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Investment Adviser
CRD 112525
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ADV data as of Jul 22, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 564
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 7
AUM over time
$1.4B
$13.4B
Mar 30, 2012
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 22, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 564 | — | — |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • AUA
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $2.4B (20% of AUM) Jan 2022
- Charles Schwab & Co. $693M (50% of AUM) Mar 2025
- Pershing $310M (22% of AUM) Mar 2025
- National Financial Services (Fidelity) $274M (20% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2025.