AUMdb

Noble Capital Management, Inc.

State-registered Wealth Manager · Boutique (under $100M) CRD 112938 · SEC file 801-57065 · Boca Raton, FL · www.noblecapitalmarkets.com
☆ Save with Pro ADV data as of Dec 20, 2025
Regulatory AUM
$10.0M
Discretionary
$10.0M
Clients
22
Avg AUM / client
$455K
Accounts
34
Employees
4

AUM over time

$10.0M $74.5M
Nov 21, 2011 Dec 20, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Dec 20, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 8 $1.7M 16.5%
High net worth individuals 14 $8.4M 83.5%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Nicolaas Petrus Pronk President Dec 1996 (30y) Less than 5%
Jung, Peter, Ewald Chief Compliance Officer Oct 2006 (20y) Less than 5%
Francisco Penafiel Registered representative Oct 2009 (17y)
Dennie Andreas Ceelen Registered representative CFP Mar 2019 (7y)
Bruce Charles Ryan Registered representative May 2021 (5y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Noble Financial Group, Inc. Shareholder Dec 1996 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 12/20/2025 1.53 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2), 11.D(4) as of Oct 23, 2012

Summary: PLEASE REMOVE - FILED IN ERROR

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 20, 2025.

View current Form ADV (SEC/IAPD) ↗