Oakwood Capital, Inc.
- Regulatory AUM
- $304M
- Discretionary
- $86.7M
- Clients
- 616
- Avg AUM / client
- $494K
- Accounts
- 1,051
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 427 | $142M | 46.5% |
| High net worth individuals | 181 | $121M | 39.9% |
| Corporations and other businesses | 3 | $5.6M | 1.83% |
| Other | 5 | $35.6M | 11.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Metal Craft Machine & Engineering Inc, 401 K Plan Metal Craft Machine & Engineering, Inc. | 2024 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Stephan King | President & Cco | CFP | Apr 2020 (6y) | Less than 5% |
| King, Kathryn, W | Trustee | May 2020 (6y) | GP / trustee / elected manager of The Douglas S King And Kathryn W King Living Trust (indirect) | |
| Jason Thomas King | Trustee | CFP | Jul 2020 (6y) | GP / trustee / elected manager of The Jason & Kelsey King Revocable Living Trust (indirect) |
| Brandon Douglas King | Owner | Mar 2021 (5y) | 10% – 25% | |
| Wendy Waalen | Registered representative | Aug 2011 (15y) | ||
| David Bower Stevenson | Registered representative | Jul 2012 (14y) | ||
| Richard Kenneth Sunderland | Registered representative | Mar 2013 (13y) | ||
| Robert Alan Strommen | Registered representative | Oct 2013 (13y) | ||
| Daniel Joseph Colich | Registered representative | Jan 2014 (13y) | ||
| Jeffrey Roy Schuur | Registered representative | Jan 2014 (13y) | ||
| John F Devereaux | Registered representative | Jan 2014 (13y) | ||
| Jonathan Drew London | Registered representative | Jan 2014 (13y) | ||
| Corey David Pederson | Registered representative | CFP Chartered Financial Consultant | Dec 2015 (11y) | |
| Darrell Alve Mccroskey | Registered representative | Jun 2016 (10y) | ||
| Jon Daniel Breimhorst | Registered representative | CFP | Aug 2018 (8y) | |
| Jason William Roeske | Registered representative | Apr 2022 (4y) | ||
| Paul C Selsor | Registered representative | Mar 2023 (3y) | ||
| Michael William Mullins | Registered representative | Mar 2023 (3y) | ||
| Ryan Michael Weiss | Registered representative | Jan 2026 (1y) | ||
| Carol Ann Goetsch | Registered representative | Apr 2026 (0y) | ||
| Steven Michael Fromm | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Douglas S King And Kathryn W King Living Trust | Owner | May 2020 | A | 75% or more |
| The Jason & Kelsey King Revocable Living Trust | Owner | Jan 2024 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Metal Craft Machine & Engineering Inc, 401 K Plan | Metal Craft Machine & Engineering, Inc. | 248 | $26.4M | 10/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- RBC $108M (36% of AUM) May 2026
- Charles Schwab & Co. $82.9M (27% of AUM) May 2026
- Assetmark Trust Company $7.2M (2% of AUM) May 2026
- Asset Mark $7.2M (2% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗