Quad City Investment Advisors, Llc
- Regulatory AUM
- $408M
- Discretionary
- $408M
- Clients
- 746
- Avg AUM / client
- $547K
- Accounts
- 746
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 455 | $89.1M | 21.8% |
| High net worth individuals | 253 | $285M | 69.8% |
| Pension and profit sharing plans | 1 | $480K | 0.12% |
| Charitable organizations | 25 | $17.7M | 4.35% |
| Corporations and other businesses | 12 | $15.8M | 3.87% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Brandt Construction Co. 401(k) Savings Plan Brandt Construction Company | 2024 | |
| Material Control Systems, Inc. 401(k) Plan & Trust Material Control Systems, Inc | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anderson, John, H. | Manager | Nov 2021 (5y) | Less than 5% | |
| Grindle, Jason, Lowell | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| David Charles Howell | Registered representative | Mar 2009 (17y) | ||
| Blake Adam Schaeffer | Registered representative | Mar 2011 (15y) | ||
| Amber Dawn Brummit | Registered representative | Mar 2011 (15y) | ||
| Tyler Mathew Edwards | Registered representative | Oct 2017 (9y) | ||
| Gregory M Bauer | Registered representative | Aug 2022 (4y) | ||
| Cassandra J Vining | Registered representative | Oct 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Quad City Bank & Trust Company | Member | Feb 2008 | A | 75% or more |
| Qcr Holdings, Inc. | Parent Company/Shareholder | Feb 2008 | B | ≈ 56.25% – 100% via Quad City Bank & Trust Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Qcr Holdings, Inc.: 75% – 100% of Quad City Bank & Trust Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Brandt Construction Co. 401(k) Savings Plan | Brandt Construction Company | 97 | $8.3M | 04/01/2024 |
| Material Control Systems, Inc. 401(k) Plan & Trust | Material Control Systems, Inc | 204 | $3.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $408M (100% of AUM) Mar 2026
- TD Ameritrade $26.2M (10% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗