Regatta Research & Money Management L.L.C.
- Regulatory AUM
- $211M
- Discretionary
- $211M
- Clients
- 554
- Avg AUM / client
- $382K
- Accounts
- 1,371
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 490 | $203M | 96.0% |
| High net worth individuals | 60 | $7.0M | 3.33% |
| Corporations and other businesses | 4 | $1.4M | 0.67% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Arthur Greschner | Portfolio Manager | Jul 1997 (29y) | 50% – 75% | |
| Rudy Jerome Blanchard | Portfolio Manager | CFP | Jan 2000 (27y) | 25% – 50% |
| Richmond, Deanna, Wooley | Chief Compliance Officer | Nov 2018 (8y) | Less than 5% | |
| Andrew Valentine Pool | Registered representative | Jul 2004 (22y) | ||
| Claudia M Hayden | Registered representative | CFP | Jul 2004 (22y) | |
| Blair M Barbier | Registered representative | Jul 2004 (22y) | ||
| Douglas W Thompson | Registered representative | Nov 2014 (12y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $198M (94% of AUM) May 2026
- Fidelity Brokerage Services $155M (101% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.
View current Form ADV (SEC/IAPD) ↗