R & R Financial Planners, Inc.
- Regulatory AUM
- $60.1M
- Discretionary
- $60.1M
- Clients
- 232
- Avg AUM / client
- $259K
- Accounts
- 232
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Asset allocation (SMA assets by investment type)
as of Mar 18, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 134 | $13.1M | 21.8% |
| High net worth individuals | 98 | $47.0M | 78.2% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Vito Romeo | Chief Executive Officer | CFP | Apr 1983 (43y) | 75% or more |
| Praino, Nancy, Ann | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Anthony Rosa | Registered representative | Jan 2011 (16y) | ||
| Albert Akerman | Registered representative | Apr 2016 (10y) | ||
| Tara Romeo | Registered representative | Apr 2022 (4y) | ||
| Kevin Francis Murphy | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 969 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗