Mora Capital Management, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $663M
- Clients
- 685
- Avg AUM / client
- $2.8M
- Accounts
- 684
- Employees
- 49
AUM over time
Annual snapshots from Form ADV filings · as of Jun 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 259 | $83.4M | 4.38% |
| High net worth individuals | 170 | $1.2B | 61.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $41.6M | 2.18% |
| Corporations and other businesses | 255 | $604M | 31.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $35.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Shield Capital Fund Spc Gobela Sp | Other Private Fund | Cayman Islands | $35.2M | 1 |
People (33)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frances, Joaquin, Nmn | Chief Executive Officer | Jun 2022 (4y) | Less than 5% | |
| Botero, Peter | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Daniel Jorge Richmond | Registered representative | Dec 2012 (14y) | ||
| Marco Antonio Moreno | Registered representative | Feb 2014 (12y) | ||
| Daniel Eulate | Registered representative | May 2018 (8y) | ||
| Antonio Gomez Real | Registered representative | May 2018 (8y) | ||
| Juan Manuel Doria | Registered representative | Jun 2018 (8y) | ||
| Angel Sanz Alonso | Registered representative | Aug 2019 (7y) | ||
| Ernesto Cordovez | Registered representative | Nov 2019 (7y) | ||
| Carl Henrik Gustaf Edlund | Registered representative | Aug 2020 (6y) | ||
| Renata V Benghira Lima | Registered representative | Aug 2020 (6y) | ||
| Luis Antonio Delgado | Registered representative | Sep 2021 (5y) | ||
| Bruno Alejandro Gomez Acebo Borbon | Registered representative | Apr 2022 (4y) | ||
| Fernando De Frutos Gonzalez | Registered representative | CFA | May 2022 (4y) | |
| Marco Julio Fernandez Celorio | Registered representative | Jun 2024 (2y) | ||
| Roberto Ruiz Velez | Registered representative | Dec 2024 (2y) | ||
| Antonio Oliveira Moura | Registered representative | Jan 2025 (2y) | ||
| Rafael Moreno | Registered representative | Jan 2025 (2y) | ||
| Annette Marie Manon | Registered representative | Jan 2025 (2y) | ||
| Santiago L Copello | Registered representative | Jan 2025 (2y) | ||
| Roberto Felipe Garcia | Registered representative | Jan 2025 (2y) | ||
| Ruben S Hernandez | Registered representative | Jan 2025 (2y) | ||
| Fernando Omar Carrera Perbuli | Registered representative | Mar 2025 (1y) | ||
| Sergio Raul Bister Pessaj | Registered representative | Apr 2025 (1y) | ||
| Fabiola Virginia Bravo Serjant | Registered representative | Sep 2025 (1y) | ||
| Manuel Sebastian Salamanca Mejia | Registered representative | CFA | Oct 2025 (1y) | |
| Juan Villalonga Tallada | Registered representative | Oct 2025 (1y) | ||
| Diego Castillo Olea | Registered representative | Nov 2025 (1y) | ||
| Lorenzo Ramos Gonzalez | Registered representative | Nov 2025 (1y) | ||
| Yohander Jimenez | Registered representative | Jan 2026 (1y) | ||
| Salvador Ramos Carmona | Registered representative | Apr 2026 (0y) | ||
| Francisco Eduardo Toussaint Rincon Gallardo | Registered representative | May 2026 (0y) | ||
| Mario Enrique Ros | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Boreal Capital Holdings Usa Llc | Direct Owner | Sep 2009 | A | 75% or more |
| Mora Banc Grup, Sa | Owner | Sep 2009 | B | ≈ 56.25% – 100% via Boreal Capital Holdings Usa Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mora Banc Grup, Sa: 75% – 100% of Boreal Capital Holdings Usa Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $35.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Shield Capital Fund Spc Gobela Sp | Other Private Fund | $35.2M | $100K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PRS LATAM LLC (F/K/A) BEGAN OPERATIONS IN JUNE OF 2000 AS A FEDERAL COVERED INVESTMENT ADVISOR. PRS LATAM LLC (F/K/A) DID NOT NOTICE FILE WITH THE FLORIDA DEPARTMENT OF FINANCIAL SERVICES, AS REQUIRED BY SECTION 517.1201 FS UNTIL SEPTEMBER 6, 2001. PRS LATAM LLC ATTRIBUTES THIS TO VARIOUS ADMINISTRATIVE ERRORS COMMITTED BY PRS LATAM LLC (F/K/A). Status: Final Sanction Detail: THE SANCTION WAS FOR $5.000.00 AND IT WAS PAID PRIOR TO THE FINAL ORDER BEING ISSUED (JUNE 11, 2003). Summary: THE OFFICE ISSUED AN ADMINISTRATIVE COMPLAINT AND FINAL ORDER IMPOSING AN ADMINISTRATIVE FINE OF $5,000.00.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $757M (40% of AUM) Jun 2026
- UBS $429M (23% of AUM) Jun 2026
- Morgan Stanley $145M (8% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2026.
View current Form ADV (SEC/IAPD) ↗