AUMdb

Qca Capital Management Inc

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 112104 · SEC file 801-122806 · Los Angeles, CA · www.quincycass.com
☆ Save with Pro ADV data as of Apr 29, 2026
Regulatory AUM
$252M
Discretionary
$252M
Clients
117
Avg AUM / client
$2.2M
Accounts
131
Employees
8

AUM over time

$112M $252M
Nov 3, 2021 Apr 29, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 29, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 55 $57.9M 23.0%
High net worth individuals 60 $193M 76.4%
Charitable organizations 2 $1.7M 0.68%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Charles Minichiello Ceo,Cco, Dec 2009 (17y) ≈ 56.25% – 100% via Quincy Cass Associates, Incorporated
Guay, Daniel, Robert Chief Financial Officer Aug 2012 (14y) Less than 5%
Deanna Maria Adams Chief Investment Officer CFA Jan 2023 (4y) Less than 5%
Jens Adolf Spitta Registered representative Mar 2013 (13y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Quincy Cass Associates, Incorporated Parent Jan 1922 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Mark Charles Minichiello: 75% – 100% of Quincy Cass Associates, Incorporated × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/29/2026 984 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.

View current Form ADV (SEC/IAPD) ↗