N
N
Wealth Manager · Small ($100M–$1B)
CRD 113526
·
☆ Save with Pro
ADV data as of Aug 08, 2025
- Regulatory AUM
- $104M
- Discretionary
- $104M
- Clients
- 311
- Avg AUM / client
- $334K
- Accounts
- 478
- Employees
- 5
AUM over time
$104M
$104M
Apr 22, 2025
Aug 8, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 286 | $60.9M | 58.6% |
| High net worth individuals | 24 | $42.2M | 40.6% |
| Charitable organizations | 1 | $814K | 0.78% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $18.7M (18% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 08, 2025.