AUMdb

Cullen Capital Management, Llc

SEC-registered Wealth Manager · Large ($10B–$100B) CRD 113128 · SEC file 801-57576 · New York, NY · www.cullenfunds.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$11.6B
Discretionary
$11.6B
Clients
8,417
Avg AUM / client
$1.4M
Accounts
8,419
Employees
64

AUM over time

$2.7B $11.6B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 27, 2026

Investments (13F portfolio — 213 positions, $9,752,783,439)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Novartis Ag (Adr) ADR $311,298,749 2,037,962 3.19% 2.69%
2 Cisco Systems Inc. COM $282,857,465 3,645,540 2.9% 2.44%
3 Johnson & Johnson COM $272,533,287 1,114,929 2.79% 2.35%
4 Exxon Mobil Corp. COM $254,424,411 1,499,613 2.61% 2.2%
5 Bank Of America Corp. COM $251,789,692 5,164,917 2.58% 2.17%
6 Duke Energy Corp. COM $251,595,732 1,921,458 2.58% 2.17%
7 Citigroup Inc. COM $251,564,875 2,218,190 2.58% 2.17%
8 Merck & Co. Inc. COM $249,403,764 2,073,354 2.56% 2.15%
9 Jp Morgan Chase & Co. COM $237,871,943 808,648 2.44% 2.05%
10 Morgan Stanley COM $235,921,766 1,433,565 2.42% 2.04%
11 Conoco Phillips COM $235,672,613 1,785,399 2.42% 2.04%
12 General Dynamics Corp. COM $231,052,014 673,189 2.37% 2.0%
13 Medtronic Plc COM $227,971,267 2,630,944 2.34% 1.97%
14 Next Era Energy Inc. COM $225,449,183 2,427,317 2.31% 1.95%
15 Rtx Corp COM $222,234,057 1,152,069 2.28% 1.92%
16 Johnson Controls International COM $221,400,851 1,690,728 2.27% 1.91%
17 Chubb Ltd. COM $219,687,522 674,033 2.25% 1.9%
18 Comcast Corp. (Cl A) COM $205,269,873 7,149,769 2.1% 1.77%
19 Truist Financial Corp COM $204,787,575 4,454,809 2.1% 1.77%
20 Philip Morris International In COM $196,275,781 1,187,104 2.01% 1.7%
21 Vici Properties Inc. COM $185,461,533 6,788,489 1.9% 1.6%
22 Chevron Corp. COM $181,255,348 876,053 1.86% 1.57%
23 Healthpeak Properties Inc COM $180,587,083 10,991,301 1.85% 1.56%
24 At&T Inc. COM $165,668,285 5,714,670 1.7% 1.43%
25 Genuine Parts Co. COM $165,458,559 1,564,620 1.7% 1.43%

Top 25 of 213 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 7,940 $6.0B 51.8%
Investment companies 17 $4.4B 38.0%
Pooled investment vehicles (non-investment companies) 3 $23.8M 0.21%
Pension and profit sharing plans 39 $130M 1.12%
Charitable organizations 115 $309M 2.67%
State or municipal government entities Fewer than 5 clients $155M 1.33%
Insurance companies Fewer than 5 clients $7.0M 0.06%
Corporations and other businesses 303 $556M 4.81%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $21.0M combined gross assets

FundTypeDomicileGross assetsOwners
Schafer Cullen Global Small Cap Value Lp Hedge Fund Delaware $19.2M 6
Schafer Cullen Emerging Markets Small Cap Fund Lp Hedge Fund Delaware $1.7M 2

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Laborers Agc Pension Trust Of Montana Laborers Agc Pension Trust Of Montana Board Of Trustees 2024
Jersey Shore State Bank Retirement Plan Jersey Shore State Bank 2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Century Companies, Inc. Lewistown, MT 2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Riverside Contracting, Inc. Missoula, MT 2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Riverside Contracting, Inc. Missoula, MT 2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Century Companies, Inc. Lewistown, MT 2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust United Materials Of Great Falls Great Falls, MT 2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Dick Anderson Construction, Inc. Helena, MT 2024
Montana Contractors Assoc., Inc. 401(k) Retirement Plan & Trust Jackson Contractor Group, Inc. Missoula, MT 2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust United Materials Of Great Falls Great Falls, MT 2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Jackson Contractor Group, Inc. Missoula, MT 2024

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Cullen, Brooks, Hemingway Vice Chairman And Executive Director Apr 2000 (26y) 5% – 10%
Cullen, James, Patrick Owner, Chairman And Ceo Apr 2000 (26y) 75% or more
Kelly, Aiden, John Chief Compliance Officer Jul 2022 (4y) Less than 5%
O'neil, Stephen, J Executive Director And Chief Operating Officer Nov 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Cullen 2011 Descendants' Trust Owner Apr 2011 A 10% – 25%

Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $21.0M gross assets)

FundTypeGross assetsMin. investmentOwners
Schafer Cullen Global Small Cap Value Lp Hedge Fund $19.2M $500K 6
Schafer Cullen Emerging Markets Small Cap Fund Lp Hedge Fund $1.7M $250K 2

From Form ADV Section 7.B private fund reporting.

Retirement plans served (11)

PlanSponsorParticipantsPlan assetsAs of
Laborers Agc Pension Trust Of Montana Laborers Agc Pension Trust Of Montana Board Of Trustees 1,796 $138M 04/01/2024
Jersey Shore State Bank Retirement Plan Jersey Shore State Bank 23 $25.5M 01/01/2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Century Companies, Inc. 183 $8.9M 01/01/2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Riverside Contracting, Inc. 234 $8.2M 01/01/2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Riverside Contracting, Inc. 234 $21.5M 01/01/2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Century Companies, Inc. 183 $18.8M 01/01/2024
Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust United Materials Of Great Falls 148 $8.6M 01/01/2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Dick Anderson Construction, Inc. 566 $42.3M 01/01/2024
Montana Contractors Assoc., Inc. 401(k) Retirement Plan & Trust Jackson Contractor Group, Inc. 249 $7.0M 01/01/2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust United Materials Of Great Falls 148 $14.2M 01/01/2024
Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Jackson Contractor Group, Inc. 249 $21.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.66 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗