AUMdb

Intrepid Financial Planning Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 112196 · SEC file 801-61020 · Carmel, IN · WWW.INTREPIDFINANCIAL.COM
☆ Save with Pro ADV data as of May 06, 2026
Regulatory AUM
$390M
Discretionary
$390M
Clients
1,457
Avg AUM / client
$268K
Accounts
1,457
Employees
3

AUM over time

$168M $390M
Mar 27, 2012 May 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,232 $129M 33.1%
High net worth individuals 212 $257M 65.9%
Banking or thrift institutions 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 2 $237K 0.06%
State or municipal government entities 0
Other investment advisers 0
Insurance companies 0
Sovereign wealth funds and foreign official institutions 0
Corporations and other businesses 11 $3.7M 0.96%
Other 0

People (13)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Behrmann, Donald Member Jul 1998 (28y) ≈ 2.5% – 7.5% via Bcb, Llc
Greg Alan Haney President Jan 2000 (27y) ≈ 2.5% – 7.5% via Haney Financial, Inc.
Chad Alan Bailey Chief Compliance Officer Jul 2010 (16y) Less than 5%
Locke, Joan, K Principal Owner Apr 2019 (7y) 50% – 75%
Douglas Francis Bales Registered representative Jan 2000 (27y)
Thomas Edward Adamczyk Registered representative Jun 2000 (26y)
Ronald Eugene Campbell Registered representative CFP Oct 2001 (25y)
Jo Ann Hendryx Registered representative Feb 2002 (25y)
Julie Lynne Faas Registered representative Apr 2002 (24y)
David Henry Cropper Registered representative Aug 2002 (24y)
Nikki Gaye Wheeler Registered representative Jan 2006 (21y)
Chase David Mitchell Registered representative Jul 2024 (2y)
John Allan Crawford Registered representative Jan 2025 (2y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Whitinger Financial, Llc Member Jan 2000 A 10% – 25%
Bcb, Llc Member Jul 1998 A 5% – 10%
Haney Financial, Inc. Member Jan 1999 A 5% – 10%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Behrmann, Donald: 50% – 75% of Bcb, Llc × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
  • Greg Alan Haney: 50% – 75% of Haney Financial, Inc. × 5% – 10% direct ≈ 2.5% – 7.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/06/2026 1.23 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2) as of Dec 13, 2024

Allegations: DIVISION OF SECURITIES, STATE OF UTAH, WAS NOT NOTIFIED BY INTREPID FINANCIAL PLANNING GROUP LLC THAT ONE OF ITS IARS HAD SUCCESSFULLY PASSED THE SERIES 65 EXAMINATION. Status: Final Sanction Detail: FINE WAS PAID ON/AROUND JUNE 30, 2005. Summary: STATE IF UTAH AGREED IAR HAD PASSED EXAM AND INTREPID FINANCIAL PLANNING GROUP LLC AGREED IT HAD FAILED TO NOTIFY STATE OF UTAH IAR HAD PASSED EXAM.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.

View current Form ADV (SEC/IAPD) ↗