AK
Adamec, Kathleen, Mary
State-registered
Endowment & Foundation Advisor · Boutique (under $100M)
CRD 112529
· SEC file 801-44439
·
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ADV data as of Aug 31, 2022
- Regulatory AUM
- $29.3M
- Discretionary
- $28.6M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 7
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.1M | 3.7% |
| Charitable organizations | Fewer than 5 clients | $28.3M | 96.3% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Mary Adamec | Registered representative | CFA | Oct 1997 (29y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/31/2022 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 31, 2022.
View current Form ADV (SEC/IAPD) ↗