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Investment Adviser
CRD 113564
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ADV data as of Jan 07, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 1
AUM over time
$29.8M
$1.6B
Mar 30, 2012
Sep 7, 2024
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 07, 2025
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • ONLY PROMOTER ACTIVITY
Services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (77% of AUM) Sep 2024
- Trust Company Of America $73.0M (9% of AUM) Apr 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2025.