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Wealth Manager · Small ($100M–$1B)
CRD 112181
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ADV data as of Feb 02, 2026
- Regulatory AUM
- $160M
- Discretionary
- $152M
- Clients
- 241
- Avg AUM / client
- $664K
- Accounts
- 241
- Employees
- 2
AUM over time
$79.9M
$195M
Mar 5, 2012
Feb 2, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 196 | $46.7M | 29.2% |
| High net worth individuals | 45 | $113M | 70.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $156M (97% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.