Tributary Capital Management, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 271
- Avg AUM / client
- $7.0M
- Accounts
- 840
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $2.2M | 0.12% |
| High net worth individuals | 236 | $105M | 5.51% |
| Banking or thrift institutions | Fewer than 5 clients | $400M | 21.1% |
| Investment companies | 1 | $1.1B | 58.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $23.3M | 1.22% |
| Charitable organizations | 8 | $71.7M | 3.77% |
| Other investment advisers | Fewer than 5 clients | $146M | 7.69% |
| Corporations and other businesses | 16 | $41.0M | 2.16% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Iron Workers District Council Of So Oh & Vicinity Pension Trust Iron Workers District Council Of Southern Ohio & Vicinity | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Alan Wynegar | President | CFA | Jul 2015 (11y) | Less than 5% |
| Tholt, Rita, Elizabeth | Chief Compliance Officer | Oct 2016 (10y) | Less than 5% | |
| Michael L. Johnson | Registered representative | CFA | Jul 2015 (11y) | |
| Donald Carl Radtke | Registered representative | Jan 2017 (10y) | ||
| Conan James Heelan | Registered representative | CFA | Aug 2018 (8y) | |
| Nicholas John Nevole | Registered representative | CFA | Jan 2019 (8y) | |
| Bart Marshall Wyrick | Registered representative | CFP | Apr 2026 (0y) | |
| Marcus Anthony Scott | Registered representative | CFP CFA | Apr 2026 (0y) | |
| John Jay Harris | Registered representative | CFA | May 2026 (0y) | |
| Geri Harris | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First National Bank Of Omaha | Member | May 2010 | A | 75% or more |
| First National Of Nebraska, Inc. | Shareholder Common | May 2010 | B | 75% or more of First National Of Omaha (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Iron Workers District Council Of So Oh & Vicinity Pension Trust | Iron Workers District Council Of Southern Ohio & Vicinity | 3,646 | $1.2B | 02/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE OCC ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING PRACTICES WITH REGARD TO IDENTITY PROTECTION PRODUCTS OFFERED IN THE CREDIT CARD DIVISION THAT RESULTED IN VIOLATIONS OF SECTION 5 OF THE FEDERAL TRADE COMMISSION ACT. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE OCC ALLEGATIONS, FNBO AGREED TO CEASE AND DESIST FROM VIOLATING SECTION 5 OF THE FTC ACT AND TO PAY A CIVIL MONETARY PENALTY OF $3,000,000 AND MAKE FULL REIMBURSEMENTS TO ELIGIBLE CUSTOMERS. BOTH THE OCC AND CFPB TOGETHER HAVE JOINTLY ORDERED THE REPAYMENT TO CUSTOMERS WHICH IS ESTIMATED TO TOTAL $27.75 MILLION. FINALLY, FNBO AGREED TO THE IMPOSITION OF CERTAIN REMEDIAL MEASURES IN THE AREAS OF THIRD-PARTY VENDOR MANAGEMENT AND UNFAIR AND DECEPTIVE ACTS AND PRACTICES RISK MANAGEMENT. Summary: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS AS HIGHLIGHTED ABOVE IN ITEM 7, FNBO AGREED TO SANCTIONS IMPOSED AS DESCRIBED ABOVE IN ITEM 12.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- First National Bank Of Omaha $345M (18% of AUM) Apr 2026
- Charles Schwab & Co. $128M (7% of AUM) Apr 2026
- J.P. Morgan $95.4M (4% of AUM) Mar 2025
- Wells Fargo $83.5M (4% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗