Pegasus Group, Llc
- Regulatory AUM
- $91.3M
- Discretionary
- $91.3M
- Clients
- 21
- Avg AUM / client
- $4.3M
- Accounts
- 55
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $1.1M | 1.25% |
| High net worth individuals | 17 | $90.2M | 98.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Behrens, Keith, Mark | Member | May 2001 (25y) | ≈ 25% – 56.25% via Long Beach Investors, Llc | |
| John Matteo Sebastiano | Director | May 2001 (25y) | ≈ 25% – 56.25% via Pegasus Asset Management, Inc | |
| Van Duyne, Aaron | Member | May 2001 (25y) | ≈ 25% – 56.25% via Long Beach Investors, Llc | |
| Rodd Dee Berro | Director | CFP | Mar 2005 (21y) | ≈ 25% – 56.25% via Pegasus Asset Management, Inc |
| Barba, Courtney, Joy | Chief Compliance Officer | Nov 2006 (20y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pegasus Asset Management, Inc | Member | May 2001 | A | 50% – 75% |
| Long Beach Investors, Llc | Member | May 2001 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Behrens, Keith, Mark: 50% – 75% of Long Beach Investors, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- John Matteo Sebastiano: 50% – 75% of Pegasus Asset Management, Inc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Van Duyne, Aaron: 50% – 75% of Long Beach Investors, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Rodd Dee Berro: 50% – 75% of Pegasus Asset Management, Inc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $91.3M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗