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Wealth Manager · Mid-sized ($1B–$10B)
CRD 113400
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ADV data as of Oct 01, 2025
- Regulatory AUM
- $4.5B
- Discretionary
- $3.7B
- Clients
- 567
- Avg AUM / client
- $8.0M
- Accounts
- 2,463
- Employees
- 91
AUM over time
$1.5B
$4.9B
Mar 29, 2012
Oct 1, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 132 | $39.7M | 0.88% |
| High net worth individuals | 429 | $4.4B | 98.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $18.4M | 0.41% |
| Charitable organizations | 5 | $28.3M | 0.63% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $3.6B (80% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 01, 2025.