Compass Capital Corporation
- Regulatory AUM
- $664M
- Discretionary
- $577M
- Clients
- 1,371
- Avg AUM / client
- $484K
- Accounts
- 1,371
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,231 | $218M | 32.9% |
| High net worth individuals | 136 | $435M | 65.5% |
| Pension and profit sharing plans | 4 | $10.4M | 1.57% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Francis Shanahan | President | Jul 1984 (42y) | Less than 5% | |
| Ahern, John, Raymond | Indirect Owner | Jan 1996 (31y) | GP / trustee / elected manager of Compass Holding Group Inc. (indirect) | |
| Thomas John Licciardello | Investment Advisor Agent And Indirect Owner | Jan 2001 (26y) | 25% – 50% of Compass Capital Corporation (indirect) | |
| Omar J Mian | Investment Advisor Agent And Indirect Owner | Aug 2005 (21y) | 25% – 50% of Compass Capital Corporation (indirect) | |
| Joly, Walter, King | Indirect Owner | Feb 2006 (21y) | ≈ 18.75% – 50% via Compass Holding Group Inc. | |
| Murphy, Sandra, Powers | Indirect Owner | May 2011 (15y) | ≈ 18.75% – 50% via Compass Holding Group Inc. | |
| Winans, Bruce, Donald | Investment Advisor Agent And Indirect Owner | Nov 2011 (15y) | 25% – 50% of Compass Capital Corporation (indirect) | |
| Scott Stephen Chaisson | Shareholder | Jul 2015 (11y) | Less than 5% | |
| Tyler Michael Chaisson | Chief Compliance Officer | Aug 2018 (8y) | Less than 5% | |
| Robert David Fogarty | Registered representative | Jan 1995 (32y) | ||
| Philip Bart Boncaldo | Registered representative | Jan 2001 (26y) | ||
| Troy Adam Knowlan | Registered representative | Jan 2001 (26y) | ||
| David Charles Morgan | Registered representative | Mar 2009 (17y) | ||
| Maria Cornelia Kondracki Dwyer | Registered representative | Dec 2018 (8y) | ||
| Seth Chadwick | Registered representative | Feb 2019 (7y) | ||
| John Francis Coyne | Registered representative | CFP | Jan 2022 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Compass Holding Group Inc. | Owner | Aug 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joly, Walter, King: 25% – 50% of Compass Holding Group Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Murphy, Sandra, Powers: 25% – 50% of Compass Holding Group Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/25/2025 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2025.
View current Form ADV (SEC/IAPD) ↗