Financial Consultants & Advisory Corporation
- Regulatory AUM
- $333M
- Discretionary
- $276M
- Clients
- 593
- Avg AUM / client
- $562K
- Accounts
- 877
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 372 | $66.8M | 20.0% |
| High net worth individuals | 203 | $204M | 61.2% |
| Pension and profit sharing plans | 18 | $52.6M | 15.8% |
| Charitable organizations | Fewer than 5 clients | $928K | 0.28% |
| State or municipal government entities | Fewer than 5 clients | $6.5M | 1.95% |
| Corporations and other businesses | Fewer than 5 clients | $2.3M | 0.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Field Aerospace Retirement Savings Plan Field Aviation, Inc. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Joseph Kelley | President/Chief Compliance Officer | May 1982 (44y) | 75% or more | |
| David George Yearwood | Vp And Secretary | Jun 1987 (39y) | Less than 5% | |
| Charles Peter Pilecki | Registered representative | Sep 1999 (27y) | ||
| Julie Ann Thompson | Registered representative | Sep 1999 (27y) | ||
| Karen Pardieck Grindlay | Registered representative | Sep 1999 (27y) | ||
| Douglas Robert Sweet | Registered representative | Aug 2009 (17y) | ||
| Randall Eugene Harrison | Registered representative | Aug 2009 (17y) | ||
| David Patrick Damaska | Registered representative | Sep 2009 (17y) | ||
| Kevin Michael Powers | Registered representative | Oct 2009 (17y) | ||
| Thomas Arthur Butler | Registered representative | CFP | Apr 2010 (16y) | |
| Sina Mary Nowak | Registered representative | Jul 2015 (11y) | ||
| Lowell Emerson Dever | Registered representative | Oct 2015 (11y) | ||
| Michael Macius | Registered representative | CFP | Dec 2024 (2y) | |
| Jesse D Sweet | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Field Aerospace Retirement Savings Plan | Field Aviation, Inc. | 163 | $23.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $276M (83% of AUM) Mar 2026
- Fidelity Brokerage Services $22.6M (8% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗