AUMdb

James Reed Financial Services, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 112179 · SEC file 801-35002 · Cleveland, OH · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 05, 2026
Regulatory AUM
$389M
Discretionary
$389M
Clients
351
Avg AUM / client
$1.1M
Accounts
1,166
Employees
10

AUM over time

$144M $389M
Mar 14, 2012 Mar 5, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026

Investments (13F portfolio — 19 positions, $131,010,630)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Tr MSCI USA SZE FT $29,216,776 163,881 22.3% 7.52%
2 Vanguard Index Fds LARGE CAP ETF $29,093,905 84,597 22.2% 7.49%
3 J P Morgan Exchange Traded F NASDAQ EQT PREM $26,066,440 424,120 19.9% 6.71%
4 Capital Group Global Equity SHS $20,844,848 591,511 15.9% 5.36%
5 Vanguard Index Fds MID CAP ETF $16,819,364 208,755 12.8% 4.33%
6 Global X Fds ARTIFICIAL ETF $1,934,380 29,483 1.48% 0.5%
7 Apple Inc COM $1,293,150 4,469 0.99% 0.33%
8 Microsoft Corp COM $1,221,641 3,275 0.93% 0.31%
9 Nvidia Corporation COM $894,203 4,469 0.68% 0.23%
10 Progressive Corp COM $751,468 3,440 0.57% 0.19%
11 Jpmorgan Chase & Co COM $551,224 1,684 0.42% 0.14%
12 3 M Co COM $400,566 2,474 0.31% 0.1%
13 Amgen Inc COM $327,719 905 0.25% 0.08%
14 Vanguard Scottsdale Fds VNG RUS1000GRW $304,316 2,381 0.23% 0.08%
15 Vanguard Index Fds S&P 500 ETF SHS $295,329 430 0.23% 0.08%
16 Exxon Mobil Corp COM $280,687 2,053 0.21% 0.07%
17 Advanced Micro Devices Inc COM $254,439 438 0.19% 0.07%
18 Amazon Com Inc COM $246,444 1,034 0.19% 0.06%
19 Sandisk Corp COM $213,731 94 0.16% 0.05%

Top 25 of 19 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 214 $81.5M 21.0%
High net worth individuals 129 $293M 75.4%
Pension and profit sharing plans 7 $14.2M 3.66%
Corporations and other businesses 1 $99.8K 0.03%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Reed, James, Myron President Dec 1986 (40y) 10% – 25%
Amanda Elizabeth Lisachenko Chief Operating Officer/ Chief Compliance Officer CFP May 2013 (13y) 50% – 75%
Janet S Edwards Client Relations Manager Jan 2019 (8y) 10% – 25%
Evan Watson Investment Analyst Feb 2020 (7y) 5% – 10%
Liam A Studt Registered representative CFP Sep 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/05/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.

View current Form ADV (SEC/IAPD) ↗