Lemus Hurtado | Registered representative | Jan 2026 (1y) | ||
| Jeremy Allen Smith | Registered representative | Jan 2026 (1y) | ||
| Robert Britt Hainlen | Registered representative | Jan 2026 (1y) | ||
| Rogelio Hernandez Sandoval | Registered representative | Jan 2026 (1y) | ||
| Andrea Marie Collins | Registered representative | Jan 2026 (1y) | ||
| Jan Michael Dela Reyna Villas | Registered representative | Jan 2026 (1y) | ||
| Josh Cyrus | Registered representative | Jan 2026 (1y) | ||
| Julius Garcia Javier | Registered representative | Jan 2026 (1y) | ||
| Meagan Marie Ballew | Registered representative | Jan 2026 (1y) | ||
| Timothy A Bazinet | Registered representative | Jan 2026 (1y) | ||
| Angelo Patrick Gotera Tarol | Registered representative | Jan 2026 (1y) | ||
| Amoy Gordon | Registered representative | Jan 2026 (1y) | ||
| Chito Reloj Resurreccion | Registered representative | Jan 2026 (1y) | ||
| John Michael Dizon Claro | Registered representative | Jan 2026 (1y) | ||
| Pepe Perea | Registered representative | Jan 2026 (1y) | ||
| Samuel Jay Fernandez Bayad | Registered representative | Jan 2026 (1y) | ||
| Amanda Henley | Registered representative | Jan 2026 (1y) | ||
| Bruce A Shay | Registered representative | Jan 2026 (1y) | ||
| John A Arango | Registered representative | Jan 2026 (1y) | ||
| Nathan Richard Campbell | Registered representative | Jan 2026 (1y) | ||
| Cameron Page | Registered representative | Jan 2026 (1y) | ||
| Nicolas Adam Korosec | Registered representative | Jan 2026 (1y) | ||
| Aaron Mackenzie Fisher | Registered representative | Jan 2026 (1y) | ||
| John Carlo Martos Reyes | Registered representative | Jan 2026 (1y) | ||
| Jeremy Aldrich | Registered representative | Jan 2026 (1y) | ||
| Kislev Rasadeno Yusay | Registered representative | Jan 2026 (1y) | ||
| Timothy Wickey | Registered representative | Jan 2026 (1y) | ||
| William Gene Peterson | Registered representative | Jan 2026 (1y) | ||
| Braxton G Hatch | Registered representative | Jan 2026 (1y) | ||
| Christopher Hoffman | Registered representative | Jan 2026 (1y) | ||
| Jacob Schuerman | Registered representative | Jan 2026 (1y) | ||
| Mouna Bouhajra | Registered representative | Jan 2026 (1y) | ||
| Travis Alonzo Miller | Registered representative | Jan 2026 (1y) | ||
| Avgustina Petrova Valkova | Registered representative | Jan 2026 (1y) | ||
| Brianna Cook | Registered representative | Jan 2026 (1y) | ||
| Elaine Rodriguez | Registered representative | Jan 2026 (1y) | ||
| Brian Nicholas Blick | Registered representative | Jan 2026 (1y) | ||
| Jeffrey S Simmons | Registered representative | Jan 2026 (1y) | ||
| Sean James Howard | Registered representative | Jan 2026 (1y) | ||
| David James Ivan | Registered representative | CFP | Jan 2026 (1y) | |
| Eleisha Marzetta | Registered representative | Jan 2026 (1y) | ||
| Ivan Kostadinov | Registered representative | Jan 2026 (1y) | ||
| Joel Bradley Austin | Registered representative | Jan 2026 (1y) | ||
| Leslie Tee Sandusky | Registered representative | Jan 2026 (1y) | ||
| Madeline Roa Genita | Registered representative | Jan 2026 (1y) | ||
| Mark Matheson | Registered representative | Jan 2026 (1y) | ||
| Matthew Lawrence Scott | Registered representative | Jan 2026 (1y) | ||
| Michael David Mobilio | Registered representative | Jan 2026 (1y) | ||
| Orlan Brioso Nasol | Registered representative | Jan 2026 (1y) | ||
| Robyn Elizabeth Ducharme | Registered representative | Jan 2026 (1y) | ||
| Theresa Clements | Registered representative | Jan 2026 (1y) | ||
| Kiante Mc Fail | Registered representative | Jan 2026 (1y) | ||
| Michael Nelson | Registered representative | Jan 2026 (1y) | ||
| Bernard Joseph Davis | Registered representative | Jan 2026 (1y) | ||
| Brandy J Magdalino | Registered representative | Jan 2026 (1y) | ||
| Scott Piper | Registered representative | Jan 2026 (1y) | ||
| Steven Brian Brown | Registered representative | Jan 2026 (1y) | ||
| Michael Joseph Casparriello | Registered representative | Jan 2026 (1y) | ||
| Roger Hobby | Registered representative | Jan 2026 (1y) | ||
| Terry Lynn Neace | Registered representative | Jan 2026 (1y) | ||
| Alyssa J Stevens | Registered representative | Jan 2026 (1y) | ||
| Anton Joseph Zanella | Registered representative | Jan 2026 (1y) | ||
| Bryce Douglas Barton | Registered representative | Jan 2026 (1y) | ||
| Colin Edward Dawson | Registered representative | Jan 2026 (1y) | ||
| Hannah Elisabeth Ledsome | Registered representative | Jan 2026 (1y) | ||
| Hunter Ryan Mulder | Registered representative | Jan 2026 (1y) | ||
| Jeremiah Thomas James | Registered representative | Jan 2026 (1y) | ||
| Jonathan Duane Brown | Registered representative | Jan 2026 (1y) | ||
| Kathy Rose Morris | Registered representative | Jan 2026 (1y) | ||
| Ryan Scott Eslinger | Registered representative | Jan 2026 (1y) | ||
| Thomas William Lombardi | Registered representative | Jan 2026 (1y) | ||
| Tyler Lee Searles | Registered representative | Jan 2026 (1y) | ||
| Anthony D Dilaveri | Registered representative | Jan 2026 (1y) | ||
| Alexis Sierra Cabrera | Registered representative | Jan 2026 (1y) | ||
| Bradley Schumacher | Registered representative | Jan 2026 (1y) | ||
| Christopher George Denn | Registered representative | Jan 2026 (1y) | ||
| Dante Elmarcko Webb | Registered representative | Jan 2026 (1y) | ||
| Jacob Fussell | Registered representative | Jan 2026 (1y) | ||
| Linda M. Maggio | Registered representative | Jan 2026 (1y) | ||
| Marcello Peter Paolella | Registered representative | Jan 2026 (1y) | ||
| Nicholas Carter | Registered representative | Jan 2026 (1y) | ||
| Victoria Galvan Arrieta | Registered representative | Jan 2026 (1y) | ||
| Alisha White | Registered representative | Jan 2026 (1y) | ||
| Andrew Stephens | Registered representative | Jan 2026 (1y) | ||
| Brian Henry Johnson | Registered representative | Jan 2026 (1y) | ||
| Joseph Anthony Kapp | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Lester | Registered representative | Jan 2026 (1y) | ||
| Joshua Andrew Nunez | Registered representative | Jan 2026 (1y) | ||
| Matthew Senn | Registered representative | Jan 2026 (1y) | ||
| Parrish James Feimster | Registered representative | Jan 2026 (1y) | ||
| Phillip Murray Davis | Registered representative | Jan 2026 (1y) | ||
| Ron Shchemelev | Registered representative | Jan 2026 (1y) | ||
| Samuel Robert Mikel | Registered representative | Jan 2026 (1y) | ||
| Sean Whalen | Registered representative | Jan 2026 (1y) | ||
| Tyler Francis Nally | Registered representative | Jan 2026 (1y) | ||
| Willard Harold Watson | Registered representative | Jan 2026 (1y) | ||
| James Jessup | Registered representative | Feb 2026 (0y) | ||
| Paige Leann Vigil | Registered representative | Feb 2026 (0y) | ||
| Aaron Leffingwell | Registered representative | Feb 2026 (0y) | ||
| Arturo Aguilar | Registered representative | Feb 2026 (0y) | ||
| Carlos Omar Leon | Registered representative | Feb 2026 (0y) | ||
| Daniel Scott Bishop | Registered representative | Feb 2026 (0y) | ||
| Daniel Copeland | Registered representative | Feb 2026 (0y) | ||
| Francisco Javier Cordova | Registered representative | Feb 2026 (0y) | ||
| Hannah Gabrielle Hines Mc Kinley | Registered representative | Feb 2026 (0y) | ||
| Jonathan Kronmiller | Registered representative | Feb 2026 (0y) | ||
| Kevin Nekuda | Registered representative | Feb 2026 (0y) | ||
| Kevin Z Yang | Registered representative | Feb 2026 (0y) | ||
| Kimberly Dionne Turner | Registered representative | Feb 2026 (0y) | ||
| Michael Andrew Feldmann | Registered representative | Feb 2026 (0y) | ||
| Michael Lawrence Hutter | Registered representative | Feb 2026 (0y) | ||
| Nathan Patrick Grant | Registered representative | Feb 2026 (0y) | ||
| Patrick Carroll Masimore | Registered representative | Feb 2026 (0y) | ||
| Ryan Toso | Registered representative | Feb 2026 (0y) | ||
| Shawn Michael Thompson | Registered representative | Feb 2026 (0y) | ||
| William Schiefer | Registered representative | Feb 2026 (0y) | ||
| John Michael O Brien | Registered representative | Feb 2026 (0y) | ||
| Joshua Joel Combs | Registered representative | Feb 2026 (0y) | ||
| La Royce Holmes | Registered representative | Feb 2026 (0y) | ||
| Mark Bramble | Registered representative | Feb 2026 (0y) | ||
| Syed Zulqarnain Haider Gardezi | Registered representative | Feb 2026 (0y) | ||
| Thomas Matthew Carney | Registered representative | CFP | Feb 2026 (0y) | |
| Derdley Fleuridor | Registered representative | Feb 2026 (0y) | ||
| Trevor James Fandrich | Registered representative | Feb 2026 (0y) | ||
| Alex S Lapointe | Registered representative | Feb 2026 (0y) | ||
| Arquerhia Brand | Registered representative | Feb 2026 (0y) | ||
| Christine Alanna Estelle | Registered representative | Feb 2026 (0y) | ||
| Donovan Stephen Wright | Registered representative | Feb 2026 (0y) | ||
| Edward Arthur Harrison | Registered representative | Feb 2026 (0y) | ||
| Olga Kichenovna Den | Registered representative | Feb 2026 (0y) | ||
| Peter Lastoskie | Registered representative | Feb 2026 (0y) | ||
| Quade Levi Yaegel | Registered representative | Feb 2026 (0y) | ||
| Sandra Nicole Tucker | Registered representative | Feb 2026 (0y) | ||
| Zachary Rome | Registered representative | Feb 2026 (0y) | ||
| Adam Erganbright | Registered representative | Feb 2026 (0y) | ||
| Andrew Mark Crawford | Registered representative | Feb 2026 (0y) | ||
| Benjamin Robert Buhrow | Registered representative | Feb 2026 (0y) | ||
| Chad Jason Van Den Top | Registered representative | Feb 2026 (0y) | ||
| Jessica Anne Norwood | Registered representative | Feb 2026 (0y) | ||
| Mason Louis Malott | Registered representative | Feb 2026 (0y) | ||
| Charles Logan Plaster | Registered representative | Feb 2026 (0y) | ||
| Christian James Zajac | Registered representative | Feb 2026 (0y) | ||
| Devin Cordero | Registered representative | Feb 2026 (0y) | ||
| Gerald James Nassif | Registered representative | CFP Chartered Financial Consultant | Feb 2026 (0y) | |
| Heyzhielle Vie Basilio Po Quimque | Registered representative | Feb 2026 (0y) | ||
| Kelly Connors Ferrante | Registered representative | Feb 2026 (0y) | ||
| Leslie Kathryn Oliver | Registered representative | Feb 2026 (0y) | ||
| Steven Diaz Troncoso | Registered representative | Feb 2026 (0y) | ||
| Cole Gibson Frederick | Registered representative | Feb 2026 (0y) | ||
| David Herbert Grant | Registered representative | Feb 2026 (0y) | ||
| Ezra Moyer | Registered representative | Feb 2026 (0y) | ||
| Jeremy Windham | Registered representative | Feb 2026 (0y) | ||
| John August Zetzman | Registered representative | Feb 2026 (0y) | ||
| Kevin Patrick Tapia | Registered representative | Feb 2026 (0y) | ||
| Linae Provost | Registered representative | Feb 2026 (0y) | ||
| Michael Di Santo | Registered representative | Feb 2026 (0y) | ||
| Nicholas John Lyons | Registered representative | Feb 2026 (0y) | ||
| Sean Day | Registered representative | Feb 2026 (0y) | ||
| Xavier Jose Pol | Registered representative | Feb 2026 (0y) | ||
| Zachary Ryan Frauhiger | Registered representative | Feb 2026 (0y) | ||
| Quinton Edward Machado | Registered representative | Feb 2026 (0y) | ||
| Steven Cordoba | Registered representative | Feb 2026 (0y) | ||
| Tze Hong Yeh | Registered representative | Feb 2026 (0y) | ||
| Christopher Brian Toomey | Registered representative | Feb 2026 (0y) | ||
| Chanel Sharlece Brown | Registered representative | Feb 2026 (0y) | ||
| Jims Mikenley Corvoisier | Registered representative | Feb 2026 (0y) | ||
| Ricardo David Vargas | Registered representative | Feb 2026 (0y) | ||
| Craig Allan Colbert | Registered representative | Feb 2026 (0y) | ||
| Jean Carlo Peguero | Registered representative | Feb 2026 (0y) | ||
| Nikko David Banda | Registered representative | Feb 2026 (0y) | ||
| Roxanna Cruz Holguin | Registered representative | Feb 2026 (0y) | ||
| Denis Izotov | Registered representative | Feb 2026 (0y) | ||
| William Crawford | Registered representative | Feb 2026 (0y) | ||
| Courtney Cain | Registered representative | Feb 2026 (0y) | ||
| David Michael Boxmeyer | Registered representative | Feb 2026 (0y) | ||
| Delcarme Francois Le Fort | Registered representative | Feb 2026 (0y) | ||
| Ryan John Shepard | Registered representative | Feb 2026 (0y) | ||
| Aaron Matthew Chapman | Registered representative | Feb 2026 (0y) | ||
| Angela Wiggins | Registered representative | Feb 2026 (0y) | ||
| Ashraf Ahmed | Registered representative | Feb 2026 (0y) | ||
| Bowie Alexis Lishman | Registered representative | Feb 2026 (0y) | ||
| Christian Blackburn | Registered representative | Feb 2026 (0y) | ||
| Christopher Michael Brown | Registered representative | Feb 2026 (0y) | ||
| Cody James Wood | Registered representative | Feb 2026 (0y) | ||
| Daniel Marsan | Registered representative | Feb 2026 (0y) | ||
| Efrain Padilla | Registered representative | Feb 2026 (0y) | ||
| John Himmel | Registered representative | Feb 2026 (0y) | ||
| Joshua Warren Philp | Registered representative | Feb 2026 (0y) | ||
| Scott Mergen | Registered representative | Feb 2026 (0y) | ||
| Timothy Quinn Braunfeld | Registered representative | Feb 2026 (0y) | ||
| Vincent Amedeo Fraraccio | Registered representative | Feb 2026 (0y) | ||
| Zackary Earnest | Registered representative | Feb 2026 (0y) | ||
| Daniela Larrotta Bonilla | Registered representative | Feb 2026 (0y) | ||
| Logan Jacob Scott | Registered representative | Feb 2026 (0y) | ||
| Maxwell Gill | Registered representative | Feb 2026 (0y) | ||
| Samuel Charles Mc Clure | Registered representative | Feb 2026 (0y) | ||
| Shawn Cohen | Registered representative | Feb 2026 (0y) | ||
| Brandon M Williams | Registered representative | Feb 2026 (0y) | ||
| Connor Mc Lenithan | Registered representative | Feb 2026 (0y) | ||
| Matthew James Bessette | Registered representative | Feb 2026 (0y) | ||
| Benjamin Gerald Kopf | Registered representative | Feb 2026 (0y) | ||
| Corey Royal | Registered representative | Feb 2026 (0y) | ||
| Christopher Shawn Murphy | Registered representative | Feb 2026 (0y) | ||
| Erin M Outlaw | Registered representative | Feb 2026 (0y) | ||
| Jeremy Andrae Wilson | Registered representative | Feb 2026 (0y) | ||
| Luke L Bowyer | Registered representative | Feb 2026 (0y) | ||
| William Griesser | Registered representative | Feb 2026 (0y) | ||
| William Connelly | Registered representative | Feb 2026 (0y) | ||
| Ariel Diaz | Registered representative | Feb 2026 (0y) | ||
| Katheryn P. V. Pine Holmes | Registered representative | CFP | Mar 2026 (0y) | |
| Jason G Anderson | Registered representative | Mar 2026 (0y) | ||
| Alexander Guccione | Registered representative | Mar 2026 (0y) | ||
| Anna Rifkin | Registered representative | Mar 2026 (0y) | ||
| Bradley Mouser | Registered representative | Mar 2026 (0y) | ||
| James Collier | Registered representative | CFP | Mar 2026 (0y) | |
| Journey Buitron | Registered representative | Mar 2026 (0y) | ||
| Kevin Fahy | Registered representative | Mar 2026 (0y) | ||
| Kyle James Greer | Registered representative | Mar 2026 (0y) | ||
| Oshri Ronan Elan Kane | Registered representative | Mar 2026 (0y) | ||
| Kelly Belden | Registered representative | Mar 2026 (0y) | ||
| Mark Dydzuhn | Registered representative | Mar 2026 (0y) | ||
| Sean Patrick Kelleher | Registered representative | CFP | Mar 2026 (0y) | |
| Paula Andrea Porras Gonzalez | Registered representative | Mar 2026 (0y) | ||
| Adam Larson | Registered representative | Mar 2026 (0y) | ||
| Christian James Lewis | Registered representative | Mar 2026 (0y) | ||
| David Christopher Weickert | Registered representative | Mar 2026 (0y) | ||
| Juliana Ramirez | Registered representative | Mar 2026 (0y) | ||
| Mark Banks Jensen | Registered representative | Mar 2026 (0y) | ||
| Patricia Hernandez | Registered representative | Mar 2026 (0y) | ||
| Shawn Jason Trimboli | Registered representative | Mar 2026 (0y) | ||
| Jared Christensen | Registered representative | Mar 2026 (0y) | ||
| Nicholas J. Marrone | Registered representative | Mar 2026 (0y) | ||
| Joel Kennedy | Registered representative | Mar 2026 (0y) | ||
| Kenneth J. Mason | Registered representative | Mar 2026 (0y) | ||
| Kimberly M Dixon | Registered representative | Mar 2026 (0y) | ||
| Carl Lordeus | Registered representative | Mar 2026 (0y) | ||
| Christian Sadowski | Registered representative | Mar 2026 (0y) | ||
| Joseph Murray Nelson | Registered representative | Mar 2026 (0y) | ||
| Ryan Henry Monroe | Registered representative | Mar 2026 (0y) | ||
| Andre Townsend Lafleur | Registered representative | Mar 2026 (0y) | ||
| Francisco Arguello | Registered representative | Mar 2026 (0y) | ||
| Jeremy Barr | Registered representative | Mar 2026 (0y) | ||
| Alexandra Rooney | Registered representative | Mar 2026 (0y) | ||
| Zenaida Buenaventura Orduna | Registered representative | Mar 2026 (0y) | ||
| Jonathan Andrew Safko | Registered representative | Mar 2026 (0y) | ||
| Nicholas Michael Purdue | Registered representative | Mar 2026 (0y) | ||
| Christopher Kent Scherschel | Registered representative | Mar 2026 (0y) | ||
| Paolo Antonio Aquino Baladad | Registered representative | Mar 2026 (0y) | ||
| Tristan Paolo Marfil Segovia | Registered representative | Mar 2026 (0y) | ||
| Matthew Bondurant | Registered representative | Mar 2026 (0y) | ||
| Shaun Lawrence Dwyer | Registered representative | Mar 2026 (0y) | ||
| Isaiah Birkel | Registered representative | Mar 2026 (0y) | ||
| Kevin D Mc Rae | Registered representative | Mar 2026 (0y) | ||
| Mateusz Konrad Poluha | Registered representative | Mar 2026 (0y) | ||
| Caitlyn Anne Ruiz | Registered representative | Mar 2026 (0y) | ||
| Carla Jones | Registered representative | Mar 2026 (0y) | ||
| Eugene Jackson | Registered representative | Mar 2026 (0y) | ||
| Dominick Joseph Vender | Registered representative | Mar 2026 (0y) | ||
| Eric Dale Ragland | Registered representative | Mar 2026 (0y) | ||
| Kristopher E Edewaard | Registered representative | Mar 2026 (0y) | ||
| Gregory Scott | Registered representative | Apr 2026 (0y) | ||
| James Lang | Registered representative | Apr 2026 (0y) | ||
| Jacob Matthew Schwartz | Registered representative | Apr 2026 (0y) | ||
| Janet Louise Fitzgerald | Registered representative | Apr 2026 (0y) | ||
| Danny Douangchith | Registered representative | Apr 2026 (0y) | ||
| Kassidy Hannan | Registered representative | Apr 2026 (0y) | ||
| Brandon Burdick | Registered representative | Apr 2026 (0y) | ||
| Enrique Sanchez Arvizu | Registered representative | Apr 2026 (0y) | ||
| Jordan James Grimm | Registered representative | Apr 2026 (0y) | ||
| Reginald Cox | Registered representative | Apr 2026 (0y) | ||
| Melissa Ramsaran | Registered representative | Apr 2026 (0y) | ||
| Miguel Angel Arevalo Gonzalez | Registered representative | Apr 2026 (0y) | ||
| John Richard Kelley | Registered representative | Apr 2026 (0y) | ||
| Ronald Berard | Registered representative | Apr 2026 (0y) | ||
| Ashley Dawn Land | Registered representative | Apr 2026 (0y) | ||
| Katrina Lynn Kroening | Registered representative | Apr 2026 (0y) | ||
| Nicholas Berkompas | Registered representative | Apr 2026 (0y) | ||
| Sarah Kooker | Registered representative | Apr 2026 (0y) | ||
| David Arthur Nadeau | Registered representative | Apr 2026 (0y) | ||
| Keith Andrew Steele | Registered representative | Apr 2026 (0y) | ||
| Lucas K Hefner | Registered representative | Apr 2026 (0y) | ||
| Christopher Wynne Scott | Registered representative | Apr 2026 (0y) | ||
| Carlos Daniel Davidson | Registered representative | Apr 2026 (0y) | ||
| Nicole Winings | Registered representative | Apr 2026 (0y) | ||
| Nina Marie Alcala | Registered representative | Apr 2026 (0y) | ||
| Alexander Randazzo | Registered representative | Apr 2026 (0y) | ||
| Constantine Kaisharis | Registered representative | Apr 2026 (0y) | ||
| Dominic Tyler Cain | Registered representative | Apr 2026 (0y) | ||
| Kevin Gerardo Checa Huerta | Registered representative | Apr 2026 (0y) | ||
| Rashad Calhoun | Registered representative | Apr 2026 (0y) | ||
| Silje Solstad Normann | Registered representative | Apr 2026 (0y) | ||
| Charles Glenn | Registered representative | Apr 2026 (0y) | ||
| Charles Paul Walsh | Registered representative | CFP | Apr 2026 (0y) | |
| Jacob Hackney | Registered representative | Apr 2026 (0y) | ||
| Kenneth Raymond Lahey | Registered representative | Apr 2026 (0y) | ||
| Kimberlee Rose Goble | Registered representative | Apr 2026 (0y) | ||
| Salem Nganga | Registered representative | Apr 2026 (0y) | ||
| Michael Maguire | Registered representative | Apr 2026 (0y) | ||
| Brian Widmayer | Registered representative | Apr 2026 (0y) | ||
| Jeremy Hannah | Registered representative | Apr 2026 (0y) | ||
| Sonya Valentin | Registered representative | Apr 2026 (0y) | ||
| Jorge Luis Garcia Rico | Registered representative | Apr 2026 (0y) | ||
| John Patrick Mc Donough | Registered representative | Apr 2026 (0y) | ||
| Oumy Haby Kane | Registered representative | Apr 2026 (0y) | ||
| Riley Jacob Lowe | Registered representative | Apr 2026 (0y) | ||
| Steven Christopher Mcbee | Registered representative | Apr 2026 (0y) | ||
| Scott Fonner | Registered representative | Apr 2026 (0y) | ||
| Steven Filanowicz | Registered representative | Apr 2026 (0y) | ||
| Timothy Robert Jones | Registered representative | Apr 2026 (0y) | ||
| Brittney Axsom | Registered representative | Apr 2026 (0y) | ||
| Felita Andrea Knight | Registered representative | Apr 2026 (0y) | ||
| Jenifer Loterte Velasco | Registered representative | Apr 2026 (0y) | ||
| Levi Joshua Balmaceda Morales | Registered representative | Apr 2026 (0y) | ||
| Melvin Lintag Ventura | Registered representative | Apr 2026 (0y) | ||
| Zyrine Valerie Nalaunan Suante | Registered representative | Apr 2026 (0y) | ||
| Carlo Edmond Corvaja | Registered representative | Apr 2026 (0y) | ||
| Patricia Nicole Quierrez | Registered representative | Apr 2026 (0y) | ||
| Maggie Ruetz | Registered representative | Apr 2026 (0y) | ||
| Chasen William Ruth | Registered representative | CFP | Apr 2026 (0y) | |
| Chelsea Kirst | Registered representative | Apr 2026 (0y) | ||
| Derek Michael Woodward | Registered representative | Apr 2026 (0y) | ||
| Glenn Aaron Wiener | Registered representative | Apr 2026 (0y) | ||
| James Matthew Mcdermott | Registered representative | Apr 2026 (0y) | ||
| Joseph La Rell Stroud | Registered representative | Apr 2026 (0y) | ||
| Matthew Thompson | Registered representative | Apr 2026 (0y) | ||
| Stacey Vincent Flores | Registered representative | Apr 2026 (0y) | ||
| Steven John Pluhar | Registered representative | May 2026 (0y) | ||
| Steven Turner | Registered representative | May 2026 (0y) | ||
| Jackson William Boyer | Registered representative | May 2026 (0y) | ||
| Mary Bernadette Di Nolti | Registered representative | May 2026 (0y) | ||
| Alice Pa Alan Layson | Registered representative | May 2026 (0y) | ||
| Jacob Thomas Niles | Registered representative | May 2026 (0y) | ||
| Jeremiah David Rauwolf | Registered representative | May 2026 (0y) | ||
| Timothy Andrew Fields | Registered representative | May 2026 (0y) | ||
| Akkila Shadae Hayes | Registered representative | May 2026 (0y) | ||
| Aleria N Person | Registered representative | May 2026 (0y) | ||
| Antonio Morel | Registered representative | May 2026 (0y) | ||
| Aryanna Marie Miray | Registered representative | May 2026 (0y) | ||
| Chad Joseph Anderson | Registered representative | May 2026 (0y) | ||
| Daniel Paul Mancini | Registered representative | May 2026 (0y) | ||
| David Kiliswa Mauka | Registered representative | May 2026 (0y) | ||
| Emily W Baird | Registered representative | May 2026 (0y) | ||
| Gregory James Mosier | Registered representative | May 2026 (0y) | ||
| Heather Buttery | Registered representative | May 2026 (0y) | ||
| Justin S Palett | Registered representative | May 2026 (0y) | ||
| Kacper Miller | Registered representative | May 2026 (0y) | ||
| Steffan Lonnie Walker Sitka | Registered representative | May 2026 (0y) | ||
| Tonisha Kerr | Registered representative | May 2026 (0y) | ||
| Arturo Byrd | Registered representative | May 2026 (0y) | ||
| Jordan Chardukian | Registered representative | May 2026 (0y) | ||
| Matthew Hart Vibert | Registered representative | CFA | May 2026 (0y) | |
| Paul Allen Fisher | Registered representative | May 2026 (0y) | ||
| Bryan Edward Pariseau | Registered representative | May 2026 (0y) | ||
| Joseph Birch | Registered representative | May 2026 (0y) | ||
| Paul F Kennedy | Registered representative | May 2026 (0y) | ||
| Tyler Mulligan | Registered representative | May 2026 (0y) | ||
| Sergey Kouprievitch | Registered representative | May 2026 (0y) | ||
| Travis Crenshaw | Registered representative | May 2026 (0y) | ||
| Dalton Lueck | Registered representative | May 2026 (0y) | ||
| Mohammed Alubaidi | Registered representative | May 2026 (0y) | ||
| Dung Tien Huynh | Registered representative | May 2026 (0y) | ||
| Breanna R Klepoch | Registered representative | May 2026 (0y) | ||
| Christopher Lee Treadwell | Registered representative | May 2026 (0y) | ||
| Elizabeth Noelle Hansen | Registered representative | May 2026 (0y) | ||
| Christopher Lynch | Registered representative | May 2026 (0y) | ||
| Kelly Irene Harris | Registered representative | May 2026 (0y) | ||
| Cade Mc Cusker | Registered representative | May 2026 (0y) | ||
| Jarin Worden | Registered representative | May 2026 (0y) | ||
| Jessica Crandall | Registered representative | May 2026 (0y) | ||
| Teresa Zastrow | Registered representative | May 2026 (0y) | ||
| Daniel Cummins | Registered representative | May 2026 (0y) | ||
| Jason Paul Giambarberee | Registered representative | May 2026 (0y) | ||
| Jimmiral Shellay Taylor Lucas | Registered representative | May 2026 (0y) | ||
| Kimberly Kay Eberlein | Registered representative | May 2026 (0y) | ||
| Virginia Geddes | Registered representative | May 2026 (0y) | ||
| Domonique Lockridge | Registered representative | CFP | May 2026 (0y) | |
| Ezekiel Thomas Cortez | Registered representative | May 2026 (0y) | ||
| Jose Carlos Velarde Gainza | Registered representative | May 2026 (0y) | ||
| Matthew Oliver Rodriguez Nelson | Registered representative | May 2026 (0y) | ||
| Pablo Berrio | Registered representative | May 2026 (0y) | ||
| Robert L Gentry | Registered representative | May 2026 (0y) | ||
| Amanda K Gustavsson | Registered representative | May 2026 (0y) | ||
| Hussein Jaber | Registered representative | May 2026 (0y) | ||
| Jacob Kuebel | Registered representative | May 2026 (0y) | ||
| Augustine Michael Elwell | Registered representative | May 2026 (0y) | ||
| Keithia D Great | Registered representative | May 2026 (0y) | ||
| Hillman Kye Mc Cann | Registered representative | May 2026 (0y) | ||
| Mia Peters | Registered representative | May 2026 (0y) | ||
| Diego Rojo Arisso | Registered representative | Jun 2026 (0y) | ||
| Jeremy Winters | Registered representative | Jun 2026 (0y) | ||
| Aimee Farinas | Registered representative | Jun 2026 (0y) | ||
| Aaron Goodwin | Registered representative | Jun 2026 (0y) | ||
| Anthony Jason Dellanoce | Registered representative | Jun 2026 (0y) | ||
| Ashley Dalynn Coffman | Registered representative | Jun 2026 (0y) | ||
| Chloe Frances Marie Lander | Registered representative | Jun 2026 (0y) | ||
| Christine R Clements | Registered representative | Jun 2026 (0y) | ||
| David Nantau | Registered representative | Jun 2026 (0y) | ||
| Eileen Margaret Allison | Registered representative | Jun 2026 (0y) | ||
| Eleas Vlahos | Registered representative | Jun 2026 (0y) | ||
| Guido Pena | Registered representative | Jun 2026 (0y) | ||
| Jessica Dior | Registered representative | Jun 2026 (0y) | ||
| Morgan Roby Blailock | Registered representative | Jun 2026 (0y) | ||
| Patrick Brent Sundberg | Registered representative | Jun 2026 (0y) | ||
| Patrick Mc Kay Lovenberg | Registered representative | Jun 2026 (0y) | ||
| Rebekah Grace Williamson | Registered representative | Jun 2026 (0y) | ||
| Robert Curran | Registered representative | Jun 2026 (0y) | ||
| Benjamin Philip Rosenberg | Registered representative | Jun 2026 (0y) | ||
| Connor Schutt | Registered representative | Jun 2026 (0y) | ||
| Cori Gregory | Registered representative | Jun 2026 (0y) | ||
| Donnique Vivian Jollivette Dove | Registered representative | Jun 2026 (0y) | ||
| Gregory Alan Wise | Registered representative | Jun 2026 (0y) | ||
| Joshua P Sanchez | Registered representative | Jun 2026 (0y) | ||
| Morgan Furey | Registered representative | Jun 2026 (0y) | ||
| Chrisitian Guillermo Correa | Registered representative | Jun 2026 (0y) | ||
| Lionell Stovall | Registered representative | Jun 2026 (0y) | ||
| Andrew Robert Lovan | Registered representative | Jun 2026 (0y) | ||
| Pamela White | Registered representative | Jun 2026 (0y) | ||
| Rosanna Coviello | Registered representative | Jun 2026 (0y) | ||
| Aljon Lovelace | Registered representative | CFP | Jun 2026 (0y) | |
| John Isaac Marotta | Registered representative | Jun 2026 (0y) | ||
| Matthew Surrency | Registered representative | Jun 2026 (0y) | ||
| Oscar Andree Borja | Registered representative | Jun 2026 (0y) | ||
| Gina J Dandrea | Registered representative | CFP | Jun 2026 (0y) | |
| Austin Alec Beebe | Registered representative | Jun 2026 (0y) | ||
| Craig Elliott | Registered representative | Jun 2026 (0y) | ||
| Lu Ann Hartley | Registered representative | Jun 2026 (0y) | ||
| Richard Knudson | Registered representative | Jun 2026 (0y) | ||
| Austin Edward Kohler | Registered representative | Jun 2026 (0y) | ||
| Bryce Michael Thalacker | Registered representative | Jun 2026 (0y) | ||
| Simon Rodriguez | Registered representative | Jun 2026 (0y) | ||
| Samuel Lynn Sibert | Registered representative | Jun 2026 (0y) | ||
| Andrew Carley | Registered representative | Jun 2026 (0y) | ||
| Benjamin Mason | Registered representative | Jun 2026 (0y) | ||
| Clayton De Haas | Registered representative | Jun 2026 (0y) | ||
| Derek Beutel | Registered representative | Jun 2026 (0y) | ||
| Eric Patterson | Registered representative | CFP | Jun 2026 (0y) | |
| Kevin Spence | Registered representative | Jun 2026 (0y) | ||
| Michael James Britton | Registered representative | Jun 2026 (0y) | ||
| Michael Bender | Registered representative | Jun 2026 (0y) | ||
| Addison Wheeler | Registered representative | Jun 2026 (0y) | ||
| Grace Rosemary Smith | Registered representative | Jun 2026 (0y) | ||
| James Clyde Wilson | Registered representative | Jun 2026 (0y) | ||
| Stephanie Rae Canales | Registered representative | Jun 2026 (0y) | ||
| Tyler Schall | Registered representative | Jun 2026 (0y) | ||
| Alisha Marie Brown | Registered representative | Jun 2026 (0y) | ||
| Kelly Larae Willson | Registered representative | Jun 2026 (0y) | ||
| Samirian Demettree Hill | Registered representative | Jun 2026 (0y) | ||
| Ma Eva Planco Cutura | Registered representative | Jun 2026 (0y) | ||
| Roben Hoffman | Registered representative | Jun 2026 (0y) | ||
| Jack Dalton | Registered representative | Jun 2026 (0y) | ||
| Hunter Bertrand | Registered representative | CFP | Jun 2026 (0y) | |
| Jennifer Kay Drinkle | Registered representative | Jun 2026 (0y) | ||
| Kipp Reck | Registered representative | CFA | Jun 2026 (0y) | |
| Melissa M Christensen | Registered representative | Jun 2026 (0y) | ||
| Patricia Yager | Registered representative | Jun 2026 (0y) | ||
| Robert Howard | Registered representative | Jun 2026 (0y) | ||
| Josh Jerome Vanepps | Registered representative | Jun 2026 (0y) | ||
| Matthew Enser | Registered representative | Jun 2026 (0y) | ||
| Shada Jasper | Registered representative | Jun 2026 (0y) | ||
| Courtney Jean Nix | Registered representative | Jun 2026 (0y) | ||
| Dexter Leger | Registered representative | Jun 2026 (0y) | ||
| Henry Webb | Registered representative | Jun 2026 (0y) | ||
| Keith Paul Mayer | Registered representative | Jun 2026 (0y) | ||
| Keith Richard Dorney | Registered representative | Jun 2026 (0y) | ||
| Kelly A Traczek | Registered representative | Jun 2026 (0y) | ||
| Lance Leslie Shriver | Registered representative | Jun 2026 (0y) | ||
| Nathan Diede | Registered representative | Jun 2026 (0y) | ||
| Reis Bailey | Registered representative | Jun 2026 (0y) | ||
| Robert Clark Moore | Registered representative | Jun 2026 (0y) | ||
| Sammuel Heath Simcoe | Registered representative | Jun 2026 (0y) | ||
| Seth Belt | Registered representative | Jun 2026 (0y) | ||
| Shivani Singh | Registered representative | Jun 2026 (0y) | ||
| Thomas White | Registered representative | Jun 2026 (0y) | ||
| William Bradford | Registered representative | Jun 2026 (0y) | ||
| George Staples Harrington | Registered representative | Jun 2026 (0y) | ||
| Jordan Smith | Registered representative | Jun 2026 (0y) | ||
| Joshua Bruce Lewis | Registered representative | Jun 2026 (0y) | ||
| Kenneth Lavon Banks | Registered representative | Jun 2026 (0y) | ||
| Zachary Klon Tade | Registered representative | Jun 2026 (0y) | ||
| Aaron Rodger Spencer | Registered representative | Jun 2026 (0y) | ||
| Brian Weber | Registered representative | Jun 2026 (0y) | ||
| Kenneth Poole | Registered representative | Jun 2026 (0y) | ||
| Ian Hamilton | Registered representative | Jun 2026 (0y) | ||
| Jason Reeves | Registered representative | Jun 2026 (0y) | ||
| Johan Ulf Ulrik Forsman | Registered representative | Jun 2026 (0y) | ||
| Justin Egan | Registered representative | Jun 2026 (0y) | ||
| Tykia C Williams | Registered representative | Jun 2026 (0y) | ||
| Zachary Neal Gregory | Registered representative | Jun 2026 (0y) | ||
| Carlos Luis Jimenez | Registered representative | Jul 2026 (0y) | ||
| Connor Mawn | Registered representative | Jul 2026 (0y) | ||
| Judy Ann Baker | Registered representative | Jul 2026 (0y) | ||
| Alexander Coun | Registered representative | Jul 2026 (0y) | ||
| Brandon Daniel Vinton | Registered representative | Jul 2026 (0y) | ||
| Fredrick Buker | Registered representative | Jul 2026 (0y) | ||
| Adam Michael Whelan | Registered representative | Jul 2026 (0y) | ||
| Daniel John Bellino | Registered representative | Jul 2026 (0y) | ||
| John Richard Hensley | Registered representative | Jul 2026 (0y) | ||
| Michael Romulus Cunia | Registered representative | Jul 2026 (0y) | ||
| Mudith Nair | Registered representative | Jul 2026 (0y) | ||
| Yasmin Omar Alkahlout | Registered representative | Jul 2026 (0y) | ||
| Zachary Beyer | Registered representative | Jul 2026 (0y) | ||
| Alexandra Melo Saldana | Registered representative | Jul 2026 (0y) | ||
| Armando M. Salgado | Registered representative | Jul 2026 (0y) | ||
| Curtis Warner | Registered representative | Jul 2026 (0y) | ||
| Kai O Granados | Registered representative | Jul 2026 (0y) | ||
| Lewis Wade Rodgers | Registered representative | Jul 2026 (0y) | ||
| Reynaldo Alexander Gomez Rojas | Registered representative | Jul 2026 (0y) | ||
| Sarai Fogg | Registered representative | Jul 2026 (0y) | ||
| Ann Marie Norvell | Registered representative | Jul 2026 (0y) | ||
| Bradford M Werth | Registered representative | Jul 2026 (0y) | ||
| Brett Carson Finney | Registered representative | CFP | Jul 2026 (0y) | |
| Ian Grant | Registered representative | Jul 2026 (0y) | ||
| Joseph Heines | Registered representative | Jul 2026 (0y) | ||
| Matthew Timothy Branham | Registered representative | Jul 2026 (0y) | ||
| Michael Daniel Dean | Registered representative | Jul 2026 (0y) | ||
| Monsef Ali Ouchou | Registered representative | Jul 2026 (0y) | ||
| Stephen Rashid Cooper | Registered representative | Jul 2026 (0y) | ||
| Brittney Rose Whatley | Registered representative | Jul 2026 (0y) | ||
| Brittany White | Registered representative | Jul 2026 (0y) | ||
| Charles Davis Dawkins | Registered representative | CFP | Jul 2026 (0y) | |
| James Lewis Chackel | Registered representative | Jul 2026 (0y) | ||
| Teresa Maria Holder | Registered representative | Jul 2026 (0y) | ||
| Winston Orlando Walters | Registered representative | Jul 2026 (0y) | ||
| Andrew Martin Shand | Registered representative | Jul 2026 (0y) | ||
| Ciaran Mccullaugh | Registered representative | Jul 2026 (0y) | ||
| Kirk Diefenbach | Registered representative | Jul 2026 (0y) | ||
| Lauren Elizabeth Kirkland | Registered representative | Jul 2026 (0y) | ||
| Mark Lobosco | Registered representative | Jul 2026 (0y) | ||
| Ryan Cecil Marquez | Registered representative | CFP | Jul 2026 (0y) | |
| Cory Michael Bergquist | Registered representative | Jul 2026 (0y) | ||
| Warner Pierre | Registered representative | Jul 2026 (0y) | ||
| Alexander James Engel | Registered representative | Jul 2026 (0y) | ||
| Angela Jones Cable | Registered representative | Jul 2026 (0y) | ||
| Bela Vonnak | Registered representative | Jul 2026 (0y) | ||
| Cameron James Becker | Registered representative | Jul 2026 (0y) | ||
| David Kitterman | Registered representative | CFP | Jul 2026 (0y) | |
| Dowens Nicolas | Registered representative | Jul 2026 (0y) | ||
| Jeffrey Yau | Registered representative | Jul 2026 (0y) | ||
| Benjamin Sol Weiss | Registered representative | Jul 2026 (0y) | ||
| Brett Douglas Russell | Registered representative | Jul 2026 (0y) | ||
| Jacob A Kramer | Registered representative | Jul 2026 (0y) | ||
| Jason Taylor Scott | Registered representative | Jul 2026 (0y) | ||
| Katie Louise Kain | Registered representative | Jul 2026 (0y) | ||
| Mark Curtis | Registered representative | Jul 2026 (0y) | ||
| Scott Van Tonningen | Registered representative | Jul 2026 (0y) | ||
| Abhiram Killamsetty | Registered representative | Jul 2026 (0y) | ||
| Jameson Spillers | Registered representative | Jul 2026 (0y) | ||
| Johnathan Kitts | Registered representative | Jul 2026 (0y) | ||
| Kassandra Lynn La Victoire | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Empower Services Holdings Us, Llc | Sole Member | Jan 2024 | A | 75% or more |
| Empower Holdings, Llc | Member | Jan 2024 | B | ≈ 42.19% – 100% via Empower Annuity Insurance Company Of America |
| Power Corporation Of Canada | Shareholder | Dec 1998 | B | ≈ 6.67% – 75% via Power Financial Corporation |
| Great West Lifeco U.S. Llc | Member | Jan 2024 | B | ≈ 31.64% – 100% via Empower Holdings, Llc |
| Great West Financial (Nova Scotia) Co. | Member | Feb 2000 | B | ≈ 23.73% – 100% via Great West Lifeco U.S. Llc |
| The Demarais Family Residuary Trust | Shareholder | Oct 2015 | B | ≈ 2.5% – 56.25% via Pansolo Holding Inc. |
| Great West Lifeco Inc. | Member | Feb 2000 | B | ≈ 17.8% – 100% via Great West Financial (Nova Scotia) Co. |
| Empower Annuity Insurance Company Of America | Member | Jan 2024 | B | ≈ 56.25% – 100% via Empower Services Holdings Us, Llc |
| Power Financial Corporation | Shareholder | Mar 1986 | B | ≈ 8.9% – 75% via Great West Lifeco Inc. |
| Pansolo Holding Inc. | Shareholder | Oct 2015 | B | ≈ 3.34% – 56.25% via Power Corporation Of Canada |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Empower Holdings, Llc: 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Power Corporation Of Canada: 75% – 100% of Power Financial Corporation × 50% – 75% of Great West Lifeco Inc. × 75% – 100% of Great West Financial (Nova Scotia) Co. × 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 6.67% – 75% of the firm
- Great West Lifeco U.S. Llc: 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Great West Financial (Nova Scotia) Co.: 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- The Demarais Family Residuary Trust: 75% – 100% of Pansolo Holding Inc. × 50% – 75% of Power Corporation Of Canada × 75% – 100% of Power Financial Corporation × 50% – 75% of Great West Lifeco Inc. × 75% – 100% of Great West Financial (Nova Scotia) Co. × 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 2.5% – 56.25% of the firm
- Great West Lifeco Inc.: 75% – 100% of Great West Financial (Nova Scotia) Co. × 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Empower Annuity Insurance Company Of America: 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Power Financial Corporation: 50% – 75% of Great West Lifeco Inc. × 75% – 100% of Great West Financial (Nova Scotia) Co. × 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Pansolo Holding Inc.: 50% – 75% of Power Corporation Of Canada × 75% – 100% of Power Financial Corporation × 50% – 75% of Great West Lifeco Inc. × 75% – 100% of Great West Financial (Nova Scotia) Co. × 75% – 100% of Great West Lifeco U.S. Llc × 75% – 100% of Empower Holdings, Llc × 75% – 100% of Empower Annuity Insurance Company Of America × 75% – 100% of Empower Services Holdings Us, Llc × 75% – 100% direct ≈ 3.34% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rayzebio 401(k) Plan | Rayzebio, Inc. | 0 | $0 | 01/01/2025 |
| Avon Personal Savings Account Plan Final | Avon Products, Inc. | 0 | $0 | 01/01/2025 |
| Dimensions Management Of Chippewa Falls 401(k) Plan | Dimensions Management Of Chippewa Falls, Llc | 0 | $0 | 01/01/2025 |
| Rocky Mountain Primary Care 401(k) Plan | Rocky Mountain Primary Care P.C. | 0 | $0 | 01/01/2025 |
| St. Mary's Nursing Center Retirement Plan | St. Marys Nursing Center Inc. | 0 | $0 | 01/01/2025 |
| Traditions Bank Retirement Plan | Traditions Bank | 0 | $0 | 01/01/2025 |
| Marine Repair Services Of New York, Llc 401(k) Plan | Marine Repair Services Of New York, Llc | 0 | $0 | 01/01/2025 |
| Forefront Dermatology 401(k) Plan | Forefront Management, Llc | 0 | $0 | 01/01/2025 |
| Nevada Copper Inc 401 K Profit Sharing Plan And Trust | Nevada Copper Inc | 0 | $0 | 01/01/2025 |
| The Corix Affiliated Companies (Us) 401(k) Plan | Corix Infrastructure (Us), Inc. | 0 | $0 | 01/01/2025 |
| Doc Maintenance, Inc. 401(k) Plan | Doc Maintenance, Inc. | 0 | $0 | 01/01/2025 |
| Vertos Medical, Inc. 401(k) Plan | Vertos Medical, Inc. | 0 | $0 | 01/01/2025 |
| Digital River, Inc. 401(k) Plan | Digital River, Inc. | 0 | $0 | 01/01/2025 |
| Levlad, Llc Profit Sharing Plan | Levlad, Llc | 0 | $0 | 01/01/2025 |
| Lamettry's Collision, Inc. 401(k) Plan | Lamettrys Collision, Inc. | 0 | $0 | 01/01/2025 |
| Regent Care Center 401(k) Plan | Regent Management Services Lp | 0 | $0 | 01/01/2025 |
| Health Dimensions Consulting, Inc. 401(k) Profit Sharing Plan And Trust | Health Dimensions Consulting, Inc. | 0 | $0 | 01/01/2025 |
| Juice Pharma Worldwide, Llc 401(k) Profit Sharing Plan | Juice Pharma Worldwide, Llc | 0 | $0 | 01/01/2025 |
| Fdh Infrastructure Services, Llc 401(k) Plan | Fdh Infrastructure Services, Llc | 0 | $0 | 01/01/2025 |
| Lmc Enterprises Money Purchase Pension Plan | Lmc Enterprises | 0 | $0 | 01/01/2025 |
| Richard Mcnay, Inc. 401(k) Profit Sharing Plan | Richard Mcnay, Inc. | 150 | $8.1M | 11/01/2024 |
| Signet Electronic Systems 401(k) Plan | Signet Electronic Systems, Llc | 0 | $0 | 11/01/2024 |
| Kings Oil Tools, Inc. 401(k) Profit Sharing Plan | Kings Oil Tools, Inc. | 219 | $12.6M | 11/01/2024 |
| Bob Hall, Inc. 401(k) Profit Sharing Plan | Bob Hall, Inc. | 98 | $12.5M | 11/01/2024 |
| El Proyecto Del Barrio 403(b) Plan | El Proyecto Del Barrio, Inc. | 489 | $14.4M | 10/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.86 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(4)
as of Oct 30, 2024
Allegations: THE STATE OF WASHINGTON OFFICE OF THE INSURANCE COMMISSIONER ("WA OIC") INITIATED A 2019 MARKET CONDUCT CONTINUUM RELATED TO GROUP ACCIDENT AND HEALTH POLICY FILINGS IN WASHINGTON. THE WA OIC ALLEGED DEFICIENCIES RELATED TO GROUP ACCIDENT AND HEALTH POLICY FILINGS IN WASHINGTON, COMPANY FINANCIAL RATINGS DISCLOSURES, AND TIMING OF CERTAIN INFORMATION FILINGS. Status: Final Sanction Detail: N/A Summary: IN A CONSENT ORDER LEVYING A FINE (ORDER NO. 21-0244, EFFECTIVE 6/4/2021), GWL&A PAID A $5,000 FINE AND ACKNOWLEDGED ITS DUTY TO COMPLY WITH THE RELEVANT STATUTORY AND REGULATORY REQUIREMENTS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Empower Trust Co $105B (54% of AUM) Jul 2026
- Great West Trust Company, Llc $51.3B (62% of AUM) Nov 2022
- Pershing $38.2B (20% of AUM) Jul 2026
- State Street $12.9B (7% of AUM) Jul 2026
- Wells Fargo $7.1B (15% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗