Neumann Capital Management, Llc
- Regulatory AUM
- $630M
- Discretionary
- $630M
- Clients
- 191
- Avg AUM / client
- $3.3M
- Accounts
- 609
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Investments (13F portfolio — 58 positions, $151,176,435)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P SCP ETF | $17,579,203 | 118,530 | 11.6% | 2.79% |
| 2 | Vanguard Bd Index Fds | INTERMED TERM | $16,741,828 | 218,277 | 11.1% | 2.66% |
| 3 | Ishares Tr | CORE S&P MCP ETF | $16,093,180 | 208,704 | 10.6% | 2.55% |
| 4 | Vanguard Index Fds | REAL ESTATE ETF | $5,958,603 | 61,792 | 3.94% | 0.95% |
| 5 | Ishares Tr | CORE S&P US GWT | $5,241,393 | 27,866 | 3.47% | 0.83% |
| 6 | Ishares Tr | S&P SML 600 GWT | $5,222,264 | 29,240 | 3.45% | 0.83% |
| 7 | Ishares Tr | S&P MC 400GR ETF | $5,131,225 | 43,670 | 3.39% | 0.81% |
| 8 | Vanguard Index Fds | S&P 500 ETF SHS | $5,112,614 | 7,444 | 3.38% | 0.81% |
| 9 | Ishares Tr | ESG MSCI KLD ETF | $5,012,270 | 35,201 | 3.32% | 0.8% |
| 10 | Vanguard Bd Index Fds | SHORT TRM BOND | $4,729,059 | 60,699 | 3.13% | 0.75% |
| 11 | Gilead Sciences Inc | COM | $4,531,563 | 35,868 | 3.0% | 0.72% |
| 12 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $4,223,193 | 26,908 | 2.79% | 0.67% |
| 13 | Cvs Health Corp | COM | $3,894,996 | 37,651 | 2.58% | 0.62% |
| 14 | Ishares Tr | S&P MC 400VL ETF | $3,803,734 | 25,748 | 2.52% | 0.6% |
| 15 | Johnson & Johnson | COM | $3,724,216 | 14,664 | 2.46% | 0.59% |
| 16 | Ishares Tr | SP SMCP600VL ETF | $3,673,958 | 26,880 | 2.43% | 0.58% |
| 17 | Ishares Tr | MSCI EAFE ETF | $3,101,857 | 29,860 | 2.05% | 0.49% |
| 18 | Public Svc Enterprise Group | COM | $2,470,754 | 30,443 | 1.63% | 0.39% |
| 19 | Ishares Tr | EAFE VALUE ETF | $2,280,042 | 29,785 | 1.51% | 0.36% |
| 20 | Microsoft Corp | COM | $2,253,896 | 6,042 | 1.49% | 0.36% |
| 21 | Ishares Tr | S&P 500 VAL ETF | $2,045,584 | 9,009 | 1.35% | 0.32% |
| 22 | Chevron Corporation | COM | $1,950,117 | 11,765 | 1.29% | 0.31% |
| 23 | Ishares Tr | IBOXX HI YD ETF | $1,814,599 | 22,691 | 1.2% | 0.29% |
| 24 | Ishares Tr | RUS 1000 ETF | $1,628,991 | 3,978 | 1.08% | 0.26% |
| 25 | Ishares Tr | RUSSELL 2000 ETF | $1,564,744 | 5,208 | 1.04% | 0.25% |
Top 25 of 58 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 63 | $26.6M | 4.23% |
| High net worth individuals | 128 | $603M | 95.6% |
| Charitable organizations | Fewer than 5 clients | $556K | 0.09% |
| Corporations and other businesses | Fewer than 5 clients | $343K | 0.05% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caroline Amanda Connor Gorham | Partner & Chief Compliance Officer | CFP | Jan 2021 (6y) | 25% – 50% |
| Daniel Gerald Platt | Partner | CFP CFA | Jan 2021 (6y) | 25% – 50% |
| Ekaterina Dimitrova Atanassov | Partner | CFP CFA | Jan 2021 (6y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $629M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗