AUMdb
SF

Sprinkle Financial Consultants Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 112227 · SEC file 801-48276 · Littleton, CO
☆ Save with Pro ADV data as of Mar 20, 2026
Regulatory AUM
$926M
Discretionary
$926M
Clients
242
Avg AUM / client
$3.8M
Accounts
1,068
Employees
8

AUM over time

$327M $926M
Mar 20, 2012 Mar 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026

Investments (13F portfolio — 104 positions, $254,907,740)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Schwab Strategic Tr US LRG CAP ETF $24,316,835 826,262 9.54% 2.63%
2 J P Morgan Exchange Traded F ACTIVE GROWTH $18,755,482 190,225 7.36% 2.03%
3 Oneok Inc New COM $14,827,531 170,549 5.82% 1.6%
4 Ishares Tr CORE S&P SCP ETF $14,346,878 96,732 5.63% 1.55%
5 J P Morgan Exchange Traded F CORE PLUS BD ETF $11,992,356 255,479 4.7% 1.29%
6 Dimensional Etf Trust GLOBAL REAL EST $10,966,358 378,545 4.3% 1.18%
7 J P Morgan Exchange Traded F DIVERSFD EQT ETF $10,814,613 179,745 4.24% 1.17%
8 Dimensional Etf Trust US MKTWIDE VALUE $8,635,089 156,974 3.39% 0.93%
9 J P Morgan Exchange Traded F HEDG EQU LAD ETF $8,132,017 120,333 3.19% 0.88%
10 Ishares Tr CORE S&P500 ETF $6,102,718 8,151 2.39% 0.66%
11 T Rowe Price Exchange Traded CAP APPRECIATION $5,745,590 139,797 2.25% 0.62%
12 American Centy Etf Tr AVANTIS ALL EQT $5,695,432 57,470 2.23% 0.62%
13 Pimco Etf Tr MUNI INCOME OPP $5,617,479 122,760 2.2% 0.61%
14 Dimensional Etf Trust INTL CORE EQUITY $5,442,754 146,074 2.14% 0.59%
15 Dimensional Etf Trust US LARG VALU ETF $4,923,142 124,514 1.93% 0.53%
16 Dimensional Etf Trust WORLD EQUITY ETF $4,449,472 53,732 1.75% 0.48%
17 Gmo Etf Trust US QUALITY ETF $3,795,948 91,207 1.49% 0.41%
18 Dimensional Etf Trust US SMALL CAP ETF $3,527,957 42,847 1.38% 0.38%
19 American Centy Etf Tr AVANTIS EMGMKT $3,419,518 35,441 1.34% 0.37%
20 Pimco Etf Tr MULTISECTOR BD $3,371,045 127,113 1.32% 0.36%
21 American Centy Etf Tr US LARGE CAP VLU $3,366,261 36,907 1.32% 0.36%
22 Vanguard Index Fds TOTAL STK MKT $3,062,450 8,276 1.2% 0.33%
23 American Centy Etf Tr REAL ESTATE ETF $2,941,764 62,091 1.15% 0.32%
24 Apple Inc COM $2,915,583 10,076 1.14% 0.31%
25 Amazon Com Inc COM $2,851,022 11,962 1.12% 0.31%

Top 25 of 104 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 81 $23.3M 2.51%
High net worth individuals 161 $893M 96.4%
Charitable organizations Fewer than 5 clients $10.1M 1.09%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Scott Kerry Sprinkle Managing Member And Chief Compliance Officer CFP Personal Financial Specialist Sep 1994 (32y) 25% – 50%
Stanley G. Sprinkle Managing Member Sep 1994 (32y) 25% – 50%
Sean Gary Sprinkle Managing Member Personal Financial Specialist Mar 1996 (30y) 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/20/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.

View current Form ADV (SEC/IAPD) ↗