Sawyer & Co Inc
- Regulatory AUM
- $320M
- Discretionary
- $319M
- Clients
- 226
- Avg AUM / client
- $1.4M
- Accounts
- 232
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 97 | $20.7M | 6.46% |
| High net worth individuals | 129 | $266M | 83.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $27.4M | 8.57% |
| Corporations and other businesses | Fewer than 5 clients | $5.9M | 1.85% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Cotter Sawyer | President | Feb 1986 (41y) | 25% – 50% | |
| Benjamin Price Webber | Executive Vice President, Chief Compliance Officer | CFA | Nov 2013 (13y) | 50% – 75% |
| Mark Cacciola | Registered representative | CFA | Jan 2023 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DUE TO AN ADMINISTRATIVE OVERSIGHT, SAWYER & CO., INC. CEASED THE REGISTRATIONS OF ITS INVESTMENT ADVISER REPRESENTATIVES WITH THE MASSACHUSETTS SECURITIES DIVISION BETWEEN 2005 AND 2017. Status: Final Sanction Detail: FINE PAID ON AUGUST 14, 2018. Summary: ALL MATERIAL DETAILS INCLUDED IN RESPONSE TO ITEMS 7 AND 12 ABOVE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $295M (92% of AUM) Jun 2026
- RBC $29.6M (15% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗